CARLOTZ, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows, 29 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-05-12: Reporting owner Bor Michael W; Form 4; Security Earnout Rights; Transaction Holding.
- 2022-05-12: Reporting owner Bor Michael W; Form 4; Security Earnout Rights; Transaction Holding.
- 2022-05-12: Reporting owner Bor Michael W; Form 4; Security Earnout Rights; Transaction Holding.
- 2022-02-02: Reporting owner Bor Michael W; Form 4; Security Earnout Rights; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-05-12 holding as of filing | Bor Michael W 10% Owner | 4 | Earnout Rights Derivative · Direct · (m) | Holding | 897,341 owned after | no price filed | 2022-05-12 | |
| 2022-05-12 holding as of filing | Bor Michael W 10% Owner | 4 | Earnout Rights Derivative · Indirect · (m) | Holding | 105,064 owned after | no price filed | 2022-05-12 | |
| 2022-05-12 holding as of filing | Bor Michael W 10% Owner | 4 | Earnout Rights Derivative · Indirect · (m) | Holding | 105,064 owned after | no price filed | 2022-05-12 | |
| 2022-02-02 holding as of filing | Bor Michael W Director, Officer (CEO and Chairman), 10% Owner | 4 | Earnout Rights Derivative · Direct · (m) | Holding | 897,341 owned after | no price filed | 2022-02-02 | |
| 2022-02-02 holding as of filing | Bor Michael W Director, Officer (CEO and Chairman), 10% Owner | 4 | Earnout Rights Derivative · Indirect · (m) | Holding | 105,064 owned after | no price filed | 2022-02-02 | |
| 2022-02-02 holding as of filing | Bor Michael W Director, Officer (CEO and Chairman), 10% Owner | 4 | Earnout Rights Derivative · Indirect · (m) | Holding | 105,064 owned after | no price filed | 2022-02-02 | |
| 2021-02-04 holding as of filing | TRP Capital Partners, LP 10% Owner | 3/A | Earnout Rights Derivative · Direct | Holding | no price filed | 2021-02-04 | ||
| 2021-02-01 holding as of filing | TRP Capital Partners, LP 10% Owner | 3 | Earnout Rights Derivative · Direct | Holding | no price filed | 2021-02-01 | ||
| 2021-01-21 | Mitchell David R Director, 10% Owner | 4 | Earnout Rights Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,287,420 2,287,420 owned after | no price filed | 2021-01-28 | |
| 2021-01-21 | Aizpuru Luis Igancio Solorzano Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,819,665 3,819,665 owned after | no price filed | 2021-01-25 | |
| 2021-01-21 | Aizpuru Luis Igancio Solorzano Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,819,665 0 owned after | no price filed | 2021-01-25 | |
| 2021-01-21 | Acamar Partners Sponsor I LLC 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,819,665 3,819,665 owned after | no price filed | 2021-01-25 | |
| 2021-01-21 | Acamar Partners Sponsor I LLC 10% Owner | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,819,665 0 owned after | no price filed | 2021-01-25 | |
| 2021-01-21 | Carrel Steven G Director, 10% Owner | 4 | Earnout Rights Derivative · Indirect · See Foonote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,287,420 2,287,420 owned after | no price filed | 2021-01-25 | |
| 2021-01-21 | Bor Michael W Director, Officer (CEO and Chairman), 10% Owner | 4 | Earnout Rights Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +897,341 897,341 owned after | no price filed | 2021-01-25 | |
| 2021-01-21 | Bor Michael W Director, Officer (CEO and Chairman), 10% Owner | 4 | Earnout Rights Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,064 105,064 owned after | no price filed | 2021-01-25 | |
| 2021-01-21 | Bor Michael W Director, Officer (CEO and Chairman), 10% Owner | 4 | Earnout Rights Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,064 105,064 owned after | no price filed | 2021-01-25 | |
| 2019-04-09 | Ucar Joseba Asier Picaza Officer (Chief Financial Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −985,670 7,639,330 owned after | $0.00 | 2019-04-11 | |
| 2019-04-09 | Aizpuru Luis Igancio Solorzano Director, Officer (Chief Executive Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −985,670 7,639,330 owned after | $0.00 | 2019-04-11 | |
| 2019-04-09 | Carretero Juan Carlos Torres Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −985,670 7,639,330 owned after | $0.00 | 2019-04-11 | |
| 2019-04-09 | Hinterholzer Juan Duarte Officer (Chief Operating Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −985,670 7,639,330 owned after | $0.00 | 2019-04-11 | |
| 2019-04-09 | Vitale Raffaele R Officer (President), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −985,670 7,639,330 owned after | $0.00 | 2019-04-11 | |
| 2019-04-09 | Acamar Partners Sponsor I LLC 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −985,670 7,639,330 owned after | $0.00 | 2019-04-11 | |
| 2019-02-21 holding as of filing | Carretero Juan Carlos Torres Director, 10% Owner | 3 | Class B Common Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-02-21 | ||
| 2019-02-21 holding as of filing | Hinterholzer Juan Duarte Officer (Chief Operating Officer), 10% Owner | 3 | Class B Common Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-02-21 | ||
| 2019-02-21 holding as of filing | Vitale Raffaele R Officer (President), 10% Owner | 3 | Class B Common Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-02-21 | ||
| 2019-02-21 holding as of filing | Aizpuru Luis Igancio Solorzano Director, Officer (Chief Executive Officer), 10% Owner | 3 | Class B Common Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-02-21 | ||
| 2019-02-21 holding as of filing | Acamar Partners Sponsor I LLC 10% Owner | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2019-02-21 | ||
| 2019-02-21 holding as of filing | Ucar Joseba Asier Picaza Officer (Chief Financial Officer), 10% Owner | 3 | Class B Common Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2019-02-21 |