CATY Insider Transactions — Page 3
264 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–264; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| OEI PERRY | SVP, General Counsel,Secretary | 2013-10-28 | Sale | 2,000.0 | $25.7 |
| OEI PERRY | SVP, General Counsel,Secretary | 2013-10-28 | Sale | 8,080.0 | $25.56 |
| WONG IRWIN | EVP - Branch Administration | 2013-10-28 | Sale | 5,860.0 | $25.53 |
| Tai Pin | EVP, CLO, Cathay Bank | 2013-10-28 | Sale | 16,180.0 | $25.7 |
| CHAN KELLY L | Director | 2013-10-25 | Purchase | 1,000.0 | $25.56 |
| LIU TING Y | Director | 2013-10-25 | Sale | 2,500.0 | $25.47 |
| LIU TING Y | Director | 2013-10-25 | Sale | 2,500.0 | $25.49 |
| WONG IRWIN | EVP - Chief Risk Officer | 2013-10-25 | Sale | 5,000.0 | $25.45 |
| Jelenko Jane H | Director | 2013-08-23 | Purchase | 422.0 | $24.01 |
| OEI PERRY | General Counsel | 2013-03-25 | Sale | 1,303.0 | $20.18 |
| TANG ANTHONY M | EVP | 2013-03-25 | Sale | 1,801.0 | $20.18 |
| CHENG DUNSON K | Chairman, President, & CEO | 2013-03-25 | Sale | 4,637.0 | $20.18 |
| BINGHAM KIM R | EVP - Chief Credit Officer | 2013-03-25 | Sale | 1,516.0 | $20.18 |
| WONG IRWIN | EVP - Branch Administration | 2013-03-25 | Sale | 1,496.0 | $20.18 |
| WU PETER | Executive Vice Chairman/COO | 2013-03-25 | Sale | 2,308.0 | $20.18 |
| Jelenko Jane H | Director | 2012-06-06 | Purchase | 630.0 | $15.49 |
| WONG IRWIN | EVP - Branch Administration | 2012-02-16 | Sale | 17.0 | $17.13 |
| WONG IRWIN | EVP - Branch Administration | 2012-02-16 | Sale | 103.0 | $17.12 |
| WONG IRWIN | EVP - Branch Administration | 2012-02-16 | Sale | 562.0 | $17.11 |
| WONG IRWIN | EVP - Branch Administration | 2012-02-16 | Sale | 600.0 | $17.2 |
| WONG IRWIN | EVP - Branch Administration | 2012-02-16 | Sale | 2,121.0 | $17.25 |
| WONG IRWIN | EVP - Branch Administration | 2012-02-16 | Sale | 7,685.0 | $17.1 |
| TANG ANTHONY M | EVP | 2011-11-28 | Purchase | 32,000.0 | $12.35 |
| TANG ANTHONY M | EVP | 2011-11-25 | Purchase | 23,667.0 | $12.45 |
| TANG ANTHONY M | EVP | 2011-11-25 | Purchase | 600.0 | $11.9 |
| TANG ANTHONY M | EVP | 2011-11-22 | Purchase | 13,800.0 | $12.4 |
| TANG ANTHONY M | EVP | 2011-11-22 | Purchase | 87,120.0 | $12.46 |
| TANG ANTHONY M | EVP | 2011-11-18 | Purchase | 250,000.0 | $12.83 |
| TANG ANTHONY M | EVP | 2011-11-18 | Purchase | 51,410.0 | $12.73 |
| TANG ANTHONY M | EVP | 2011-08-12 | Purchase | 264,615.0 | $11.4 |
| TANG ANTHONY M | EVP | 2011-08-11 | Purchase | 155,400.0 | $10.8 |
| TANG ANTHONY M | EVP | 2011-08-10 | Purchase | 579,985.0 | $10.68 |
| CHUNG NELSON | Director | 2011-06-09 | Purchase | 10,000.0 | $14.99 |
| WU PETER | Executive Vice Chairman/COO | 2009-11-24 | Purchase | 50,000.0 | $7.9 |
| LIU TING Y | Director | 2008-12-05 | Sale | 2,000.0 | $20.0 |
| LIU TING Y | Director | 2008-12-05 | Sale | 2,000.0 | $20.0 |
| LIU TING Y | Director | 2008-12-04 | Sale | 1,000.0 | $20.0 |
| LIU TING Y | Director | 2008-12-03 | Sale | 1,000.0 | $20.0 |
| CHEN HENG W | EVP/CFO | 2008-09-18 | Sale | 500.0 | $26.5 |
| CHEN HENG W | EVP/CFO | 2008-09-16 | Sale | 600.0 | $25.5 |
| CHUNG NELSON | Director | 2008-05-16 | Purchase | 10,000.0 | $15.62 |
| CHEN HENG W | EVP/CFO | 2008-05-06 | Purchase | 500.0 | $17.0 |
| CHEN HENG W | EVP/CFO | 2008-04-30 | Purchase | 700.0 | $17.2 |
| CHIU THOMAS C T | Director | 2008-04-23 | Purchase | 5,000.0 | $16.96 |
| CHIU THOMAS C T | Director | 2008-04-23 | Purchase | 5,000.0 | $16.98 |
| CHIU THOMAS C T | Director | 2008-04-23 | Purchase | 5,000.0 | $16.96 |
| CHIU THOMAS C T | Director | 2008-04-23 | Purchase | 5,000.0 | $16.85 |
| CHIU THOMAS C T | Director | 2008-04-23 | Purchase | 5,000.0 | $16.84 |
| CHIU THOMAS C T | Director | 2008-04-23 | Purchase | 6,700.0 | $16.81 |
| CHIU THOMAS C T | Director | 2008-04-23 | Purchase | 7,700.0 | $16.8 |
| CHIU THOMAS C T | Director | 2008-04-23 | Purchase | 2,323.0 | $16.78 |
| CHIU THOMAS C T | Director | 2008-04-23 | Purchase | 600.0 | $16.79 |
| CHIU THOMAS C T | Director | 2008-04-23 | Purchase | 200.0 | $16.75 |
| CHIU THOMAS C T | Director | 2008-04-23 | Purchase | 1,733.0 | $16.7 |
| CHIU THOMAS C T | Director | 2008-04-22 | Purchase | 5,000.0 | $16.95 |
| CHIU THOMAS C T | Director | 2008-01-30 | Purchase | 3,500.0 | $24.54 |
| TANG ANTHONY M | EVP | 2006-12-04 | Sale | 13,000.0 | $34.7 |
| CHIU THOMAS C T | Director | 2006-12-01 | Purchase | 100.0 | $33.9 |
| CHIU THOMAS C T | Director | 2006-12-01 | Purchase | 700.0 | $33.91 |
| CHIU THOMAS C T | Director | 2006-12-01 | Purchase | 150.0 | $33.92 |
| CHIU THOMAS C T | Director | 2006-12-01 | Purchase | 100.0 | $33.93 |
| CHIU THOMAS C T | Director | 2006-12-01 | Purchase | 200.0 | $33.94 |
| CHIU THOMAS C T | Director | 2006-12-01 | Purchase | 21.0 | $33.96 |
| TANG ANTHONY M | EVP | 2006-11-30 | Sale | 10,000.0 | $34.32 |