CCOM GROUP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 91 rows, 91 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-01: Reporting owner Brody Elliot J.; Form 4; Security Convertible Preferred Stock; Transaction Holding.
- 2013-08-01: Reporting owner Elliot J. Brody Revocable Trust; Form 4; Security Convertible Preferred Stock; Transaction Holding.
- 2013-07-29: Reporting owner Brody Elliot J.; Form 4; Security Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-07-29: Reporting owner Elliot J. Brody Revocable Trust; Form 4; Security Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-01 holding as of filing | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | Holding | 50,805 owned after | no price filed | 2013-08-01 | |
| 2013-08-01 holding as of filing | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 50,805 owned after | no price filed | 2013-08-01 | |
| 2013-07-29 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocalbe Trust | P Open market or private purchase of non-derivative or derivative security | +200 50,805 owned after | $2.70 | 2013-07-31 | |
| 2013-07-29 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 50,805 owned after | $2.70 | 2013-07-31 | |
| 2013-07-29 holding as of filing | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | Holding | 50,605 owned after | no price filed | 2013-07-29 | |
| 2013-07-29 holding as of filing | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 50,605 owned after | no price filed | 2013-07-29 | |
| 2013-07-25 holding as of filing | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | Holding | 50,605 owned after | no price filed | 2013-07-25 | |
| 2013-07-25 holding as of filing | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 50,605 owned after | no price filed | 2013-07-25 | |
| 2013-07-18 holding as of filing | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | Holding | 50,605 owned after | no price filed | 2013-07-18 | |
| 2013-07-18 holding as of filing | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 50,605 owned after | no price filed | 2013-07-18 | |
| 2013-07-12 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +1,000 50,605 owned after | $2.45 | 2013-07-15 | |
| 2013-07-12 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 50,605 owned after | $2.45 | 2013-07-15 | |
| 2013-06-26 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +404 49,605 owned after | $2.30 | 2013-06-28 | |
| 2013-06-26 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +404 49,605 owned after | $2.30 | 2013-06-28 | |
| 2013-06-24 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +406 49,201 owned after | $2.20 | 2013-06-25 | |
| 2013-06-24 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +406 49,201 owned after | $2.20 | 2013-06-25 | |
| 2013-06-21 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +868 48,795 owned after | $2.20 | 2013-06-25 | |
| 2013-06-21 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +868 48,795 owned after | $2.20 | 2013-06-25 | |
| 2013-06-13 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +159 47,927 owned after | $1.60 | 2013-06-17 | |
| 2013-06-13 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +159 47,927 owned after | $1.60 | 2013-06-17 | |
| 2013-04-18 holding as of filing | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | Holding | 47,768 owned after | no price filed | 2013-04-18 | |
| 2013-04-18 holding as of filing | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 47,768 owned after | no price filed | 2013-04-18 | |
| 2013-04-16 holding as of filing | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | Holding | 47,768 owned after | no price filed | 2013-04-16 | |
| 2013-04-16 holding as of filing | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 47,768 owned after | no price filed | 2013-04-16 | |
| 2013-04-02 holding as of filing | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody REvocable Trust | Holding | 47,768 owned after | no price filed | 2013-04-02 | |
| 2013-04-02 holding as of filing | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 47,768 owned after | no price filed | 2013-04-02 | |
| 2013-02-28 holding as of filing | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | Holding | 47,768 owned after | no price filed | 2013-02-28 | |
| 2013-02-28 holding as of filing | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 47,768 owned after | no price filed | 2013-02-28 | |
| 2013-02-27 holding as of filing | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | Holding | 47,768 owned after | no price filed | 2013-02-27 | |
| 2013-02-27 holding as of filing | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 47,768 owned after | no price filed | 2013-02-27 | |
| 2013-02-26 holding as of filing | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | Holding | 47,768 owned after | no price filed | 2013-02-26 | |
| 2013-02-26 holding as of filing | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 47,768 owned after | no price filed | 2013-02-26 | |
| 2013-02-25 holding as of filing | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | Holding | 47,768 owned after | no price filed | 2013-02-25 | |
| 2013-02-25 holding as of filing | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 47,768 owned after | no price filed | 2013-02-25 | |
| 2012-12-20 holding as of filing | GOLDMAN KEVIN 10% Owner | 3/A | Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2012-12-20 | ||
| 2012-12-14 holding as of filing | GOLDMAN KEVIN 10% Owner | 3 | Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2012-12-14 | ||
| 2012-12-07 | GOLDMAN MICHAEL Director, Officer (Chairman of the Board), 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | G Bona fide gift | −45,000 1,065 owned after | $0.00 | 2012-12-10 | |
| 2012-12-06 | GOLDMAN-WILLIAMS MELISSA Director, Officer (Vice President of Operations), 10% Owner | 4/A | Convertible Preferred Stock Derivative · Direct | G Bona fide gift | +45,000 45,000 owned after | $0.00 | 2012-12-20 | |
| 2012-12-06 | GOLDMAN-WILLIAMS MELISSA Director, Officer (Vice President of Operations), 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | G Bona fide gift | +45,000 45,000 owned after | $0.00 | 2012-12-10 | |
| 2012-12-06 | GOLDMAN MICHAEL Director, Officer (Chairman of the Board), 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | G Bona fide gift | −45,000 46,065 owned after | $0.00 | 2012-12-10 | |
| 2012-10-17 holding as of filing | Brody Elliot J. 10% Owner | 3 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | Holding | no price filed | 2012-10-17 | ||
| 2012-10-17 holding as of filing | Elliot J. Brody Revocable Trust 10% Owner | 3 | Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2012-10-17 | ||
| 2012-09-05 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +2,268 47,768 owned after | $0.90 | 2012-10-17 | |
| 2012-09-05 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,268 47,768 owned after | $0.90 | 2012-10-17 | |
| 2012-08-31 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +2,500 43,500 owned after | $0.90 | 2012-10-17 | |
| 2012-08-31 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +1,000 44,500 owned after | $0.90 | 2012-10-17 | |
| 2012-08-31 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +1,000 45,500 owned after | $0.90 | 2012-10-17 | |
| 2012-08-31 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500 43,500 owned after | $0.90 | 2012-10-17 | |
| 2012-08-31 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 44,500 owned after | $0.90 | 2012-10-17 | |
| 2012-08-31 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 45,500 owned after | $0.90 | 2012-10-17 | |
| 2012-05-02 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +19,810 41,000 owned after | $0.55 | 2012-10-17 | |
| 2012-05-02 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +19,810 41,000 owned after | $0.55 | 2012-10-17 | |
| 2011-12-30 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +190 21,190 owned after | $0.50 | 2012-10-17 | |
| 2011-12-30 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +190 21,190 owned after | $0.50 | 2012-10-17 | |
| 2011-12-12 holding as of filing | GOLDMAN MICHAEL Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 91,065 owned after | no price filed | 2011-12-12 | |
| 2011-10-21 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +10,000 21,000 owned after | $0.50 | 2012-10-17 | |
| 2011-10-21 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 21,000 owned after | $0.50 | 2012-10-17 | |
| 2011-09-27 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +9,999 11,000 owned after | $0.40 | 2012-10-17 | |
| 2011-09-27 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +9,999 11,000 owned after | $0.40 | 2012-10-17 | |
| 2011-08-10 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +1 1,001 owned after | $0.65 | 2012-10-17 | |
| 2011-08-10 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1 1,001 owned after | $0.65 | 2012-10-17 | |
| 2011-07-11 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +688 1,000 owned after | $0.65 | 2012-10-17 | |
| 2011-07-11 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +688 1,000 owned after | $0.65 | 2012-10-17 | |
| 2011-06-10 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +75 312 owned after | $0.45 | 2012-10-17 | |
| 2011-06-10 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +75 312 owned after | $0.45 | 2012-10-17 | |
| 2011-05-26 holding as of filing | GOLDMAN MICHAEL Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 91,065 owned after | no price filed | 2011-05-26 | |
| 2011-05-18 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +125 237 owned after | $0.45 | 2012-10-17 | |
| 2011-05-18 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +125 237 owned after | $0.45 | 2012-10-17 | |
| 2011-05-12 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +60 112 owned after | $0.45 | 2012-10-17 | |
| 2011-05-12 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60 112 owned after | $0.45 | 2012-10-17 | |
| 2011-04-15 | Brody Elliot J. 10% Owner | 4 | Convertible Preferred Stock Derivative · Indirect · By the Elliot J. Brody Revocable Trust | P Open market or private purchase of non-derivative or derivative security | +52 52 owned after | $0.45 | 2012-10-17 | |
| 2011-04-15 | Elliot J. Brody Revocable Trust 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +52 52 owned after | $0.45 | 2012-10-17 | |
| 2011-03-04 holding as of filing | GOLDMAN MICHAEL Director | 4/A | Convertible Preferred Stock Derivative · Direct | Holding | 91,065 owned after | no price filed | 2011-03-04 | |
| 2011-03-03 holding as of filing | GOLDMAN MICHAEL Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 91,065 owned after | no price filed | 2011-03-03 | |
| 2008-12-17 holding as of filing | GOLDMAN MICHAEL Director | 4 | Convertible Preferred Stock Derivative · Direct · (m) | Holding | 91,065 owned after | no price filed | 2008-12-17 | |
| 2008-12-10 holding as of filing | GOLDMAN MICHAEL Director | 4 | Convertible Preferred Stock Derivative · Direct · (m) | Holding | 91,065 owned after | no price filed | 2008-12-10 | |
| 2008-12-03 holding as of filing | GOLDMAN MICHAEL Director | 4 | Convertible Preferred Stock Derivative · Direct · (m) | Holding | 91,065 owned after | no price filed | 2008-12-03 | |
| 2008-11-25 holding as of filing | GOLDMAN MICHAEL Director | 4 | Convertible Preferred Stock Derivative · Direct · (m) | Holding | 91,065 owned after | no price filed | 2008-11-25 | |
| 2008-09-19 | FREDRIKSON E BRUCE Director | 4 | Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −500 0 owned after | $8.05 | 2008-09-23 | |
| 2008-09-02 | GOLDMAN MICHAEL Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +365 91,065 owned after | $1.20 | 2008-09-04 | |
| 2008-08-13 | GOLDMAN MICHAEL Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,500 90,700 owned after | $1.15 | 2008-08-13 | |
| 2008-08-12 | GOLDMAN MICHAEL Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +22,700 22,700 owned after | $1.05 | 2008-08-13 | |
| 2008-08-12 | GOLDMAN MICHAEL Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +9,500 32,200 owned after | $1.14 | 2008-08-13 | |
| 2008-08-12 | GOLDMAN MICHAEL Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +48,000 80,200 owned after | $1.15 | 2008-08-13 | |
| 2008-06-30 | PAGANO WILLIAM Director, Officer (Chief Executive Officer), 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −998 0 owned after | no price filed | 2008-07-01 | |
| 2008-06-27 | PAGANO WILLIAM Director, Officer (Chief Executive Officer), 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +998 998 owned after | $0.65 | 2008-07-01 | |
| 2007-12-18 holding as of filing | FREDRIKSON E BRUCE Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 500 owned after | no price filed | 2007-12-18 | |
| 2007-12-14 holding as of filing | FREDRIKSON E BRUCE Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 500 owned after | no price filed | 2007-12-14 | |
| 2007-12-12 holding as of filing | FREDRIKSON E BRUCE Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 500 owned after | no price filed | 2007-12-12 | |
| 2007-11-30 holding as of filing | FREDRIKSON E BRUCE Director | 4 | Convertible Preferred Stock Derivative · Direct | Holding | 500 owned after | no price filed | 2007-11-30 | |
| 2006-06-08 | FREDRIKSON E BRUCE Director | 4 | Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 500 owned after | $2.45 | 2006-06-09 |