BLUE COAT SYSTEMS INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows, 17 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-09-24: Reporting owner Francisco Partners GP II, L.P. | Francisco Partners Parallel Fund II, L.P. | GEESLIN KEITH | Francisco Partners II LP | Francisco Partners GP II Management, LLC; Form 4; Security Series A Preferred Stock, par value $0.0001 per share; Transaction C Conversion of derivative security.
- 2007-09-24: Reporting owner Francisco Partners GP II, L.P. | Francisco Partners Parallel Fund II, L.P. | GEESLIN KEITH | Francisco Partners II LP | Francisco Partners GP II Management, LLC; Form 4; Security Series A Preferred Stock, par value $0.0001 per share; Transaction C Conversion of derivative security.
- 2007-09-18: Reporting owner SEQUOIA CAPITAL GROWTH PARTNERS III | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SEQUOIA CAPITAL GROWTH FUND III; Form 4; Security Series A Preferred Stock, par value $0.0001 per share; Transaction C Conversion of derivative security.
- 2007-09-18: Reporting owner SEQUOIA CAPITAL GROWTH PARTNERS III | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SEQUOIA CAPITAL GROWTH FUND III; Form 4; Security Series A Preferred Stock, par value $0.0001 per share; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-09-24 | Francisco Partners GP II, L.P. | Francisco Partners Parallel Fund II, L.P. | GEESLIN KEITH | Francisco Partners II LP | Francisco Partners GP II Management, LLC | | | | | 4 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | −12,093 0 owned after | $57.06 exercise price | 2007-09-26 | |
| 2007-09-24 | Francisco Partners GP II, L.P. | Francisco Partners Parallel Fund II, L.P. | GEESLIN KEITH | Francisco Partners II LP | Francisco Partners GP II Management, LLC | | | | | 4 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | −165 0 owned after | $57.06 exercise price | 2007-09-26 | |
| 2007-09-18 | SEQUOIA CAPITAL GROWTH PARTNERS III | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SEQUOIA CAPITAL GROWTH FUND III | | | | 4 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | −15,872 0 owned after | $57.06 exercise price | 2007-09-20 | |
| 2007-09-18 | SEQUOIA CAPITAL GROWTH PARTNERS III | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SEQUOIA CAPITAL GROWTH FUND III | | | | 4 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | −175 0 owned after | $57.06 exercise price | 2007-09-20 | |
| 2007-09-18 | SEQUOIA CAPITAL GROWTH PARTNERS III | SCGF III MANAGEMENT LLC | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | SEQUOIA CAPITAL GROWTH FUND III | | | | 4 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | −777 0 owned after | $57.06 exercise price | 2007-09-20 | |
| 2007-09-07 | GEESLIN KEITH | Francisco Partners Parallel Fund II, L.P. | Francisco Partners II LP | Francisco Partners GP II Management, LLC | Francisco Partners GP II, L.P. | | | Other (See remarks and Footnotes 3&4) | Other (See remarks and Footnotes 3&4) | 4 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | −8,644 12,093 owned after | $57.06 exercise price | 2007-09-11 | |
| 2007-09-07 | GEESLIN KEITH | Francisco Partners Parallel Fund II, L.P. | Francisco Partners II LP | Francisco Partners GP II Management, LLC | Francisco Partners GP II, L.P. | | | Other (See remarks and Footnotes 3&4) | Other (See remarks and Footnotes 3&4) | 4 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | −119 165 owned after | $57.06 exercise price | 2007-09-11 | |
| 2007-09-04 | Francisco Partners Parallel Fund II, L.P. | GEESLIN KEITH | Francisco Partners GP II Management, LLC | Francisco Partners GP II, L.P. | Francisco Partners II LP Director | Director | Director | Director | Director | 4 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,157 20,737 owned after | $57.06 exercise price | 2007-09-07 | |
| 2007-09-04 | Francisco Partners Parallel Fund II, L.P. | GEESLIN KEITH | Francisco Partners GP II Management, LLC | Francisco Partners GP II, L.P. | Francisco Partners II LP Director | Director | Director | Director | Director | 4 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · See Footnote | C Conversion of derivative security | −58 284 owned after | $57.06 exercise price | 2007-09-07 | |
| 2006-08-18 | Francisco Partners II LP Director, 10% Owner | 4 | Series A Preferred Stock, par value $0.0001 per share Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3 24,894 owned after | $1,000.00 | 2006-08-22 | |
| 2006-08-18 | Francisco Partners Parallel Fund II, L.P. Director, 10% Owner | 4 | Series A Preferred Stock, par value $0.0001 per share Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −3 342 owned after | $1,000.00 | 2006-08-22 | |
| 2006-07-03 holding as of filing | Francisco Partners Parallel Fund II, L.P. Director, 10% Owner | 3 | Series A Preferred Stock, par value $0.0001 per share Derivative · Direct | Holding | $17.53 exercise price | 2006-07-03 | ||
| 2006-07-03 holding as of filing | SCGF III MANAGEMENT LLC | Francisco Partners GP II, L.P. | SEQUOIA CAPITAL GROWTH PARTNERS III | Francisco Partners II LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | GEESLIN KEITH | Francisco Partners GP II Management, LLC 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director | 10% Owner | 3 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · see footnote | Holding | $17.53 exercise price | 2006-07-03 | ||
| 2006-07-03 holding as of filing | SCGF III MANAGEMENT LLC | Francisco Partners GP II, L.P. | SEQUOIA CAPITAL GROWTH PARTNERS III | Francisco Partners II LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | GEESLIN KEITH | Francisco Partners GP II Management, LLC 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director | 10% Owner | 3 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · see footnote | Holding | $17.53 exercise price | 2006-07-03 | ||
| 2006-07-03 holding as of filing | SCGF III MANAGEMENT LLC | Francisco Partners GP II, L.P. | SEQUOIA CAPITAL GROWTH PARTNERS III | Francisco Partners II LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | GEESLIN KEITH | Francisco Partners GP II Management, LLC 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director | 10% Owner | 3 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · see footnote | Holding | $17.53 exercise price | 2006-07-03 | ||
| 2006-07-03 holding as of filing | SCGF III MANAGEMENT LLC | Francisco Partners GP II, L.P. | SEQUOIA CAPITAL GROWTH PARTNERS III | Francisco Partners II LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | GEESLIN KEITH | Francisco Partners GP II Management, LLC 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director | 10% Owner | 3 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · see footnote | Holding | $17.53 exercise price | 2006-07-03 | ||
| 2006-07-03 holding as of filing | SCGF III MANAGEMENT LLC | Francisco Partners GP II, L.P. | SEQUOIA CAPITAL GROWTH PARTNERS III | Francisco Partners II LP | SEQUOIA CAPITAL GROWTH FUND III | SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND | GEESLIN KEITH | Francisco Partners GP II Management, LLC 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director | 10% Owner | 3 | Series A Preferred Stock, par value $0.0001 per share Derivative · Indirect · see footnote | Holding | $17.53 exercise price | 2006-07-03 |