CATY Insider Transactions — Page 2
264 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–200; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| WONG IRWIN | SEVP, Chief Operating Officer | 2018-06-06 | Sale | 6,409.0 | $43.0 |
| CHENG DUNSON K | Executive Chairman | 2018-05-07 | Sale | 13,333.0 | $41.26 |
| CHENG DUNSON K | Executive Chairman | 2018-05-04 | Sale | 10,000.0 | $41.12 |
| CHENG DUNSON K | Executive Chairman | 2018-04-27 | Sale | 11,963.0 | $40.76 |
| CHENG DUNSON K | Executive Chairman | 2018-04-26 | Sale | 14,704.0 | $40.79 |
| BINGHAM KIM R | EVP - Chief Risk Officer | 2018-03-08 | Sale | 1,000.0 | $43.4 |
| CHENG DUNSON K | Executive Chairman | 2018-02-13 | Sale | 25,000.0 | $41.53 |
| CHENG DUNSON K | Executive Chairman | 2018-02-12 | Sale | 20,000.0 | $41.92 |
| WU PETER | Vice Chairman | 2018-02-02 | Sale | 33,045.0 | $44.36 |
| BINGHAM KIM R | EVP - Chief Risk Officer | 2018-02-02 | Sale | 3,800.0 | $44.71 |
| CHENG DUNSON K | Executive Chairman | 2017-12-11 | Sale | 50,000.0 | $42.45 |
| WONG IRWIN | SEVP, Chief Operating Officer | 2017-11-28 | Sale | 10,000.0 | $43.1 |
| WONG IRWIN | SEVP, Chief Operating Officer | 2017-11-20 | Sale | 6,059.0 | $42.0 |
| TANG ANTHONY M | Vice Chairman | 2017-06-08 | Sale | 50,000.0 | $38.01 |
| CHENG DUNSON K | Executive Chairman | 2017-03-07 | Sale | 17,555.0 | $39.27 |
| LEE PATRICK | Director | 2017-03-07 | Sale | 3,500.0 | $39.17 |
| CHENG DUNSON K | Executive Chairman | 2017-03-06 | Sale | 20,000.0 | $39.25 |
| CHENG DUNSON K | Executive Chairman | 2017-03-03 | Sale | 20,000.0 | $39.5 |
| CHENG DUNSON K | Executive Chairman | 2017-03-02 | Sale | 1,417.0 | $40.08 |
| CHENG DUNSON K | Executive Chairman | 2017-03-01 | Sale | 40,000.0 | $40.65 |
| BINGHAM KIM R | EVP - Chief Risk Officer | 2017-02-27 | Sale | 10,000.0 | $39.5 |
| BINGHAM KIM R | EVP - Chief Risk Officer | 2017-02-27 | Sale | 10,000.0 | $39.05 |
| BINGHAM KIM R | EVP - Chief Risk Officer | 2017-02-17 | Sale | 10,000.0 | $39.5 |
| LIU TING Y | Director | 2017-02-16 | Sale | 13,000.0 | $39.04 |
| CHENG DUNSON K | Executive Chairman | 2017-02-16 | Sale | 24,240.0 | $38.93 |
| TANG ANTHONY M | Vice Chairman | 2017-02-14 | Sale | 15,000.0 | $38.9 |
| TANG ANTHONY M | Vice Chairman | 2017-02-13 | Sale | 25,000.0 | $38.63 |
| TANG ANTHONY M | Vice Chairman | 2017-02-10 | Sale | 10,000.0 | $38.25 |
| WU PETER | Vice Chairman | 2017-02-01 | Sale | 20,000.0 | $36.42 |
| WU PETER | Vice Chairman | 2017-01-31 | Sale | 10,000.0 | $36.22 |
| WU PETER | Vice Chairman | 2017-01-30 | Sale | 10,000.0 | $36.28 |
| WU PETER | Vice Chairman | 2017-01-30 | Sale | 10,000.0 | $36.26 |
| TANG ANTHONY M | Vice Chairman | 2016-12-05 | Sale | 32,340.0 | $36.03 |
| CHENG DUNSON K | Executive Chairman | 2016-12-05 | Sale | 20,000.0 | $36.07 |
| CHENG DUNSON K | Executive Chairman | 2016-12-01 | Sale | 20,000.0 | $35.51 |
| CHENG DUNSON K | Executive Chairman | 2016-11-30 | Sale | 10,000.0 | $35.32 |
| CHENG DUNSON K | Executive Chairman | 2016-11-29 | Sale | 30,000.0 | $35.38 |
| CHENG DUNSON K | Executive Chairman | 2016-11-28 | Sale | 20,000.0 | $35.82 |
| CHENG DUNSON K | Executive Chairman | 2016-11-25 | Sale | 24,970.0 | $36.21 |
| CHENG DUNSON K | Executive Chairman | 2016-11-23 | Sale | 50,000.0 | $35.87 |
| CHENG DUNSON K | Executive Chairman | 2016-11-22 | Sale | 20,000.0 | $35.71 |
| CHENG DUNSON K | Executive Chairman | 2016-11-21 | Sale | 10,000.0 | $35.55 |
| CHENG DUNSON K | Executive Chairman | 2016-11-21 | Sale | 10,000.0 | $35.52 |
| CHENG DUNSON K | Executive Chairman | 2016-11-18 | Sale | 22,500.0 | $35.71 |
| CHENG DUNSON K | Executive Chairman | 2016-11-17 | Sale | 5,000.0 | $35.18 |
| CHENG DUNSON K | Executive Chairman | 2016-11-16 | Sale | 7,500.0 | $35.01 |
| CHEN HENG W | EVP/CFO | 2016-11-16 | Sale | 10,000.0 | $35.04 |
| CHENG DUNSON K | Executive Chairman | 2016-11-15 | Sale | 5,000.0 | $35.26 |
| CHEN HENG W | EVP/CFO | 2016-11-15 | Sale | 22,000.0 | $35.24 |
| CHEN HENG W | EVP/CFO | 2016-11-14 | Sale | 12,000.0 | $35.19 |
| WU PETER | Vice Chairman | 2016-08-30 | Sale | 30,000.0 | $31.3 |
| WU PETER | Vice Chairman | 2016-08-30 | Sale | 30,000.0 | $31.3 |
| TANG ANTHONY M | Vice Chairman | 2016-03-09 | Sale | 50,000.0 | $27.79 |
| CHAN KELLY L | Director | 2016-03-04 | Purchase | 2,000.0 | $8.73 |
| TANG ANTHONY M | Vice Chairman | 2016-02-16 | Sale | 100,000.0 | $27.55 |
| WU PETER | Vice Chairman | 2015-11-24 | Sale | 42,230.0 | $34.32 |
| Tai Pin | President, Cathay Bank | 2015-11-18 | Sale | 25,000.0 | $34.0 |
| TANG ANTHONY M | Vice Chairman | 2015-10-28 | Sale | 129,688.0 | $31.56 |
| WU PETER | Vice Chairman | 2015-08-05 | Sale | 10,000.0 | $32.66 |
| TANG ANTHONY M | Vice Chairman | 2015-08-05 | Sale | 44,000.0 | $32.86 |
| WU PETER | Vice Chairman | 2015-08-04 | Sale | 20,000.0 | $32.58 |
| BINGHAM KIM R | EVP - Chief Risk Officer | 2015-06-05 | Sale | 35,000.0 | $31.73 |
| WONG IRWIN | SEVP, Chief Operating Officer | 2015-06-03 | Sale | 20,000.0 | $31.0 |
| TANG ANTHONY M | Vice Chairman | 2015-05-21 | Sale | 50,000.0 | $30.29 |
| TANG ANTHONY M | Vice Chairman | 2015-05-21 | Sale | 200,000.0 | $30.13 |
| Tai Pin | President, Cathay Bank | 2015-05-13 | Sale | 4,000.0 | $29.5 |
| WU PETER | Vice Chairman | 2015-03-03 | Sale | 6,500.0 | $26.12 |
| Tai Pin | EVP, CLO, Cathay Bank | 2015-02-27 | Sale | 7,355.0 | $26.0 |
| TANG ANTHONY M | Vice Chairman | 2014-11-20 | Sale | 100,000.0 | $25.4 |
| TANG ANTHONY M | Vice Chairman | 2014-11-19 | Sale | 38,157.0 | $25.54 |
| TANG ANTHONY M | Vice Chairman | 2014-11-18 | Sale | 40,752.0 | $26.13 |
| TANG ANTHONY M | Vice Chairman | 2014-10-31 | Sale | 112,933.0 | $26.07 |
| TANG ANTHONY M | Vice Chairman | 2014-10-30 | Sale | 87,067.0 | $25.82 |
| TANG ANTHONY M | Vice Chairman | 2014-10-29 | Sale | 200,000.0 | $25.68 |
| BINGHAM KIM R | EVP - Chief Risk Officer | 2014-10-27 | Sale | 1,500.0 | $24.88 |
| Tai Pin | EVP, CLO, Cathay Bank | 2013-12-17 | Sale | 1,831.0 | $25.54 |
| WU PETER | Executive Vice Chairman/COO | 2013-12-17 | Sale | 3,381.0 | $25.54 |
| OEI PERRY | General Counsel | 2013-12-17 | Sale | 1,400.0 | $25.54 |
| WONG IRWIN | EVP - Branch Administration | 2013-12-17 | Sale | 1,771.0 | $25.54 |
| TANG ANTHONY M | EVP | 2013-11-27 | Sale | 30,000.0 | $27.13 |
| CHENG DUNSON K | Chairman, President, & CEO | 2013-11-27 | Sale | 10,000.0 | $27.47 |
| TANG ANTHONY M | EVP | 2013-11-26 | Sale | 30,000.0 | $26.79 |
| CHENG DUNSON K | Chairman, President, & CEO | 2013-11-26 | Sale | 10,000.0 | $26.81 |
| TANG ANTHONY M | EVP | 2013-11-25 | Sale | 20,000.0 | $26.61 |
| Tai Pin | EVP, CLO, Cathay Bank | 2013-11-21 | Sale | 3,690.0 | $25.91 |
| Tai Pin | EVP, CLO, Cathay Bank | 2013-11-21 | Sale | 3,690.0 | $25.91 |
| BINGHAM KIM R | EVP - Chief Credit Officer | 2013-11-21 | Sale | 1,700.0 | $25.87 |
| CHENG DUNSON K | Chairman, President, & CEO | 2013-11-20 | Sale | 4,260.0 | $25.34 |
| CHENG DUNSON K | Chairman, President, & CEO | 2013-11-19 | Sale | 5,400.0 | $25.37 |
| CHENG DUNSON K | Chairman, President, & CEO | 2013-11-18 | Sale | 25,000.0 | $25.47 |
| CHENG DUNSON K | Chairman, President, & CEO | 2013-11-15 | Sale | 8,000.0 | $25.31 |
| CHENG DUNSON K | Chairman, President, & CEO | 2013-11-14 | Sale | 11,000.0 | $25.32 |
| CHEN HENG W | EVP/CFO | 2013-11-11 | Sale | 9,896.0 | $25.25 |
| OEI PERRY | SVP, General Counsel,Secretary | 2013-11-08 | Sale | 10,000.0 | $25.29 |
| CHEN HENG W | EVP/CFO | 2013-11-08 | Sale | 10,000.0 | $25.25 |
| WONG IRWIN | EVP - Chief Risk Officer | 2013-11-08 | Sale | 42,468.0 | $25.28 |
| BINGHAM KIM R | EVP - Chief Credit Officer | 2013-11-08 | Sale | 2,000.0 | $25.0 |
| WONG IRWIN | EVP - Chief Risk Officer | 2013-10-30 | Sale | 6,766.0 | $25.12 |
| WONG IRWIN | EVP - Chief Risk Officer | 2013-10-30 | Sale | 9,234.0 | $25.3 |
| WONG IRWIN | EVP - Chief Risk Officer | 2013-10-29 | Sale | 73,712.0 | $25.26 |