BROADCOM CAYMAN L.P. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2018-04-04: Form 8-K; Period of report 2018-04-02; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders; Details 3.01.
- 2018-03-23: Form 8-K; Period of report 2018-03-23; Description 1.01 Entry into a Material Definitive Agreement; 5.07 Submission of Matters to a Vote of Security Holders; Details 1.01.
- 2018-03-15: Form 8-K; Period of report 2018-03-15; Description 2.02 Results of Operations and Financial Condition; 8.01 Other Events; Details 2.02.
- 2018-03-14: Form 8-K; Period of report 2018-03-14; Description 8.01 Other Events; Details 8.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2018-04-04 | 8-K | 2018-04-02 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders | 3.01 The information set forth in the Introductory Note of this Current Report on Form 8-K is incorporated by reference into this Item 3.01. 3.03 The information set forth in the Introductory Note of this Current Report on Form 8-K is incorporated by reference into this Item 3.03. 5.01 The information set forth in the Introductory Note of this Current Report on Form 8-K is incorporated by reference into this Item 5.01. 5.02 In connection with the Redomiciliation Transaction and following the 2018 AGM (as defined below in Item 5.07), all directors of Broadcom-Singapore resigned as members of the Broadcom-Singapore board of directors with the exception of Hock E. Tan, Henry Samueli, Ph.D. and Check Kian Low. 5.07 On April 4, 2018, Broadcom-Singapore held its 2018 Annual General Meeting (“2018 AGM”). | d548692d8k.htm |
| 2018-03-23 | 8-K | 2018-03-23 | 1.01 Entry into a Material Definitive Agreement; 5.07 Submission of Matters to a Vote of Security Holders | 1.01 Entry into a Material Definitive Agreement. 5.07 In order to complete the Redomiciliation, the boards of directors of each of Broadcom-Singapore and Broadcom-Delaware, approved the entry by Broadcom-Singapore and Broadcom-Delaware, respectively, into an Implementation Agreement (the “Implementation Agreement”). | d494497d8k.htm |
| 2018-03-15 | 8-K | 2018-03-15 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On March 15, 2018, Broadcom Limited (“Broadcom” or the “Company”) issued a press release announcing its unaudited financial results for the first fiscal quarter ended February 4, 2018. 8.01 On March 15, 2018, the Company announced that its Board of Directors has declared an interim cash dividend on the Company’s ordinary shares of $1.75 per share. | d552102d8k.htm |
| 2018-03-14 | 8-K | 2018-03-14 | 8.01 Other Events | 8.01 On March 14, 2018, Broadcom issued a press release (the “Press Release”) announcing that it has terminated and withdrawn its offer to acquire Qualcomm Incorporated and withdrawn its nominations to the board of directors of Qualcomm Incorporated. | d547789d8k.htm |
| 2018-02-15 | 8-K | 2018-02-11 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Broadcom Limited, a Delaware corporation (“New Broadcom”), and Broadcom Limited, a company incorporated in the Republic of Singapore (“Broadcom Singapore”), have entered into a note purchase agreement with investment funds affiliated with each of Silver Lake Partners and Kohlberg Kravis Roberts & Co. L.P. and an investment vehicle to be owned by funds advised by affiliates of CVC Capital Partners Advisory (U.S.) Inc., pursuant to which such investors agreed to purchase $6.0 billion in aggregate principal amount of 3.00% convertible senior notes to be issued by New Broadcom. 8.01 Broadcom Singapore and New Broadcom have entered into a commitment letter, dated as of February 11, 2018 (the “Commitment Letter”), with Bank of America, N.A., Citigroup Global Markets Inc., Deutsche Bank AG New York Branch, Deutsche Bank AG Cayman Islands Branch, Deutsche Bank Securities Inc., JPMorgan Chase Bank, N.A., Mizuho Bank, Ltd., Sumitomo Mitsui Banking Corporation, The Bank of Tokyo-Mitsubishi UFJ, Ltd., Wells Fargo Bank, National Association, Wells Fargo Securities, LLC, The Bank of Nova Scotia, Bank of Montreal, BMO Capital Markets Corp., Royal Bank of Canada, RBC Capital Markets and Morgan Stanley Senior Funding, Inc. (collectively, the “Commitment Parties”), pursuant to which, subject to the terms and conditions set forth therein, the Commitment Parties have committed to provide up to $100.0 billion in debt financing, including a $5 billion revolving credit facility and bridge financing. | d542717d8k.htm |
| 2018-02-12 | 8-K | 2018-02-12 | 8.01 Other Events | 8.01 As previously announced, on November 6, 2017, Broadcom Limited (“Broadcom”) made a proposal to acquire all of the outstanding shares of common stock of Qualcomm Incorporated (“Qualcomm”), and on February 5, 2018, Broadcom made a revised proposal to acquire all of the outstanding shares of common stock of Qualcomm. | d730887d8k.htm |
| 2018-02-09 | 8-K | 2018-02-09 | 8.01 Other Events | 8.01 As previously announced, on November 6, 2017, Broadcom Limited (“Broadcom”) made a proposal to acquire all of the outstanding shares of common stock of Qualcomm Incorporated (“Qualcomm”), and on February 5, 2018, Broadcom made a revised proposal to acquire all of the outstanding shares of common stock of Qualcomm. | d539798d8k.htm |
| 2018-02-05 | 8-K | 2018-02-05 | 8.01 Other Events | 8.01 As previously announced, on November 6, 2017, Broadcom Limited (“Broadcom”) made a proposal to acquire all of the outstanding shares of common stock of Qualcomm Incorporated (“Qualcomm”). | d532135d8k.htm |
| 2018-01-31 | 8-K | 2018-01-31 | 2.02 Results of Operations and Financial Condition | 2.02 On January 31, 2018, Broadcom Limited (“Broadcom” or the “Company”) issued a press release announcing it has narrowed the range of its revenue outlook for the first quarter of fiscal year 2018 and provided preliminary revenue guidance for the second quarter of fiscal year 2018. | d496455d8k.htm |
| 2017-12-06 | 8-K | 2017-12-04 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 2.02 On December 6, 2017, Broadcom Limited (“Broadcom” or the “Company”) issued a press release announcing its unaudited financial results for the fourth quarter and fiscal year ended October 29, 2017. 5.02 (d) On December 4, 2017, the Board of Directors of the Company (the “Board”) appointed Gayla J. Delly as an independent director of the Company, and a member of each of the Board’s Audit Committee and Nominating and Corporate Governance Committee. 8.01 On December 6, 2017, the Company announced that its Board has declared an interim cash dividend on the Company’s ordinary shares of $1.75 per share. | d506851d8k.htm |
| 2017-11-17 | 8-K | 2017-11-17 | 2.01 Completion of Acquisition or Disposition of Assets; 7.01 Regulation FD Disclosure; 8.01 Other Events | 2.01 As previously reported, on November 2, 2016, Broadcom Limited (the “Company”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Brocade Communications Systems, Inc. (“Brocade”), Broadcom Corporation and Bobcat Merger Sub, Inc. (“Merger Sub”). 7.01 On November 17, 2017, the Company issued a press release announcing the completion of the acquisition of Brocade. 8.01 The Company intends to cause Brocade to provide notice to the trustee of Brocade’s 4.625% Senior Notes due 2023 (“Senior Notes”) of its intent to effect the repurchase of the Senior Notes on or about January 16, 2018 in accordance with the terms of the related indenture governing such Senior Notes. | d472425d8k.htm |
| 2017-11-06 | 8-K | 2017-11-06 | 8.01 Other Events | 8.01 On November 6, 2017, Broadcom Limited (“Broadcom”) issued a press release (the “Press Release”) announcing its proposal (the “Proposal”) to acquire all of the outstanding shares of common stock of Qualcomm Incorporated (“Qualcomm”). | d488238d8k.htm |
| 2017-11-02 | 8-K | 2017-11-02 | 8.01 Other Events | 8.01 On November 2, 2017, Broadcom Limited (“Broadcom” or the “Company”) issued a press release (the “Press Release”) announcing that it intends to change the parent company of the Broadcom corporate group from a Singapore company to a U.S. corporation. | d489112d8k.htm |
| 2017-11-02 | 8-K | 2017-11-02 | 7.01 Regulation FD Disclosure | 7.01 On November 2, 2017, Broadcom Limited (“Broadcom” or the “Company”) issued a press release updating certain financial guidance information. | d486684d8k.htm |
| 2017-10-17 | 8-K | 2017-10-17 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On October 17, 2017, two subsidiaries of Broadcom Limited (the “Company”), Broadcom Corporation and Broadcom Cayman Finance Limited (together, the “Co-Issuers”), completed their issuance and sale of $4.0 billion in aggregate principal amount of senior unsecured notes comprised of one series of $750 million aggregate principal amount of 2.200% senior notes due 2021 (the “2021 Notes”), one series of $1,000 million aggregate principal amount of 2.650% senior notes due 2023 (the “2023 Notes”), one series of $1,000 million aggregate principal amount of 3.125% senior notes due 2025 (the “2025 Notes”) and one series of $1,250 million aggregate principal amount of 3.500% senior notes due 2027 (the “2027 Notes” and, together with the 2020 Notes, the 2022 Notes and the 2024 Notes, the “Notes”). 1.02 On October 17, 2017, in connection with the issuance of the Notes, Broadcom Cayman Finance Limited and BC Luxembourg S.à r.l., an indirect subsidiary of the Company (together, the “Borrowers”), terminated the commitments and satisfied all outstanding obligations under that certain Credit Agreement, dated as of February 1, 2016 (as amended to date), by and among the Company, as holdings, the Borrowers, Broadcom Cayman L.P. and Broadcom Corporation, as guarantors, Bank of America, N.A., as the administrative agent and collateral agent, and the group of lenders party thereto. 2.03 The information disclosed above under Item 1.01 is incorporated herein by reference. | d472495d8k.htm |
| 2017-10-11 | 8-K | 2017-10-10 | 7.01 Regulation FD Disclosure | 7.01 In a press release issued on October 10, 2017, Broadcom Limited (“Broadcom”) announced that two of its subsidiaries, Broadcom Corporation and Broadcom Cayman Finance Limited (together, the “Co-Issuers”), priced their offering of $750 million in aggregate principal amount of 2.200% Senior Notes due 2021, $1,000 million in aggregate principal amount of 2.650% Senior Notes due 2023, $1,000 million in aggregate principal amount of 3.125% Senior Notes due 2025 and $1,250 million in aggregate principal amount of 3.500% Senior Notes due 2028. | d472424d8k.htm |
| 2017-10-10 | 8-K | 2017-10-10 | 7.01 Regulation FD Disclosure | 7.01 In a press release issued on October 10, 2017, Broadcom Limited (“Broadcom” or the “Company”) announced that two of its subsidiaries, Broadcom Corporation and Broadcom Cayman Finance Limited, intend to offer senior notes, subject to market conditions and other factors. | d473518d8k.htm |
| 2017-10-03 | 8-K | 2017-10-02 | 8.01 Other Events | 8.01 As previously reported, on November 2, 2016, Broadcom Limited (“Broadcom” or the “Company”), Broadcom Corporation and Bobcat Merger Sub, Inc. (“Merger Sub”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Brocade Communications Systems, Inc. (“Brocade”), providing for the merger of Merger Sub with and into Brocade (the “Merger”). | d441115d8k.htm |
| 2017-08-24 | 8-K | 2017-08-24 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On August 24, 2017, Broadcom Limited (“Broadcom” or the “Company”) issued a press release announcing its unaudited financial results for the third fiscal quarter ended July 30, 2017. 7.01 Broadcom will be meeting with investors at the Citi Global Technology Conference in New York on September 6, 2017, and at the Deutsche Bank Technology Conference in Las Vegas on September 12, 2017. | d438731d8k.htm |
| 2017-07-18 | 8-K | 2017-07-17 | 8.01 Other Events | 8.01 As previously reported, on November 2, 2016, Broadcom Limited (“Broadcom” or the “Company”), Broadcom Corporation and Bobcat Merger Sub, Inc. (“Merger Sub”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Brocade Communication Systems, Inc. (“Brocade”), providing for the merger of Merger Sub with and into Brocade (the “Merger”). | d425805d8k.htm |
| 2017-06-19 | 8-K | 2017-06-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) On June 15, 2017, the board of directors (the “Board”) of Broadcom Limited (“Broadcom” or the “Company”) approved the grant of a performance-based long-term compensation and retention equity award (the “Award”) to Hock E. Tan, the Company’s President and Chief Executive Officer, consisting of an aggregate of 168,000 performance share units (“PSUs”), pursuant to which Mr. Tan has the opportunity to earn up to a maximum of 756,000 ordinary shares, no par value, of the Company (the “Shares”). | d417830d8k.htm |
| 2017-06-01 | 8-K | 2017-05-31 | 2.02 Results of Operations and Financial Condition; 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics; 7.01 Regulation FD Disclosure; 8.01 Other Events | 2.02 On June 1, 2017, Broadcom Limited (“Broadcom” or the “Company”) issued a press release announcing its unaudited financial results for the second fiscal quarter ended April 30, 2017. 5.05 On May 31, 2017, the Company’s Board of Directors approved amendments to the Company’s Code of Ethics and Business Conduct (the “Code of Conduct”), which applies to all directors, officers and employees of the Company and its controlled subsidiaries. 7.01 Broadcom will be meeting with investors on at the Bank of America Merrill Lynch 2017 Global Technology Conference in San Francisco on June 6, 2017. 8.01 On June 1, 2017, the Company announced that its Board of Directors has declared an interim cash dividend on the Company’s ordinary shares of $1.02 per share. | d392782d8k.htm |
| 2017-03-29 | 8-K | 2017-03-29 | 8.01 Other Events | 8.01 (b) Effective March 31, 2017, Patricia H. McCall, Vice President and General Counsel of Broadcom Limited (the “Company”) is retiring from the Company. | d365268d8k.htm |
| 2017-03-13 | 8-K | 2017-02-27 | 8.01 Other Events | 8.01 On February 27, 2017, the United States District Court for the Central District of California issued an Order and Final Judgment (the “Judgment”) granting final approval of the Stipulation and Agreement of Settlement, dated September 23, 2016 (the “Stipulation”), providing for the settlement of the consolidated federal class action lawsuit, captioned In re Broadcom Corporation Stockholder Litigation, Case No. 8:15-cv-00979 (the “Federal Action”), and the consolidated state court lawsuits, captioned Broadcom Shareholder Cases, JCCP 4834 (together with the Federal Action, the “Litigation”). | d360444d8k.htm |
| 2017-03-01 | 8-K | 2017-03-01 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On March 1, 2017, Broadcom Limited (“Broadcom” or the “Company”) issued a press release announcing its unaudited financial results for the first fiscal quarter ended January 29, 2017. 8.01 On March 1, 2017, the Company announced that its Board of Directors has declared an interim cash dividend on the Company’s ordinary shares of $1.02 per share. | d351392d8k.htm |
| 2017-02-17 | 8-K | 2017-02-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) On February 13, 2017, Justine F. Page informed the board of directors (the “Board”) of Broadcom Limited (the “Company”) that she would not be standing for re-election at the Company’s 2017 Annual General Meeting of Shareholders (the “2017 AGM”), scheduled to occur on April 5, 2017. | d338556d8k.htm |
| 2017-01-30 | 8-K | 2017-01-30 | 8.01 Other Events | 8.01 On January 30, 2017, Broadcom Limited, a company incorporated under the laws of the Republic of Singapore (the “Company”) filed with the Securities and Exchange Commission a prospectus supplement (the “Prospectus Supplement”) to the prospectus dated March 4, 2016, which was included in the Company’s automatic shelf registration statement on Form S-3 (No. 333-209923). | d319897d8k.htm |
| 2017-01-20 | 8-K | 2017-01-19 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On January 19, 2017, two subsidiaries of Broadcom Limited (the “Company”), Broadcom Corporation and Broadcom Cayman Finance Limited (together, the “Co-Issuers”), completed their issuance and sale of $13.55 billion in aggregate principal amount of senior unsecured notes comprised of one series of $2.75 billion aggregate principal amount of 2.375% senior notes due 2020 (the “2020 Notes”), one series of $3.5 billion aggregate principal amount of 3.000% senior notes due 2022 (the “2022 Notes”), one series of 2.5 billion aggregate principal amount of 3.625% senior notes due 2024 (the “2024 Notes”) and one series of $4.8 billion aggregate principal amount of 3.875% senior notes due 2027 (the “2027 Notes” and, together with the 2020 Notes, the 2022 Notes and the 2024 Notes, the “Notes”). 2.03 The information disclosed above under Item 1.01 is incorporated herein by reference. | d332675d8k.htm |
| 2017-01-12 | 8-K | 2017-01-11 | 7.01 Regulation FD Disclosure | 7.01 In a press release issued on January 11, 2017, Broadcom Limited (“Broadcom”) announced that two of its subsidiaries, Broadcom Corporation and Broadcom Cayman Finance Limited (together, the “Co-Issuers”), priced their offering of $2.75 billion in aggregate principal amount of 2.375% Senior Notes due 2020, $3.5 billion in aggregate principal amount of 3.000% Senior Notes due 2022, $2.5 billion in aggregate principal amount of 3.625% Senior Notes due 2024 and $4.8 billion in aggregate principal amount of 3.875% Senior Notes due 2027. | d328666d8k.htm |
| 2017-01-11 | 8-K | 2017-01-11 | 7.01 Regulation FD Disclosure | 7.01 In a press release issued on January 11, 2017, Broadcom Limited announced that two of its subsidiaries, Broadcom Corporation and Broadcom Cayman Finance Limited, intend to offer senior notes, subject to market conditions and other factors. | d284762d8k.htm |
| 2017-01-09 | 8-K | 2017-01-09 | 7.01 Regulation FD Disclosure | 7.01 Broadcom Limited (“Broadcom” or the “Company”) will be meeting with investors and potential investors during the week beginning January 9, 2016. | d328077d8k.htm |
| 2016-12-08 | 8-K | 2016-12-06 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; 8.01 Other Events | 2.02 On December 8, 2016, Broadcom Limited (“Broadcom” or the “Company”) issued a press release announcing its unaudited financial results for the fourth quarter and fiscal year ended October 30, 2016. 5.02 (b) The disclosure contained in Item 5.02(d) below relating to Lucien Y.K. Wong’s departure from the Board of Directors (the “Board”) of the Company is incorporated into this Item 5.02(b) by reference. 7.01 Broadcom will be meeting with investors on January 4-6, 2017, at the 2017 International CES and presenting at the J.P. Morgan 15th Annual Tech Forum at the 2017 International CES on January 5, 2017 and the Citi 2017 Internet, Media and Telecommunication Conference in Las Vegas on January 5, 2017. 8.01 On December 8, 2016, the Company announced that the Board has declared an interim cash dividend on the Company’s ordinary shares of $1.02 per share. | d310141d8k.htm |
| 2016-11-30 | 8-K | 2016-11-25 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) On November 25, 2016, the Government of the Republic of Singapore announced that Lucien Y. K. Wong, Broadcom Limited’s (the “Company”) Singapore resident director, will be appointed the Attorney General of Singapore effective January 14, 2017. | d293852d8k.htm |
| 2016-11-02 | 8-K/A | 2016-11-02 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | d263506d8ka.htm |
| 2016-11-02 | 8-K | 2016-11-02 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On November 2, 2016, Broadcom issued a press release updating certain financial guidance information. | d284447d8k.htm |
| 2016-10-17 | 8-K | 2016-10-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) Effective October 14, 2016, Anthony E. Maslowski’s, former Senior Vice President and Chief Financial Officer, employment with Broadcom Limited (the “Company”) was terminated. | d262007d8k.htm |
| 2016-09-01 | 8-K | 2016-09-01 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure; 8.01 Other Events | 2.02 On September 1, 2016, Broadcom Limited (“Broadcom” or the “Company”) issued a press release announcing its unaudited financial results for the third fiscal quarter ended July 31, 2016. 7.01 Broadcom will be meeting with investors at the Deutsche Bank 2016 Technology Conference in Las Vegas, on September 14, 2016. 8.01 On September 1, 2016, the Company announced that its Board of Directors has declared an interim cash dividend on the Company’s ordinary shares of $0.51 per share. | d223587d8k.htm |
| 2016-08-03 | 8-K | 2016-08-02 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this item 2.03. | d235684d8k.htm |
| 2016-06-16 | 8-K | 2016-06-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) On June 15, 2016 (the “Grant Date”), the board of directors (the “Board”) of Broadcom Limited (“Broadcom” or the “Company”) approved a long-term compensation and retention equity award to Hock E. Tan, the Company’s President and Chief Executive Officer, consisting of 80,000 performance share units (“PSUs”), pursuant to which Mr. Tan has the opportunity to earn up to a maximum of 240,000 ordinary shares, no par value, of the Company (the “Shares”). | d213622d8k.htm |
| 2016-06-02 | 8-K | 2016-05-31 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 2.02 On June 2, 2016, Broadcom Limited (“Broadcom” or the “Company”) issued a press release announcing its unaudited financial results for the second fiscal quarter ended May 1, 2016. 5.02 In addition, the Committee also approved increases of less than 5% to the annual base salary of each of the following executive officers of the Company: Charlie Kawwas, Senior Vice President and Chief Sales Officer, Bryan T. Ingram, Senior Vice President and General Manager Wireless Semiconductor Division, and Patricia H. McCall, Vice President and General Counsel, in each case effective July 1, 2016. 8.01 On June 2, 2016, the Company announced that its Board of Directors has declared an interim cash dividend on the Company’s ordinary shares of $0.50 per share. | d193831d8k.htm |
| 2016-04-29 | 8-K | 2016-04-28 | 8.01 Other Events | 8.01 On April 28, 2016, Broadcom Corporation (“BRCM”), an indirect subsidiary of Broadcom Limited (“Broadcom”), entered into an Asset Purchase Agreement with Cypress Semiconductor Corp. (“Cypress”), pursuant to which BRCM has agreed to sell its Wireless Internet of Things business and related assets to Cypress for $550 million in cash. | d189922d8k.htm |
| 2016-04-07 | 8-K/A | 2016-01-29 | 9.01 Financial Statements and Exhibits | 9.01 (b) Pro Forma Financial Information. | d148975d8ka.htm |
| 2016-03-24 | 8-K | 2016-03-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective March 24, 2016, Anthony E. Maslowski, Senior Vice President and Chief Financial Officer of Broadcom Limited (the “Company”), who has served as the Company’s Chief Financial Officer since March 2013, will go on a leave of absence for health reasons. | d159192d8k.htm |
| 2016-02-02 | 8-K | 2016-01-29 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders | 1.01 Entry into a Material Definitive Agreement. 1.02 In connection with the consummation of the Transactions and simultaneous with entering into the Credit Agreement, that certain Credit Agreement, dated as of May 6, 2014, by and among Avago Technologies Finance Pte. 2.03 The information set forth under Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this item 2.03. 5.02 In connection with the Transactions, on February 1, 2016, Patricia H. McCall and Pe-Wynn Kin resigned as members of Holdco’s board of directors (the “Board”). 5.07 On January 31, 2016, Patricia McCall, as the sole shareholder of Holdco, approved certain matters necessary for the consummation of the Transactions. | d114862d8k.htm |
| 2016-02-02 | 8-K | 2016-01-29 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.02 Results of Operations and Financial Condition; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 2.01 The disclosures under the Introductory Note are incorporated herein by reference. 2.02 On February 1, 2016, Holdco issued a press release, which included an announcement regarding Broadcom’s financial results for its fourth quarter and fiscal year ended December 31, 2015. 3.01 The information set forth in Item 2.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.01. 3.03 The information set forth in Item 2.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.03. 5.01 The information set forth in Item 1.01 and Item 2.01 of this Current Report on Form 8-K is incorporated by reference into this Item 5.01. 5.03 In connection with the Transactions, on February 1, 2016, Holdco amended its Constitution as contemplated by the Merger Agreement and changed its name from “Pavonia Limited” to “Broadcom Limited.” A copy of the Constitution of Holdco is attached hereto as Exhibit 3.1 and is incorporated herein by reference. 8.01 On February 1, 2016, Holdco issued a press release announcing the completion of the Avago Scheme. | d114853d8k.htm |
| 2015-10-23 | 8-K | 2015-10-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 (c) On October 19, 2015, the board of directors of Pavonia Limited, the general partner of the Partnership (the “General Partner”), appointed Anthony E. Maslowski as the Chief Financial Officer and as the principal financial officer of the General Partner, with authority to act as the chief financial officer of the Partnership, with immediate effect. 8.01 On October 19, 2015, the General Partner appointed PricewaterhouseCoopers LLP as the independent registered accounting firm of the Partnership. | d201611d8k.htm |