TREES CORPORATION Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-04-26: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2020-12-23; Total offering amount $6,900,000.
- 2021-02-12: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2020-12-23; Total offering amount $4,600,000.
- 2021-01-07: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2020-12-23; Total offering amount $4,000,000.
- 2018-05-07: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2018-04-20; Total offering amount $7,500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-04-26 D/A | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2020-12-23 | $6,900,000 | $6,900,000 | $0 | 20 |
| 2021-02-12 D/A | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2020-12-23 | $4,600,000 | $4,600,000 | $0 | 25 |
| 2021-01-07 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2020-12-23 | $4,000,000 | $2,940,000 | $1,060,000 | 19 |
| 2018-05-07 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2018-04-20 | $7,500,000 | $7,500,000 | $0 | 30 |
| 2017-12-29 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2017-10-09 | $4,000,000 | $4,000,000 | $0 | 11 |
| 2017-10-20 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2017-10-09 | $3,000,000 | $750,000 | $2,250,000 | 11 |
| 2016-10-13 | Rule 506(b) | Debt; OptionToAcquire | 2016-09-21 | $3,000,000 | $3,000,000 | $0 | 16 |