CCA INDUSTRIES INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-03-22: Reporting owner Capital Preservation Solutions, LLC | Capital Preservation Holdings, LLC | Funston Lance T; Form 3/A; Security Common Stock Warrant (right to buy); Transaction Holding.
- 2014-09-15: Reporting owner Capital Preservation Holdings, LLC | Capital Preservation Solutions, LLC | Funston Lance T; Form 3; Security Common Stock Warrant (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-03-22 holding as of filing | Capital Preservation Solutions, LLC | Capital Preservation Holdings, LLC | Funston Lance T Director, Officer (Chief Executive Officer) | Director, Officer (Chief Executive Officer) | Director, Officer (Chief Executive Officer) | 3/A | Common Stock Warrant (right to buy) Derivative · Indirect · By Capital Preservation Solutions, LLC | Holding | $3.17 exercise price | 2016-03-22 | ||
| 2014-09-15 holding as of filing | Capital Preservation Holdings, LLC | Capital Preservation Solutions, LLC | Funston Lance T 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrant (right to buy) Derivative · Indirect · By Capital Preservation Solutions, LLC | Holding | $3.17 exercise price | 2014-09-15 |