BRIDGE CAPITAL HOLDINGS Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-03-31: Reporting owner Carpenter Community BancFund-A, L.P. | Carpenter Fund Manager GP, LLC; Form 4; Security Series B Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2010-03-31: Reporting owner Carpenter Community BancFund-A, L.P. | Carpenter Fund Manager GP, LLC; Form 4; Security Series B-1 Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2010-03-31: Reporting owner Carpenter Community BancFund-A, L.P. | Carpenter Fund Manager GP, LLC; Form 4; Security Series B Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2010-03-31: Reporting owner Carpenter Community BancFund-A, L.P. | Carpenter Fund Manager GP, LLC; Form 4; Security Series B-1 Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-03-31 | Carpenter Community BancFund-A, L.P. | Carpenter Fund Manager GP, LLC 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −122,219 9,682 owned after | $100.00 | 2010-04-02 | |
| 2010-03-31 | Carpenter Community BancFund-A, L.P. | Carpenter Fund Manager GP, LLC 10% Owner | 10% Owner | 4 | Series B-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −155,761 12,338 owned after | $100.00 | 2010-04-02 | |
| 2010-03-31 | Carpenter Community BancFund-A, L.P. | Carpenter Fund Manager GP, LLC 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −9,682 0 owned after | $100.00 | 2010-04-02 | |
| 2010-03-31 | Carpenter Community BancFund-A, L.P. | Carpenter Fund Manager GP, LLC 10% Owner | 10% Owner | 4 | Series B-1 Convertible Preferred Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −12,338 0 owned after | $100.00 | 2010-04-02 | |
| 2009-06-01 holding as of filing | Carpenter Fund Manager GP, LLC | Carpenter Community BancFund-A, L.P. 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | $10.00 exercise price | 2009-06-01 | ||
| 2009-06-01 holding as of filing | Carpenter Fund Manager GP, LLC | Carpenter Community BancFund-A, L.P. 10% Owner | 10% Owner | 3 | Series B-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | $10.00 exercise price | 2009-06-01 | ||
| 2009-06-01 holding as of filing | Carpenter Fund Manager GP, LLC | Carpenter Community BancFund-A, L.P. 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | $10.00 exercise price | 2009-06-01 | ||
| 2009-06-01 holding as of filing | Carpenter Fund Manager GP, LLC | Carpenter Community BancFund-A, L.P. 10% Owner | 10% Owner | 3 | Series B-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | $10.00 exercise price | 2009-06-01 |