BROCADE COMMUNICATIONS SYSTEMS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-28: Reporting owner KLAYKO MICHAEL; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-19: Reporting owner KLAYKO MICHAEL; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-04-12: Reporting owner DIPENTIMA RENATO A; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-04-12: Reporting owner EARHART ALAN L; Form 4; Security Non-qualified stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-28 | KLAYKO MICHAEL Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,417 0 owned after | $4.55 | 2013-01-02 | |
| 2012-12-19 | KLAYKO MICHAEL Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −615,000 0 owned after | $3.38 | 2012-12-20 | |
| 2012-04-12 | DIPENTIMA RENATO A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.55 exercise price | 2012-04-16 | |
| 2012-04-12 | EARHART ALAN L Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.55 exercise price | 2012-04-16 | |
| 2012-04-12 | GERDELMAN JOHN W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.55 exercise price | 2012-04-16 | |
| 2012-04-12 | Jones Glenn C Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.55 exercise price | 2012-04-16 | |
| 2012-04-12 | HOUSE DAVID L Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.55 exercise price | 2012-04-16 | |
| 2012-04-12 | VASWANI SANJAY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.55 exercise price | 2012-04-16 | |
| 2012-04-12 | KRAUSE L WILLIAM Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.55 exercise price | 2012-04-16 | |
| 2012-04-12 | BRUNER JUDY Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $5.55 exercise price | 2012-04-16 | |
| 2012-03-26 | EARHART ALAN L Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $3.71 exercise price | 2012-03-27 | |
| 2012-03-06 | Wall Tyler Officer (VP, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 0 owned after | $4.06 exercise price | 2012-03-07 | |
| 2012-03-06 | Wall Tyler Officer (VP, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 40,000 owned after | $3.38 exercise price | 2012-03-07 |