CF FINANCE ACQUISITION CORP. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-11-17: Reporting owner CF Finance Holdings LLC | CF GROUP MANAGEMENT INC | LUTNICK HOWARD W | CANTOR FITZGERALD, L. P.; Form 4; Security Class B Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-01-29: Reporting owner CF GROUP MANAGEMENT INC | CF Finance Holdings LLC | CANTOR FITZGERALD, L. P. | LUTNICK HOWARD W; Form 4/A; Security Class B Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2019-01-29: Reporting owner CF GROUP MANAGEMENT INC | CANTOR FITZGERALD, L. P. | CF Finance Holdings LLC | LUTNICK HOWARD W; Form 4; Security Class B Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2018-12-12: Reporting owner Worth Peter J; Form 3; Security Class B Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-11-17 | CF Finance Holdings LLC | CF GROUP MANAGEMENT INC | LUTNICK HOWARD W | CANTOR FITZGERALD, L. P. 10% Owner | 10% Owner | Director, Officer (CEO) | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,054,603 0 owned after | $0.00 | 2020-11-19 | |
| 2019-01-29 | CF GROUP MANAGEMENT INC | CF Finance Holdings LLC | CANTOR FITZGERALD, L. P. | LUTNICK HOWARD W 10% Owner | 10% Owner | 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Class B Common Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −122,897 7,054,603 owned after | $0.00 | 2019-02-04 | |
| 2019-01-29 | CF GROUP MANAGEMENT INC | CANTOR FITZGERALD, L. P. | CF Finance Holdings LLC | LUTNICK HOWARD W 10% Owner | 10% Owner | 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −122,897 7,064,603 owned after | $0.00 | 2019-01-30 | |
| 2018-12-12 holding as of filing | Worth Peter J Director | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2018-12-12 | ||
| 2018-12-12 holding as of filing | CF Finance Holdings LLC | CF GROUP MANAGEMENT INC | LUTNICK HOWARD W | CANTOR FITZGERALD, L. P. 10% Owner | 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2018-12-12 |