CannTrust Holdings Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2018-11-02: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Both common shares and warrants were issued. The warrants can be exercised until for an additional common share at a price per share equal to the 5-day volume-weighted average price on the Toronto Stock Exchange until October 17, 2023.; Date of first sale 2018-10-17; Total offering amount $28,058,683.
- 2015-09-04: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; Date of first sale 2015-08-20; Total offering amount $1,085,627.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2018-11-02 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Both common shares and warrants were issued. The warrants can be exercised until for an additional common share at a price per share equal to the 5-day volume-weighted average price on the Toronto Stock Exchange until October 17, 2023. | 2018-10-17 | $28,058,683 | $7,104,513 | $20,954,170 | 1 |
| 2015-09-04 | Rule 506(b) | OptionToAcquire | 2015-08-20 | $1,085,627 | $1,085,627 | $0 | 9 |