BREEZE-EASTERN CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-01-14: Reporting owner MISHLER MARK D; Form 3; Security Common Stock; Transaction Holding.
- 2009-08-20: Reporting owner Harlan Donald Michael JR; Form 3; Security Common Stock; Transaction Holding.
- 2009-06-22: Reporting owner WHITE ROBERT L G; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-06-22: Reporting owner HARVEY GERALD C; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-01-14 holding as of filing | MISHLER MARK D Officer (Senior VP, CFO and Treasurer) | 3 | Common Stock Derivative · Direct | Holding | $6.20 exercise price | 2010-01-14 | ||
| 2009-08-20 holding as of filing | Harlan Donald Michael JR Officer (Executive Vice President & COO) | 3 | Common Stock Derivative · Direct | Holding | $6.05 exercise price | 2009-08-20 | ||
| 2009-06-22 | WHITE ROBERT L G Director, Officer (President and CEO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 142,877 owned after | $6.20 | 2009-06-23 | |
| 2009-06-22 | HARVEY GERALD C Officer (Exec. VP. Gen. Counsel & Sec.) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 99,700 owned after | $6.20 | 2009-06-23 | |
| 2009-06-22 | SPANIER JOSEPH F Officer (Exec. VP, Treasurer & CFO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 94,500 owned after | $6.20 | 2009-06-23 | |
| 2008-07-21 | SPANIER JOSEPH F Officer (Exec. VP, Treasurer & CFO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 100,500 owned after | $10.60 | 2008-07-28 | |
| 2008-07-21 | WHITE ROBERT L G Director, Officer (President and CEO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 140,877 owned after | $10.60 | 2008-07-28 | |
| 2008-07-21 | HARVEY GERALD C Officer (Exec. VP, Gen. Counsel & Sec.) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 105,700 owned after | $10.60 | 2008-07-28 | |
| 2007-06-05 | SPANIER JOSEPH F Officer (Exec. VP, Treasurer & CFO) | 4/A | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,500 92,500 owned after | $5.38 | 2007-07-25 | |
| 2007-06-05 | HARVEY GERALD C Officer (Exec. VP, Gen. Counsel & Sec.) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,300 97,700 owned after | $5.38 | 2007-06-07 | |
| 2007-06-05 | SPANIER JOSEPH F Officer (Exec. VP, Treasurer & CFO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 92,500 owned after | $5.38 | 2007-06-07 | |
| 2007-06-04 | WHITE ROBERT L G Director, Officer (President and CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,619 124,877 owned after | $7.05 | 2007-06-06 | |
| 2007-05-24 | HARVEY GERALD C Officer (Exec. VP, Sec & Gen Counsel) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 103,000 owned after | $12.04 | 2007-06-04 | |
| 2007-05-24 | WHITE ROBERT L G Director, Officer (President and CEO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 141,496 owned after | $12.04 | 2007-06-04 | |
| 2007-05-24 | SPANIER JOSEPH F Officer (Exec. VP, Treasurer & CFO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 105,000 owned after | $12.04 | 2007-06-04 | |
| 2006-09-21 | HARVEY GERALD C Officer (V.P., Sec. and General Counsel) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 90,500 owned after | $5.38 | 2006-09-21 | |
| 2006-09-20 | WHITE ROBERT L G Director, Officer (President and CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 128,500 owned after | $6.55 | 2006-09-21 | |
| 2006-09-20 | WHITE ROBERT L G Director, Officer (President and CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,004 116,496 owned after | $5.38 | 2006-09-21 | |
| 2006-07-19 | HARVEY GERALD C Officer (VP, Sec. & General Counsel) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 92,500 owned after | $11.65 | 2006-07-21 | |
| 2006-07-19 | SPANIER JOSEPH F Officer (VP, Treasurer & CFO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 92,500 owned after | $11.65 | 2006-07-21 | |
| 2006-07-19 | WHITE ROBERT L G Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 141,000 owned after | $11.65 | 2006-07-21 |