BLACKWATER MIDSTREAM CORP. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-22: Reporting owner Whitney Herbert N; Form 5; Security Stock Options ( Right to Buy); Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2011-12-22: Reporting owner Whitney Herbert N; Form 5; Security Stock Options ( Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-21: Reporting owner van Houweninge Mathijs; Form 5; Security Stock Options (Right to Buy); Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2011-12-21: Reporting owner van Houweninge Mathijs; Form 5; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-22 | Whitney Herbert N Director | 5 | Stock Options ( Right to Buy) Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −123,810 429,244 owned after | $0.17 | 2012-04-27 | |
| 2011-12-22 | Whitney Herbert N Director | 5 | Stock Options ( Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −182,072 0 owned after | $0.17 | 2012-04-27 | |
| 2011-12-21 | van Houweninge Mathijs | 5 | Stock Options (Right to Buy) Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −285,714 0 owned after | $0.17 | 2012-04-27 | |
| 2011-12-21 | van Houweninge Mathijs | 5 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −420,168 0 owned after | $0.17 | 2012-04-27 | |
| 2011-11-17 | Whitney Herbert N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −77,273 428,609 owned after | $0.17 | 2011-12-01 | |
| 2011-11-17 | Whitney Herbert N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −122,727 305,882 owned after | $0.17 | 2011-12-01 | |
| 2011-10-05 | Whitney Herbert N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −75,555 630,327 owned after | $0.17 | 2011-10-07 | |
| 2011-10-05 | Whitney Herbert N Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −124,445 505,882 owned after | $0.17 | 2011-10-07 | |
| 2011-06-24 holding as of filing | Whitney Herbert N Director | 3 | Options Derivative · Direct | Holding | $0.17 exercise price | 2011-06-24 | ||
| 2009-12-07 | van Houweninge Mathijs Director | 4/A | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 705,882 owned after | $0.00 | 2010-09-09 | |
| 2009-12-07 | Whitney Herbert N Director | 4/A | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −400,000 705,882 owned after | $0.00 | 2010-09-09 | |
| 2009-12-07 | Wilson Christopher Aaron Director | 4/A | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 725,882 owned after | $0.00 | 2010-09-09 | |
| 2009-12-07 | van Houweninge Mathijs Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.35 exercise price | 2009-12-09 | |
| 2009-12-07 | Whitney Herbert N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.35 exercise price | 2009-12-09 | |
| 2009-12-07 | Wilson Christopher Aaron Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.35 exercise price | 2009-12-09 | |
| 2009-04-01 | Wilson Christopher Aaron Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +705,882 825,882 owned after | $0.17 exercise price | 2010-05-05 | |
| 2009-04-01 | van Houweninge Mathijs Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +705,882 1,112,727 owned after | $0.17 exercise price | 2009-04-16 | |
| 2009-04-01 | Whitney Herbert N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +705,882 705,882 owned after | $0.17 exercise price | 2009-04-15 | |
| 2009-04-01 | Suder Michael D Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +705,882 3,542,070 owned after | $0.17 exercise price | 2009-04-14 | |
| 2009-01-01 | Suder Michael D Director, Officer (President & CEO) | 4 | Options to Purchase Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,321,898 0 owned after | no price filed | 2009-02-02 | |
| 2008-09-29 holding as of filing | Marrocco Francis Officer (Chief Commerical Officer) | 3/A | Options to purchase Common Stock Derivative · Direct | Holding | $3.77 exercise price | 2008-09-29 | ||
| 2008-09-29 holding as of filing | Suder Michael D Director, Officer (President & CEO) | 3/A | Options to purchase Common Stock Derivative · Direct | Holding | $2.00 exercise price | 2008-09-29 | ||
| 2008-09-22 holding as of filing | Suder Michael D Director, Officer (President & CEO) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | no price filed | 2008-09-22 | ||
| 2008-09-22 holding as of filing | Suder Michael D Director, Officer (President & CEO) | 3 | Options to purchase Common Stock Derivative · Direct | Holding | $2.00 exercise price | 2008-09-22 | ||
| 2008-08-25 holding as of filing | Chatagnier Dale T Officer (COO/Secretary) | 3 | Stock Options Derivative · Direct | Holding | $2.60 exercise price | 2008-08-25 |