BROOKLINE BANCORP, INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-03-12: Reporting owner Doyle John J Jr; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-03-05: Reporting owner SLOTNIK JOSEPH J; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-03-02: Reporting owner WILDE PETER O; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-02-07: Reporting owner HACKETT JOHN A; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-03-12 | Doyle John J Jr Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $10.78 exercise price | 2018-03-12 | |
| 2018-03-05 | SLOTNIK JOSEPH J Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $10.78 exercise price | 2018-03-06 | |
| 2018-03-02 | WILDE PETER O Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $10.78 exercise price | 2018-03-05 | |
| 2018-02-07 | HACKETT JOHN A Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $10.78 exercise price | 2018-02-07 | |
| 2018-02-05 | HALL JOHN L II Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $10.78 exercise price | 2018-02-05 | |
| 2018-02-05 | CHAPIN DAVID C Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $10.78 exercise price | 2018-02-05 | |
| 2018-02-05 | Cosman James M Officer (Chief Operations Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,500 0 owned after | $11.84 exercise price | 2018-02-05 | |
| 2017-12-06 | Hollister Thomas J Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $10.78 exercise price | 2017-12-06 | |
| 2017-12-06 | VAULE ROSAMOND B Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $10.78 exercise price | 2017-12-06 | |
| 2014-08-11 holding as of filing | Meiklejohn Mark J. Officer (President of Subsidiary Bank) | 4 | ESOP Non-derivative · Indirect · By ESOP | Holding | 294 owned after | no price filed | 2014-08-11 | |
| 2013-10-30 holding as of filing | ROSE M ROBERT Officer (Chief Credit Officer) | 4 | Brookline Bancorp, Inc. Non-derivative · Indirect · By ESOP | Holding | 1,500 owned after | no price filed | 2013-10-30 | |
| 2013-10-28 | ROSE M ROBERT Officer (Chief Credit Officer) | 4 | Brookline Bancorp, Inc. Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,775 33,117 owned after | $8.97 | 2013-10-30 | |
| 2013-10-25 holding as of filing | Fitzgerald Margaret Boles Director | 3 | Brookline Bancorp, Inc. Non-derivative · Direct · (m) | Holding | 2,500 owned after | no price filed | 2013-10-25 | |
| 2013-10-25 holding as of filing | Fitzgerald Margaret Boles Director | 3 | Brookline Bancorp, Inc. Non-derivative · Indirect · (m) | Holding | 500 owned after | no price filed | 2013-10-25 | |
| 2013-10-25 holding as of filing | Fitzgerald Margaret Boles Director | 3 | Brookline Bancorp, Inc. Non-derivative · Indirect · (m) | Holding | 1,000 owned after | no price filed | 2013-10-25 | |
| 2013-10-25 holding as of filing | Fitzgerald Margaret Boles Director | 3 | Brookline Bancorp, Inc. Non-derivative · Indirect · (m) | Holding | 800 owned after | no price filed | 2013-10-25 | |
| 2013-10-25 holding as of filing | Fitzgerald Margaret Boles Director | 3 | Brookline Bancorp, Inc. Non-derivative · Indirect · (m) | Holding | 1,000 owned after | no price filed | 2013-10-25 | |
| 2008-01-11 | CHAPMAN RICHARD P JR Director, Officer (Chief Executive Officer) | 4/A | Common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,311 78,311 owned after | $9.47 | 2009-03-30 | |
| 2008-01-11 | PECK CHARLES H Director, Officer (Executive Vice President) | 4/A | Common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,207 52,207 owned after | $9.47 | 2009-03-27 | |
| 2007-10-23 holding as of filing | PECK CHARLES H Officer (Executive Vice President) | 4 | Common stock Derivative · Direct | Holding | 31,839 owned after | $10.87 exercise price | 2007-10-23 | |
| 2007-10-23 holding as of filing | PECK CHARLES H Officer (Executive Vice President) | 4 | Common stock Derivative · Direct | Holding | 175,000 owned after | $15.02 exercise price | 2007-10-23 |