CBA Florida, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-05-14: Reporting owner Sandberg David; Form 4; Security Series A Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-05-14: Reporting owner Sandberg David; Form 4; Security Series A Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-05-14: Reporting owner Sandberg David; Form 4; Security Series A Convertible Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-04-23: Reporting owner Sandberg David; Form 3; Security Series A Convertible Preferred Stock (par value $.0001); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-05-14 | Sandberg David Director, 10% Owner | 4 | Series A Convertible Preferred Stock Non-derivative · Indirect · By The Red Oak Fund, L.P. | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −311,740 0 owned after | no price filed | 2015-05-18 | |
| 2015-05-14 | Sandberg David Director, 10% Owner | 4 | Series A Convertible Preferred Stock Non-derivative · Indirect · By The Red Oak Long Fund, L.P. | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −144,830 0 owned after | no price filed | 2015-05-18 | |
| 2015-05-14 | Sandberg David Director, 10% Owner | 4 | Series A Convertible Preferred Stock Non-derivative · Indirect · By Pinnacle Opportunities Fund, L.P. | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −267,430 0 owned after | no price filed | 2015-05-18 | |
| 2015-04-23 holding as of filing | Sandberg David Director | 3 | Series A Convertible Preferred Stock (par value $.0001) Non-derivative · Indirect · (m) | Holding | 311,740 owned after | no price filed | 2015-04-23 | |
| 2015-04-23 holding as of filing | Sandberg David Director | 3 | Series A Convertible Preferred Stock (par value $.0001) Non-derivative · Indirect · (m) | Holding | 144,830 owned after | no price filed | 2015-04-23 | |
| 2015-04-23 holding as of filing | Sandberg David Director | 3 | Series A Convertible Preferred Stock (par value $.0001) Non-derivative · Indirect · (m) | Holding | 267,430 owned after | no price filed | 2015-04-23 |