CannAwake Corp Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-02-27: Reporting owner SHERMAN MALCOLM WILLARD; Form 3; Security Common Stock Purchase Warrant; Transaction Holding.
- 2011-12-15: Reporting owner SHERMAN MALCOLM WILLARD; Form 4; Security WARRANTS; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-15: Reporting owner PERALTA DANIEL R; Form 4; Security WARRANTS; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-02-27 holding as of filing | SHERMAN MALCOLM WILLARD Director | 3 | Common Stock Purchase Warrant Derivative · Direct | Holding | $0.20 exercise price | 2018-02-27 | ||
| 2011-12-15 | SHERMAN MALCOLM WILLARD Director, Officer (EXECUTIVE VP) | 4 | WARRANTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +632,962 632,962 owned after | $0.20 exercise price | 2012-03-08 | |
| 2011-12-15 | PERALTA DANIEL R Director, Officer (CEO), 10% Owner | 4 | WARRANTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,367,687 6,367,687 owned after | $0.20 exercise price | 2012-03-08 |