BODY CENTRAL CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows, 34 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-07: Reporting owner Zweiman Ari; Form 3; Security Series A-3 Preferred Stock, par value $0.001 per share; Transaction Holding.
- 2014-07-07: Reporting owner Zweiman Ari; Form 3; Security Series B-7 Preferred Stock, par value $0.001 per share; Transaction Holding.
- 2014-07-07: Reporting owner Niemann Erica; Form 3; Security Series A-1 Preferred Stock, par value $0.001 per share; Transaction Holding.
- 2014-07-07: Reporting owner Niemann Erica; Form 3; Security Series B-1 Preferred Stock, par value $0.001 per share; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-07 holding as of filing | Zweiman Ari Director | 3 | Series A-3 Preferred Stock, par value $0.001 per share Non-derivative · Indirect · See footnote | Holding | 1 owned after | no price filed | 2014-07-07 | |
| 2014-07-07 holding as of filing | Zweiman Ari Director | 3 | Series B-7 Preferred Stock, par value $0.001 per share Non-derivative · Indirect · See footnote | Holding | 1 owned after | no price filed | 2014-07-07 | |
| 2014-07-07 holding as of filing | Niemann Erica Director | 3 | Series A-1 Preferred Stock, par value $0.001 per share Non-derivative · Indirect · See footnote | Holding | 1 owned after | no price filed | 2014-07-07 | |
| 2014-07-07 holding as of filing | Niemann Erica Director | 3 | Series B-1 Preferred Stock, par value $0.001 per share Non-derivative · Indirect · See footnote | Holding | 1 owned after | no price filed | 2014-07-07 | |
| 2014-07-07 holding as of filing | Evans Justin Director | 3 | Series A-2 Preferred Stock, par value $0.001 per share Non-derivative · Direct · (m) | Holding | 1 owned after | no price filed | 2014-07-07 | |
| 2014-07-07 holding as of filing | Evans Justin Director | 3 | Series B-2 Preferred Stock, par value $0.001 per share Non-derivative · Direct · (m) | Holding | 1 owned after | no price filed | 2014-07-07 | |
| 2014-07-07 holding as of filing | 683 Capital Management, LLC | 683 Capital Partners, LP 10% Owner | 10% Owner | 3 | Series A-3 Preferred Stock Non-derivative · Indirect · By: 683 Capital Partners, LP | Holding | 1 owned after | no price filed | 2014-07-07 | |
| 2014-07-07 holding as of filing | 683 Capital Management, LLC | 683 Capital Partners, LP 10% Owner | 10% Owner | 3 | Series B-7 Preferred Stock Non-derivative · Indirect · By: 683 Capital Partners, LP | Holding | 1 owned after | no price filed | 2014-07-07 | |
| 2014-06-27 | WOOLF BRIAN Director, Officer (Chief Executive Officer) | 4 | Series B-8 Preferred Stock, par value $0.001 per share Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | $1.00 | 2014-07-01 | |
| 2010-11-04 holding as of filing | Turner John H. Director, 10% Owner | 3/A | Series A Convertible Preferred Stock Derivative · Indirect · By WestView Capital Partners, L.P. | Holding | no price filed | 2010-11-04 | ||
| 2010-10-20 | PineBridge PEP III Direct LP | PineBridge Investments LLC | American International Group, Inc. Retirement Plan Master Trust | PineBridge PEP IV Co-Investment LP | PineBridge Vantage Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By PineBridge PEP III Direct, L.P. | C Conversion of derivative security | −60,047 0 owned after | no price filed | 2010-10-22 | |
| 2010-10-20 | PineBridge PEP III Direct LP | PineBridge Investments LLC | American International Group, Inc. Retirement Plan Master Trust | PineBridge PEP IV Co-Investment LP | PineBridge Vantage Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By PineBridge PEP IV Co-Investment, L.P. | C Conversion of derivative security | −480,381 0 owned after | no price filed | 2010-10-22 | |
| 2010-10-20 | PineBridge PEP III Direct LP | PineBridge Investments LLC | American International Group, Inc. Retirement Plan Master Trust | PineBridge PEP IV Co-Investment LP | PineBridge Vantage Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By PineBridge Vantage Partners, L.P. | C Conversion of derivative security | −2,437,935 0 owned after | no price filed | 2010-10-22 | |
| 2010-10-20 | PineBridge PEP III Direct LP | PineBridge Investments LLC | American International Group, Inc. Retirement Plan Master Trust | PineBridge PEP IV Co-Investment LP | PineBridge Vantage Partners LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By American International Group, Inc. Retirement Plan Master Trust | C Conversion of derivative security | −144,114 0 owned after | no price filed | 2010-10-22 | |
| 2010-10-20 | Gallin Scott Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,122,477 0 owned after | no price filed | 2010-10-22 | |
| 2010-10-20 | Turner John H. Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,810,669 0 owned after | $0.00 | 2010-10-22 | |
| 2010-10-20 | Rosenbaum Jerrold Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,092,336 0 owned after | $0.00 | 2010-10-22 | |
| 2010-10-20 | Angelo Beth Director, Officer (Executive VP & C.M.O.) | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −764,496 0 owned after | $0.00 | 2010-10-22 | |
| 2010-10-20 | WILLIAMS RICHARD J | WestView Capital Partners LP | WestView Capital Management, L.P. | von Schroeter Carlo | WVCP Management, LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,810,669 0 owned after | $0.00 | 2010-10-22 | |
| 2010-10-20 | DOOLAN MARTIN P Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By a family limited partnership | C Conversion of derivative security | −50,808 0 owned after | $0.00 | 2010-10-22 | |
| 2010-10-15 holding as of filing | PineBridge PEP IV Co-Investment LP | PineBridge PEP III Direct LP | PineBridge Investments LLC | PineBridge Vantage Partners LP | American International Group, Inc. Retirement Plan Master Trust 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2010-10-15 | ||
| 2010-10-15 holding as of filing | PineBridge PEP IV Co-Investment LP | PineBridge PEP III Direct LP | PineBridge Investments LLC | PineBridge Vantage Partners LP | American International Group, Inc. Retirement Plan Master Trust 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2010-10-15 | ||
| 2010-10-15 holding as of filing | PineBridge PEP IV Co-Investment LP | PineBridge PEP III Direct LP | PineBridge Investments LLC | PineBridge Vantage Partners LP | American International Group, Inc. Retirement Plan Master Trust 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2010-10-15 | ||
| 2010-10-15 holding as of filing | PineBridge PEP IV Co-Investment LP | PineBridge PEP III Direct LP | PineBridge Investments LLC | PineBridge Vantage Partners LP | American International Group, Inc. Retirement Plan Master Trust 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2010-10-15 | ||
| 2010-10-14 holding as of filing | PineBridge PEP III Direct LP | PineBridge Vantage Partners LP | PineBridge Investments LLC | PineBridge PEP IV Co-Investment LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2010-10-14 | ||
| 2010-10-14 holding as of filing | PineBridge PEP III Direct LP | PineBridge Vantage Partners LP | PineBridge Investments LLC | PineBridge PEP IV Co-Investment LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2010-10-14 | ||
| 2010-10-14 holding as of filing | PineBridge PEP III Direct LP | PineBridge Vantage Partners LP | PineBridge Investments LLC | PineBridge PEP IV Co-Investment LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2010-10-14 | ||
| 2010-10-14 holding as of filing | PineBridge PEP III Direct LP | PineBridge Vantage Partners LP | PineBridge Investments LLC | PineBridge PEP IV Co-Investment LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2010-10-14 | ||
| 2010-10-14 holding as of filing | Turner John H. Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-10-14 | ||
| 2010-10-14 holding as of filing | von Schroeter Carlo | WestView Capital Management, L.P. | WVCP Management, LLC | WILLIAMS RICHARD J | WestView Capital Partners LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-10-14 | ||
| 2010-10-14 holding as of filing | Gallin Scott Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2010-10-14 | ||
| 2010-10-14 holding as of filing | Angelo Beth Director, Officer (Exec VP, Chief Merch. Officer) | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-10-14 | ||
| 2010-10-14 holding as of filing | DOOLAN MARTIN P Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By a family limited partnership | Holding | no price filed | 2010-10-14 | ||
| 2010-10-14 holding as of filing | Rosenbaum Jerrold Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-10-14 |