Cardinal Energy Group, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-03-07: Federal exemption Rule 506(b); Types of securities offered SecurityToBeAcquired; Date of first sale 2014-03-04; Total offering amount $3,500,000.
- 2012-11-09: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; 1 unit comprised of 1 share of common stock and 2 warrants; Date of first sale Yet to occur; Total offering amount $5,000,000.
- 2012-10-18: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; 1 unit comprised of 1 share of common stock and 2 warrants; Date of first sale Yet to occur; Total offering amount $5,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-03-07 | Rule 506(b) | SecurityToBeAcquired | 2014-03-04 | $3,500,000 | $825,000 | $2,675,000 | 7 |
| 2012-11-09 D/A | Rule 506 | Equity; OptionToAcquire; 1 unit comprised of 1 share of common stock and 2 warrants | Yet to occur | $5,000,000 | $0 | $5,000,000 | 0 |
| 2012-10-18 | Rule 506 | Equity; OptionToAcquire; 1 unit comprised of 1 share of common stock and 2 warrants | Yet to occur | $5,000,000 | $0 | $5,000,000 | 0 |