CBA Florida, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2015-12-10: Form 8-K; Period of report 2015-12-10; Description 8.01 Other Events; Details 8.01.
- 2015-11-16: Form 8-K; Period of report 2015-11-16; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2015-08-13: Form 8-K; Period of report 2015-08-07; Description 4.01 Changes in Registrant's Certifying Accountant; Details 4.01.
- 2015-08-10: Form 8-K; Period of report 2015-08-06; Description 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.07 Submission of Matters to a Vote of Security Holders; Details 5.03.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2015-12-10 | 8-K | 2015-12-10 | 8.01 Other Events | 8.01 On December 10, 2015, Cord Blood America, Inc. (the “Company”) issued a press release announcing that the Company will undertake a review of strategic alternatives, which may include a possible sale of assets or the sale of the Company, along with other alternatives or forms of business combination. | cbai_8k.htm |
| 2015-11-16 | 8-K | 2015-11-16 | 2.02 Results of Operations and Financial Condition | 2.02 On November 16, 2015, Cord Blood America, Inc. (the “Company”) issued the Press Release attached as Exhibit 99.1 to this report. | cbai_8k.htm |
| 2015-08-13 | 8-K | 2015-08-07 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On August 7, 2015, De Joya Griffith, LLC (the “Former Accountant”) resigned as the Registrant’s independent registered public accountants. | cbai_8k.htm |
| 2015-08-10 | 8-K | 2015-08-06 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 5.07 Submission of Matters to a Vote of Security Holders | 5.03 On August 6, 2015, as further set forth in Item 5.07, the shareholders of Cord Blood America, Inc. (the “Company”) approved an amendment to the Amended and Restated Articles of Incorporation of the Company to require that, in the case of a combination, the authorized shares shall be reduced commensurately with the reduction in outstanding shares. 5.07 On August 6, 2015, the Company held its Annual Meeting of Shareholders at its headquarters located at 1857 Helm Drive, Las Vegas, Nevada 89119. | cbai_8k.htm |
| 2015-07-09 | 8-K | 2015-07-09 | 8.01 Other Events | 8.01 The Annual Meeting of Shareholders of Cord Blood America, Inc., previously scheduled for July 14, 2015 at 10:00 a.m. | cbai_8k.htm |
| 2015-05-29 | 8-K | 2015-05-22 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 Effective May 22, 2015, the Board of Directors of Cord Blood America, Inc. (the “Company”) unanimously approved and adopted the Second Amended and Restated By-Laws of Cord Blood America, Inc. (the “Second Amended Bylaws”), replacing the Amended and Restated Bylaws of Cord Blood America, Inc. which were previously in effect and which were adopted on April 29, 2004. | cbai_8k.htm |
| 2015-05-13 | 8-K | 2015-05-07 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On May 7, 2015, a Special Meeting of Shareholders of Cord Blood America, Inc. (the “Company”) was held. | cbai_8k.htm |
| 2015-05-08 | 8-K | 2015-05-08 | 8.01 Other Events | 8.01 On May 8, 2015, the Company issued the Press Release attached as Exhibit 99.1 to this report. | cbai_8k.htm |
| 2015-04-22 | 8-K | 2015-04-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 After the election of three (3) additional Directors to the Board of Directors of the Company effective April 15, 2015 and as set forth in the Company’s Form 8-K filing on April 16, 2015, the Company’s Board of Directors is now comprised of: David Sandberg, Anthony Snow, Adrian Pertierra, Joseph Vicente, who is also the Company’s President, and Timothy McGrath. | cbai_8k.htm |
| 2015-04-16 | 8-K | 2015-04-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 As set forth in detail in the Company’s Form 8-K filed on April 14, 2015, Cord Blood America, Inc. (the “Company”) executed a Preferred Stock Purchase Agreement and a Stockholder Agreement on April 9, 2015 with Red Oak Fund LP, Red Oak Long Fund, LP and Pinnacle Opportunities Fund, LP (collectively “Red Oak”), and pursuant thereto, filed Articles of Amendment to Articles of Incorporation of the Company (“Articles of Amendment”) (collectively the “Red Oak Transaction”). 8.01 The Red Oak Transaction, executed April 9, 2015, closed on April 14, 2015. | cbai_8k.htm |
| 2015-04-14 | 8-K | 2015-04-09 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 On April 9, 2015, Cord Blood America, Inc. (the "Company") executed a Preferred Stock Purchase Agreement (the “Purchase Agreement”) and a Stockholder Agreement with Red Oak Fund LP, Red Oak Long Fund, LP and Pinnacle Opportunities Fund, LP (collectively the “Purchasers” or “Red Oak”). 5.02 Effective April 9, 2015, as part of the transaction with Red Oak, the Company entered into an Amendment to Executive Employment Agreement with Joseph R. Vicente, the Company’s President and Chairman of the Board, amending Mr. Vicente’s January 1, 2015 Executive Employment Agreement, as well as an Amendment to Executive Employment Agreement with Stephen Morgan, the Company’s Vice President, General Counsel and Secretary, amending Mr. Morgan’s April 1, 2015 employment agreement such that Mr. Vicente and Mr. Morgan no longer have the option, in their sole discretion, to receive their salary and bonus amounts in the form of Company stock, rather than cash. | cbai_8k.htm |
| 2015-04-10 | 8-K | 2015-04-10 | 8.01 Other Events | 8.01 On April 10, 2015, the Company issued the Press Release attached as Exhibit 99.1 to this report. | cbai_8k.htm |
| 2015-01-23 | 8-K | 2015-01-23 | 9.01 Financial Statements and Exhibits | cbai_8k.htm |