CAPELLA EDUCATION CO Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows, 49 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-17: Reporting owner Lewis S Joshua; Form 3/A; Security Class E Preferred Stock; Transaction Holding.
- 2006-11-15: Reporting owner SALMON RIVER CAPITAL I, LLC | SALMON RIVER CIP, LLC | Insight-Salmon River LLC | SALMON RIVER CAPITAL II LP; Form 4; Security Series D Preferred Stock; Transaction C Conversion of derivative security.
- 2006-11-15: Reporting owner SALMON RIVER CAPITAL I, LLC | SALMON RIVER CIP, LLC | Insight-Salmon River LLC | SALMON RIVER CAPITAL II LP; Form 4; Security Series D Preferred Stock; Transaction C Conversion of derivative security.
- 2006-11-15: Reporting owner SALMON RIVER CAPITAL I, LLC | SALMON RIVER CIP, LLC | Insight-Salmon River LLC | SALMON RIVER CAPITAL II LP; Form 4; Security Series E Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-17 holding as of filing | Lewis S Joshua Director, 10% Owner | 3/A | Class E Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2006-11-17 | ||
| 2006-11-15 | SALMON RIVER CAPITAL I, LLC | SALMON RIVER CIP, LLC | Insight-Salmon River LLC | SALMON RIVER CAPITAL II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −0 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | SALMON RIVER CAPITAL I, LLC | SALMON RIVER CIP, LLC | Insight-Salmon River LLC | SALMON RIVER CAPITAL II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −0 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | SALMON RIVER CAPITAL I, LLC | SALMON RIVER CIP, LLC | Insight-Salmon River LLC | SALMON RIVER CAPITAL II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −0 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | SALMON RIVER CAPITAL I, LLC | SALMON RIVER CIP, LLC | Insight-Salmon River LLC | SALMON RIVER CAPITAL II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series G Preferred Stock Derivative · Direct | C Conversion of derivative security | −0 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | CTV Partners IV | STOFER GORDON | Cherry Tree Ventures IV, LP | CHRISTIANSON TONY 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Class A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,518,000 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | CTV Partners IV | STOFER GORDON | Cherry Tree Ventures IV, LP | CHRISTIANSON TONY 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Class B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −180,000 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | SHANK STEPHEN G Director, Officer (Chairman & CEO), 10% Owner | 4 | Class A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −1,290,000 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | SHANK STEPHEN G Director, Officer (Chairman & CEO), 10% Owner | 4 | Clss B Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −90,188 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | SHANK STEPHEN G Director, Officer (Chairman & CEO), 10% Owner | 4 | Class B Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −85,397 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | Rausch Elizabeth M Officer (VP, Human Resources) | 4 | Class G Preferred Stock Derivative · Direct | C Conversion of derivative security | −4,496 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | Schroeder Paul A Officer (Senior Vice President) | 4 | Class G Preferred Stock Derivative · Direct | C Conversion of derivative security | −6,744 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | Smith David W Director | 4 | Class G Preferred Stock Derivative · Direct | C Conversion of derivative security | −8,992 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | Offerman Michael J Officer (Senior Vice President) | 4 | Class G Preferred Stock Derivative · Direct | C Conversion of derivative security | −4,496 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | Lewis S Joshua Director, 10% Owner | 4 | Class D Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −750,000 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | Lewis S Joshua Director, 10% Owner | 4 | Class D Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −272,222 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | Lewis S Joshua Director, 10% Owner | 4 | Class E Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −140,351 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | Lewis S Joshua Director, 10% Owner | 4 | Glass G Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −25,736 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | Lewis S Joshua Director, 10% Owner | 4 | Glass G Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −10,235 0 owned after | $0.00 | 2006-11-17 | |
| 2006-11-15 | TCV V LP | DREW JOHN | GRIFFITH WILLIAM | REYNOLDS JON Q JR | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | FEINBERG HENRY | TCV MEMBER FUND L P | HOAG JAY C | KIMBALL RICK | | | Director | | | | | | 4 | Class B Preferred Stock Derivative · Indirect · TCV V, L.P. | C Conversion of derivative security | −68,868 0 owned after | no price filed | 2006-11-17 | |
| 2006-11-15 | TCV V LP | DREW JOHN | GRIFFITH WILLIAM | REYNOLDS JON Q JR | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | FEINBERG HENRY | TCV MEMBER FUND L P | HOAG JAY C | KIMBALL RICK | | | Director | | | | | | 4 | Class B Preferred Stock Derivative · Indirect · TCV Member Fund, L.P. | C Conversion of derivative security | −1,301 0 owned after | no price filed | 2006-11-17 | |
| 2006-11-15 | TCV V LP | DREW JOHN | GRIFFITH WILLIAM | REYNOLDS JON Q JR | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | FEINBERG HENRY | TCV MEMBER FUND L P | HOAG JAY C | KIMBALL RICK | | | Director | | | | | | 4 | Class E Preferred Stock Derivative · Indirect · TCV V, L.P. | C Conversion of derivative security | −1,318,932 0 owned after | no price filed | 2006-11-17 | |
| 2006-11-15 | TCV V LP | DREW JOHN | GRIFFITH WILLIAM | REYNOLDS JON Q JR | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | FEINBERG HENRY | TCV MEMBER FUND L P | HOAG JAY C | KIMBALL RICK | | | Director | | | | | | 4 | Class E Preferred Stock Derivative · Indirect · TCV Member Fund, L.P. | C Conversion of derivative security | −24,913 0 owned after | no price filed | 2006-11-17 | |
| 2006-11-15 | TCV V LP | DREW JOHN | GRIFFITH WILLIAM | REYNOLDS JON Q JR | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | FEINBERG HENRY | TCV MEMBER FUND L P | HOAG JAY C | KIMBALL RICK | | | Director | | | | | | 4 | Class G Preferred Stock Derivative · Indirect · TCV V, L.P. | C Conversion of derivative security | −376,872 0 owned after | no price filed | 2006-11-17 | |
| 2006-11-15 | TCV V LP | DREW JOHN | GRIFFITH WILLIAM | REYNOLDS JON Q JR | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | FEINBERG HENRY | TCV MEMBER FUND L P | HOAG JAY C | KIMBALL RICK | | | Director | | | | | | 4 | Class G Preferred Stock Derivative · Indirect · TCV Member Fund, L.P. | C Conversion of derivative security | −7,118 0 owned after | no price filed | 2006-11-17 | |
| 2006-11-09 holding as of filing | Insight Venture Partners IV (Cayman), L.P. | SALMON RIVER CIP, LLC | Insight Venture Partners IV (Co-Investors), L.P. | Insight-Salmon River LLC | SALMON RIVER CAPITAL II LP | INSIGHT VENTURE PARTNERS IV LP | SALMON RIVER CAPITAL I, LLC | Insight Venture Partners IV (Fund B), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | Insight Venture Partners IV (Cayman), L.P. | SALMON RIVER CIP, LLC | Insight Venture Partners IV (Co-Investors), L.P. | Insight-Salmon River LLC | SALMON RIVER CAPITAL II LP | INSIGHT VENTURE PARTNERS IV LP | SALMON RIVER CAPITAL I, LLC | Insight Venture Partners IV (Fund B), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | Insight Venture Partners IV (Cayman), L.P. | SALMON RIVER CIP, LLC | Insight Venture Partners IV (Co-Investors), L.P. | Insight-Salmon River LLC | SALMON RIVER CAPITAL II LP | INSIGHT VENTURE PARTNERS IV LP | SALMON RIVER CAPITAL I, LLC | Insight Venture Partners IV (Fund B), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Direct | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | Insight Venture Partners IV (Cayman), L.P. | SALMON RIVER CIP, LLC | Insight Venture Partners IV (Co-Investors), L.P. | Insight-Salmon River LLC | SALMON RIVER CAPITAL II LP | INSIGHT VENTURE PARTNERS IV LP | SALMON RIVER CAPITAL I, LLC | Insight Venture Partners IV (Fund B), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series G Preferred Stock Derivative · Direct | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | SHANK STEPHEN G Director, Officer (Chairman & CEO) | 3 | Class A Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | SHANK STEPHEN G Director, Officer (Chairman & CEO) | 3 | Class B Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | SHANK STEPHEN G Director, Officer (Chairman & CEO) | 3 | Class B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | Smith David W Director | 3 | Series G Preferred Stock Derivative · Direct | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | Lewis S Joshua Director | 3 | Class D Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | Lewis S Joshua Director | 3 | Class D Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | Lewis S Joshua Director | 3 | Class E Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | Lewis S Joshua Director | 3 | Glass G Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | Lewis S Joshua Director | 3 | Glass G Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | CHRISTIANSON TONY | Cherry Tree Ventures IV, LP | STOFER GORDON | CTV Partners IV Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | CHRISTIANSON TONY | Cherry Tree Ventures IV, LP | STOFER GORDON | CTV Partners IV Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | Schroeder Paul A Officer (Senior Vice President) | 3 | Class G Preferred Stock Derivative · Direct | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | Rausch Elizabeth M Officer (VP, Human Resources) | 3 | Class G Preferred Stock Derivative · Direct | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | Offerman Michael J Officer (Senior Vice President) | 3 | Class G Preferred Stock Derivative · Direct | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | FEINBERG HENRY | DREW JOHN | REYNOLDS JON Q JR | TCV MEMBER FUND L P | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | TCV V LP | GRIFFITH WILLIAM | KIMBALL RICK | HOAG JAY C | | Director | | | | | | | 3 | Class B Preferred Stock Derivative · Indirect · TCV V, L.P. | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | FEINBERG HENRY | DREW JOHN | REYNOLDS JON Q JR | TCV MEMBER FUND L P | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | TCV V LP | GRIFFITH WILLIAM | KIMBALL RICK | HOAG JAY C | | Director | | | | | | | 3 | Class B Preferred Stock Derivative · Indirect · TCV Member Fund, L.P. | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | FEINBERG HENRY | DREW JOHN | REYNOLDS JON Q JR | TCV MEMBER FUND L P | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | TCV V LP | GRIFFITH WILLIAM | KIMBALL RICK | HOAG JAY C | | Director | | | | | | | 3 | Class E Preferred Stock Derivative · Indirect · TCV V, L.P. | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | FEINBERG HENRY | DREW JOHN | REYNOLDS JON Q JR | TCV MEMBER FUND L P | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | TCV V LP | GRIFFITH WILLIAM | KIMBALL RICK | HOAG JAY C | | Director | | | | | | | 3 | Class E Preferred Stock Derivative · Indirect · TCV Member Fund, L.P. | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | FEINBERG HENRY | DREW JOHN | REYNOLDS JON Q JR | TCV MEMBER FUND L P | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | TCV V LP | GRIFFITH WILLIAM | KIMBALL RICK | HOAG JAY C | | Director | | | | | | | 3 | Class G Preferred Stock Derivative · Indirect · TCV V, L.P. | Holding | no price filed | 2006-11-09 | ||
| 2006-11-09 holding as of filing | FEINBERG HENRY | DREW JOHN | REYNOLDS JON Q JR | TCV MEMBER FUND L P | TECHNOLOGY CROSSOVER MANAGEMENT V LLC | TCV V LP | GRIFFITH WILLIAM | KIMBALL RICK | HOAG JAY C | | Director | | | | | | | 3 | Class G Preferred Stock Derivative · Indirect · TCV Member Fund, L.P. | Holding | no price filed | 2006-11-09 |