BLUE CALYPSO, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-05-05: Reporting owner Brierley Harold M; Form 3; Security Warrant (Right to Buy); Transaction Holding.
- 2016-05-05: Reporting owner Brierley Harold M; Form 3; Security Warrant (Right to Buy); Transaction Holding.
- 2016-05-05: Reporting owner Brierley Harold M; Form 3; Security Warrant (Right to Buy); Transaction Holding.
- 2016-03-02: Reporting owner SCHMAL DENNIS; Form 4; Security Warrant to Purchase Common Stock (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-05-05 holding as of filing | Brierley Harold M 10% Owner | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $4.75 exercise price | 2016-05-05 | ||
| 2016-05-05 holding as of filing | Brierley Harold M 10% Owner | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $1.25 exercise price | 2016-05-05 | ||
| 2016-05-05 holding as of filing | Brierley Harold M 10% Owner | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $2.13 exercise price | 2016-05-05 | ||
| 2016-03-02 | SCHMAL DENNIS Director | 4 | Warrant to Purchase Common Stock (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +14,706 14,706 owned after | $1.25 exercise price | 2016-03-03 | |
| 2016-03-02 | LEVI ANDREW Director, Officer (Chief Executive Officer) | 4 | Warrant to Purchase Common Stock (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +14,118 14,118 owned after | $1.25 | 2016-03-03 |