CATALENT, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows, 35 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-08: Reporting owner WALSH MATTHEW M; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-06-08: Reporting owner WALSH MATTHEW M; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-09-12: Reporting owner Dolan Christine; Form 3; Security Common Stock; Transaction Holding.
- 2016-09-12: Reporting owner Dolan Christine; Form 3; Security Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-08 | WALSH MATTHEW M Officer (See Remarks) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,277 0 owned after | $10.71 exercise price | 2017-06-12 | |
| 2017-06-08 | WALSH MATTHEW M Officer (See Remarks) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,374 0 owned after | $14.86 exercise price | 2017-06-12 | |
| 2016-09-12 holding as of filing | Dolan Christine Officer (See Remarks) | 3 | Common Stock Derivative · Direct | Holding | $18.57 exercise price | 2016-09-12 | ||
| 2016-09-12 holding as of filing | Dolan Christine Officer (See Remarks) | 3 | Common Stock Derivative · Direct | Holding | $18.57 exercise price | 2016-09-12 | ||
| 2016-09-12 holding as of filing | Dolan Christine Officer (See Remarks) | 3 | Common Stock Derivative · Direct | Holding | $20.50 exercise price | 2016-09-12 | ||
| 2016-09-12 holding as of filing | Dolan Christine Officer (See Remarks) | 3 | Common Stock Derivative · Direct | Holding | $31.96 exercise price | 2016-09-12 | ||
| 2016-09-12 holding as of filing | Dolan Christine Officer (See Remarks) | 3 | Common Stock Derivative · Direct | Holding | $24.44 exercise price | 2016-09-12 | ||
| 2016-09-09 | Downie William Officer (See Remarks) | 4/A | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,748 40,748 owned after | $10.71 exercise price | 2016-09-16 | |
| 2016-09-09 | Johnson Sharon Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,266 36,266 owned after | $10.71 exercise price | 2016-09-13 | |
| 2016-09-09 | Johnson Sharon Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,482 4,482 owned after | $18.57 exercise price | 2016-09-13 | |
| 2016-09-09 | Dolan Christine Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,187 10,187 owned after | $18.57 exercise price | 2016-09-13 | |
| 2016-09-09 | Littlejohns Barry Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,903 33,903 owned after | $14.86 exercise price | 2016-09-13 | |
| 2016-09-09 | Littlejohns Barry Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,764 6,764 owned after | $18.57 exercise price | 2016-09-13 | |
| 2016-09-09 | Downie William Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $10.71 exercise price | 2016-09-13 | |
| 2016-09-09 | Gennadios Aristippos Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,528 13,528 owned after | $10.71 exercise price | 2016-09-13 | |
| 2016-09-09 | Gennadios Aristippos Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,764 6,764 owned after | $12.14 exercise price | 2016-09-13 | |
| 2016-09-09 | Gennadios Aristippos Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,374 20,374 owned after | $18.71 exercise price | 2016-09-13 | |
| 2016-09-09 | WALSH MATTHEW M Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,277 54,277 owned after | $10.71 exercise price | 2016-09-13 | |
| 2016-09-09 | WALSH MATTHEW M Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,374 20,374 owned after | $14.86 exercise price | 2016-09-13 | |
| 2016-09-09 | Chiminski John R Director, Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +183,369 183,369 owned after | $10.71 exercise price | 2016-09-13 | |
| 2016-09-09 | Miyamoto Lance Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,138 27,138 owned after | $12.14 exercise price | 2016-09-13 | |
| 2016-09-09 | Miyamoto Lance Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,540 13,540 owned after | $18.71 exercise price | 2016-09-13 | |
| 2016-09-09 | Joseph Wetteny Officer (President - CSS) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,453 9,453 owned after | $10.71 exercise price | 2016-09-13 | |
| 2016-09-08 | Maselli Alessandro Officer (See remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,093 11,093 owned after | $23.89 exercise price | 2016-09-12 | |
| 2016-09-08 | Dolan Christine Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,461 4,461 owned after | $23.89 exercise price | 2016-09-12 | |
| 2016-07-26 | Joseph Wetteny Officer (President - CSS) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,266 14,266 owned after | $24.44 exercise price | 2016-07-28 | |
| 2016-07-26 | Leonard Stephen Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,399 21,399 owned after | $24.44 exercise price | 2016-07-28 | |
| 2016-07-26 | Downie William Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,353 17,353 owned after | $24.44 exercise price | 2016-07-28 | |
| 2016-07-26 | Miyamoto Lance Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,301 19,301 owned after | $24.44 exercise price | 2016-07-28 | |
| 2016-07-26 | Johnson Sharon Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,753 17,753 owned after | $24.44 exercise price | 2016-07-28 | |
| 2016-07-26 | Chiminski John R Director, Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +151,049 151,049 owned after | $24.44 exercise price | 2016-07-28 | |
| 2016-07-26 | WALSH MATTHEW M Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,322 28,322 owned after | $24.44 exercise price | 2016-07-28 | |
| 2016-07-26 | Littlejohns Barry Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,462 18,462 owned after | $24.44 exercise price | 2016-07-28 | |
| 2016-07-26 | Fasman Steven L Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,077 23,077 owned after | $24.44 exercise price | 2016-07-28 | |
| 2016-07-26 | Gennadios Aristippos Officer (See Remarks) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,735 15,735 owned after | $24.44 exercise price | 2016-07-28 |