BOTTOMLINE TECHNOLOGIES INC Forms 3, 4 and 5: Swaps, Forwards and Futures
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-05-13: Reporting owner CLEARFIELD CAPITAL MANAGEMENT LP | Hilal Philip J.; Form 4; Security Cash Settled Share Forward (obligation to sell); Transaction J Other acquisition or disposition (describe transaction).
- 2022-02-18: Reporting owner CLEARFIELD CAPITAL MANAGEMENT LP | Hilal Philip J.; Form 4; Security Equity Swap (obligation to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2022-02-18: Reporting owner CLEARFIELD CAPITAL MANAGEMENT LP | Hilal Philip J.; Form 4; Security Equity Swap (obligation to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2022-02-18: Reporting owner CLEARFIELD CAPITAL MANAGEMENT LP | Hilal Philip J.; Form 4; Security Cash Settled Share Forward (obligation to sell); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-05-13 | CLEARFIELD CAPITAL MANAGEMENT LP | Hilal Philip J. | | 4 | Cash Settled Share Forward (obligation to sell) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2022-05-17 | |
| 2022-02-18 | CLEARFIELD CAPITAL MANAGEMENT LP | Hilal Philip J. Other (See Remarks) | | 4 | Equity Swap (obligation to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2022-02-23 | |
| 2022-02-18 | CLEARFIELD CAPITAL MANAGEMENT LP | Hilal Philip J. Other (See Remarks) | | 4 | Equity Swap (obligation to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2022-02-23 | |
| 2022-02-18 | CLEARFIELD CAPITAL MANAGEMENT LP | Hilal Philip J. Other (See Remarks) | | 4 | Cash Settled Share Forward (obligation to sell) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +1 1 owned after | no price filed | 2022-02-23 | |
| 2021-11-08 holding as of filing | Hilal Philip J. | CLEARFIELD CAPITAL MANAGEMENT LP | Other (SEE REMARKS) | 3 | Equity Swap (obligation to buy) Derivative · Indirect · See footnote | Holding | $39.45 exercise price | 2021-11-08 | ||
| 2021-11-08 holding as of filing | Hilal Philip J. | CLEARFIELD CAPITAL MANAGEMENT LP | Other (SEE REMARKS) | 3 | Equity Swap (obligation to buy) Derivative · Indirect · See footnote | Holding | $39.40 exercise price | 2021-11-08 |