Cantaloupe, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows, 79 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-20: Reporting owner MOSCHNER ALBIN F; Form 4; Security Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-11-20: Reporting owner Barnhart Steven; Form 4; Security Warrants; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-11-15: Reporting owner MOSCHNER ALBIN F; Form 4; Security Warrants; Transaction Holding.
- 2013-11-15: Reporting owner Barnhart Steven; Form 4; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-20 | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −132,100 0 owned after | $1.13 exercise price | 2014-01-03 | |
| 2013-11-20 | Barnhart Steven Director | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −32,538 0 owned after | $1.13 exercise price | 2013-11-21 | |
| 2013-11-15 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2013-11-15 | |
| 2013-11-15 holding as of filing | Barnhart Steven Director | 4 | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2013-11-15 | |
| 2013-10-09 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2013-10-09 | |
| 2013-10-07 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2013-10-07 | |
| 2013-07-10 holding as of filing | Barnhart Steven Director | 4 | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2013-07-10 | |
| 2013-07-09 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2013-07-09 | |
| 2013-05-22 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2013-05-22 | |
| 2013-04-22 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2013-04-22 | |
| 2013-04-22 holding as of filing | Barnhart Steven Director | 4 | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2013-04-22 | |
| 2013-03-06 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2013-03-06 | |
| 2013-02-25 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2013-02-25 | |
| 2013-01-04 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2013-01-04 | |
| 2013-01-04 holding as of filing | Barnhart Steven Director | 4 | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2013-01-04 | |
| 2012-12-04 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2012-12-04 | |
| 2012-11-26 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2012-11-26 | |
| 2012-10-16 holding as of filing | Barnhart Steven Director | 4 | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2012-10-16 | |
| 2012-10-15 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2012-10-15 | |
| 2012-08-13 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2012-08-13 | |
| 2012-07-05 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 132,100 owned after | $1.13 exercise price | 2012-07-05 | |
| 2012-07-05 holding as of filing | Barnhart Steven Director | 4 | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2012-07-05 | |
| 2012-06-14 holding as of filing | Barnhart Steven Director | 4 | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2012-06-14 | |
| 2012-06-01 holding as of filing | Barnhart Steven Director | 4 | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2012-06-01 | |
| 2012-05-31 | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,700 132,100 owned after | $0.50 | 2012-05-31 | |
| 2012-05-30 | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,300 127,400 owned after | $0.45 | 2012-05-31 | |
| 2012-05-29 holding as of filing | Barnhart Steven Director | 4 | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2012-05-29 | |
| 2012-05-25 holding as of filing | Barnhart Steven Director | 4 | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2012-05-25 | |
| 2012-05-25 holding as of filing | MOSCHNER ALBIN F Director | 4 | Warrants Derivative · Direct | Holding | 122,100 owned after | $1.13 exercise price | 2012-05-25 | |
| 2012-05-01 holding as of filing | MOSCHNER ALBIN F Director | 3 | Warrants Derivative · Direct | Holding | $1.13 exercise price | 2012-05-01 | ||
| 2012-04-03 holding as of filing | Barnhart Steven Director | 4 | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2012-04-03 | |
| 2012-04-03 holding as of filing | Illes Steve Gabe Director | 4 | Warrants Derivative · Direct | Holding | 34,420 owned after | $1.13 exercise price | 2012-04-03 | |
| 2012-02-01 holding as of filing | Illes Steve Gabe Director | 3 | Warrants Derivative · Direct | Holding | $1.13 exercise price | 2012-02-01 | ||
| 2012-02-01 holding as of filing | Barnhart Steven Director | 4 | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2012-02-01 | |
| 2011-10-27 holding as of filing | Barnhart Steven Director | 4/A | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2011-10-27 | |
| 2011-09-28 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2011-09-28 | |
| 2011-07-21 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2011-07-21 | |
| 2011-07-06 holding as of filing | Barnhart Steven Director | 4 | Warrants Derivative · Direct | Holding | 32,538 owned after | $1.13 exercise price | 2011-07-06 | |
| 2011-07-05 holding as of filing | LURIO DOUGLAS M Director | 4 | Warrants Derivative · Direct | Holding | 6,874 owned after | $2.20 exercise price | 2011-07-05 | |
| 2011-07-05 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2011-07-05 | |
| 2011-04-18 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2011-04-18 | |
| 2011-01-03 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2011-01-03 | |
| 2010-11-17 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2010-11-17 | |
| 2010-10-15 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2010-10-15 | |
| 2010-10-08 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2010-10-08 | |
| 2010-10-05 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2010-10-05 | |
| 2010-08-12 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2010-08-12 | |
| 2010-08-05 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2010-08-05 | |
| 2010-07-06 | Barnhart Steven Director | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +32,538 32,538 owned after | $1.13 exercise price | 2010-07-08 | |
| 2010-06-22 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2010-06-22 | |
| 2010-05-14 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2010-05-14 | |
| 2010-05-13 | Tirpak Bradley M Director | 4 | Warrants Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −35,600 0 owned after | $0.15 | 2010-05-14 | |
| 2010-03-31 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 15,000 owned after | $2.20 exercise price | 2010-03-31 | |
| 2010-02-18 holding as of filing | Tirpak Bradley M Director | 3 | Warrants Derivative · Direct | Holding | $2.20 exercise price | 2010-02-18 | ||
| 2009-12-30 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 0 owned after | $2.20 exercise price | 2009-12-30 | |
| 2009-10-01 holding as of filing | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | Holding | 0 owned after | $2.20 exercise price | 2009-10-01 | |
| 2009-07-31 | LURIO DOUGLAS M Director | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,874 6,874 owned after | $2.20 exercise price | 2009-08-04 | |
| 2009-07-31 | LURIO DOUGLAS M Director | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,874 6,874 owned after | $2.20 exercise price | 2009-08-04 | |
| 2009-07-31 | LURIO DOUGLAS M Director | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,874 6,874 owned after | $2.20 exercise price | 2009-08-04 | |
| 2009-07-31 | JENSEN GEORGE R JR Director, Officer (CEO) | 4 | Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,000 15,000 owned after | $2.20 exercise price | 2009-08-04 | |
| 2009-01-12 holding as of filing | SAC Capital Advisors Inc | SAC Capital Advisors LP | | 3 | Warrant Derivative · Indirect · See footnotes | Holding | $6.40 exercise price | 2009-01-12 | ||
| 2009-01-01 | S A C CAPITAL MANAGEMENT L L C | SAC CAPITAL ADVISORS LLC | | 4 | Warrant Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −1 0 owned after | $6.40 exercise price | 2009-01-12 | |
| 2008-10-01 | SAC CAPITAL ASSOCIATES LLC | COHEN STEVEN A/SAC CAPITAL MGMT LP | SAC Capital Advisors LP | SAC Capital Advisors Inc | | | | 4 | Warrant Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +0 1 owned after | $5.90 exercise price | 2009-03-12 | |
| 2007-08-13 holding as of filing | VAN ALEN WILLIAM L JR Director | 4 | Warrants Derivative · Direct · (m) | Holding | 5,333 owned after | $20.00 exercise price | 2007-08-13 | |
| 2007-05-17 holding as of filing | VAN ALEN WILLIAM L JR Director | 4 | Warrants (Right to Purchase) Derivative · Direct · (m) | Holding | 3,333 owned after | $20.00 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | VAN ALEN WILLIAM L JR Director | 4 | Warrants (Right to Purchase) Derivative · Direct · (m) | Holding | 2,000 owned after | $20.00 exercise price | 2007-05-17 | |
| 2007-05-03 holding as of filing | VAN ALEN WILLIAM L JR Director | 4 | Warrants (Right to Purchase) Derivative · Direct · (m) | Holding | 3,333 owned after | $20.00 exercise price | 2007-05-03 | |
| 2007-05-03 holding as of filing | VAN ALEN WILLIAM L JR Director | 4 | Warrants (Right to Purchase) Derivative · Direct · (m) | Holding | 2,000 owned after | $20.00 exercise price | 2007-05-03 | |
| 2007-03-22 holding as of filing | S A C CAPITAL MANAGEMENT L L C | COHEN STEVEN A/SAC CAPITAL MGMT LP | SAC CAPITAL ASSOCIATES LLC | SAC CAPITAL ADVISORS LLC | | | | 3 | Warrant Derivative · Direct | Holding | $6.40 exercise price | 2007-03-22 | ||
| 2006-12-27 holding as of filing | VAN ALEN WILLIAM L JR Director | 4 | Warrants (Right to Purchase) Derivative · Direct · (m) | Holding | 3,333 owned after | $20.00 exercise price | 2006-12-27 | |
| 2006-12-27 holding as of filing | VAN ALEN WILLIAM L JR Director | 4 | Warrants (Right to Purchase) Derivative · Direct · (m) | Holding | 2,000 owned after | $20.00 exercise price | 2006-12-27 | |
| 2006-12-22 holding as of filing | VAN ALEN WILLIAM L JR Director | 4 | Warrants (Option to Purchase) Derivative · Direct · (m) | Holding | 3,333 owned after | $20.00 exercise price | 2006-12-22 | |
| 2006-12-22 holding as of filing | VAN ALEN WILLIAM L JR Director | 4 | Warrants (Right to Purchase) Derivative · Direct · (m) | Holding | 2,000 owned after | $20.00 exercise price | 2006-12-22 | |
| 2006-09-21 holding as of filing | VAN ALEN WILLIAM L JR Director | 4 | WARRANTS (OPTION TO PURCHASE) Derivative · Direct · (m) | Holding | 3,333 owned after | $20.00 exercise price | 2006-09-21 | |
| 2006-09-21 holding as of filing | VAN ALEN WILLIAM L JR Director | 4 | WARRANTS (OPTION TO PURCHASE) Derivative · Direct · (m) | Holding | 2,000 owned after | $20.00 exercise price | 2006-09-21 | |
| 2006-04-25 holding as of filing | VAN ALEN WILLIAM L JR Director | 4 | WARRANTS (OPTION TO PURCHASE) Derivative · Direct · (m) | Holding | 3,333 owned after | $20.00 exercise price | 2006-04-25 | |
| 2006-04-25 holding as of filing | VAN ALEN WILLIAM L JR Director | 4 | WARRANTS (OPTION TO PURCHASE) Derivative · Direct · (m) | Holding | 2,000 owned after | $20.00 exercise price | 2006-04-25 | |
| 2005-11-30 | VAN ALEN WILLIAM L JR Director | 4 | WARRANTS (OPTION TO PURCHASE) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +333,330 333,330 owned after | $0.20 exercise price | 2006-01-25 | |
| 2005-11-30 | VAN ALEN WILLIAM L JR Director | 4 | WARRANTS (OPTION TO PURCHASE) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +200,000 200,000 owned after | $0.20 exercise price | 2006-01-25 |