CALGON CARBON Corp Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-02: Reporting owner Whalen Chad; Form 3; Security No Securities are Beneficially Owned; Transaction Holding.
- 2015-05-22: Reporting owner Dearth Randall S.; Form 4; Security Employee Stock Optiom (Right-to-Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-05: Reporting owner Paro John Joseph; Form 3; Security No securities are benefically owned; Transaction Holding.
- 2013-05-03: Reporting owner Templin Donald C.; Form 3/A; Security No securities are benefically owned; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-02 holding as of filing | Whalen Chad Officer (SVP, General Counsel & Sec.) | 3 | No Securities are Beneficially Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-12-02 | |
| 2015-05-22 | Dearth Randall S. Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Optiom (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $13.09 exercise price | 2015-05-26 | |
| 2013-08-05 holding as of filing | Paro John Joseph Director | 3 | No securities are benefically owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-08-05 | |
| 2013-05-03 holding as of filing | Templin Donald C. Director | 3/A | No securities are benefically owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-05-03 | |
| 2013-05-02 holding as of filing | Templin Donald C. Director | 3 | No securities are benefically owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-05-02 | |
| 2013-03-22 | Sullivan James A. Officer (SVP - Americas) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,050 3,050 owned after | $14.94 exercise price | 2013-03-26 | |
| 2013-03-20 | O BRIEN ROBERT P Officer (Exec. VP & COO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,204 0 owned after | $7.04 | 2013-03-22 | |
| 2013-03-18 | Singleton Allan Officer (Vice President, Asia) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,387 2,388 owned after | $8.37 exercise price | 2013-03-20 | |
| 2013-03-18 | Singleton Allan Officer (Vice President, Asia) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,388 0 owned after | $8.37 exercise price | 2013-03-20 | |
| 2011-03-01 | Rose Richard D. Officer (SVP, GC & Secretary) | 4 | Employee Stock Plan (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,456 5,456 owned after | $13.89 exercise price | 2011-03-03 | |
| 2011-03-01 | MAJOOR KEES CHS Officer (Executive Vice President) | 4 | Employee Stock Plan (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,902 2,902 owned after | $13.89 exercise price | 2011-03-03 | |
| 2011-03-01 | Sullivan James A. Officer (Vice President) | 4 | Employee Stock Plan (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,612 3,612 owned after | $13.89 exercise price | 2011-03-02 | |
| 2007-11-28 holding as of filing | ARISTEIA CAPITAL LLC 10% Owner | 3 | Calgon Carbon Corporation 5.00% Convertible Sr Nts due 2036 Derivative · Direct | Holding | $5.10 exercise price | 2007-11-28 | ||
| 2007-11-26 | ARISTEIA CAPITAL LLC 10% Owner | 4 | Calgon Carbon Corporation Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +431,400 0 owned after | $12.29 | 2007-11-28 | |
| 2007-11-26 | ARISTEIA CAPITAL LLC 10% Owner | 4 | Calgon Carbon Corporation 5.0% Convertible Sr. Nts. due 2036 Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,000 14,822 owned after | $241.73 | 2007-11-28 | |
| 2006-07-05 holding as of filing | Sheedy Dennis M Officer (VP & General Counsel) | 3 | No Securities Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2006-07-05 |