Carisma Therapeutics Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2018-04-05: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2018-03-21; Total offering amount $996,016.
- 2014-12-05: Federal exemption Rule 506(b); Types of securities offered Equity; SecurityToBeAcquired; Date of first sale 2014-12-02; Total offering amount $20,000,010.
- 2010-10-13: Federal exemption Rule 506; Types of securities offered Equity; SecurityToBeAcquired; Date of first sale 2010-02-09; Total offering amount $35,000,000.
- 2010-02-24: Federal exemption Rule 506; Types of securities offered Equity; SecurityToBeAcquired; Date of first sale 2010-02-09; Total offering amount $35,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2018-04-05 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2018-03-21 | $996,016 | $996,016 | $0 | 10 |
| 2014-12-05 | Rule 506(b) | Equity; SecurityToBeAcquired | 2014-12-02 | $20,000,010 | $20,000,010 | $0 | 10 |
| 2010-10-13 D/A | Rule 506 | Equity; SecurityToBeAcquired | 2010-02-09 | $35,000,000 | $8,750,000 | $26,250,000 | 3 |
| 2010-02-24 | Rule 506 | Equity; SecurityToBeAcquired | 2010-02-09 | $35,000,000 | $4,500,000 | $30,500,000 | 2 |