Biostax Corp. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-12-15: Reporting owner Wilson Kelly O'Brien; Form 3; Security Warrants (right to buy); Transaction Holding.
- 2022-12-15: Reporting owner Wilson Kelly O'Brien; Form 3; Security Warrants (right to buy); Transaction Holding.
- 2021-06-07: Reporting owner ROGOFF FAMILY TRUST DTD; Form 3; Security Warrants (Right to Buy); Transaction Holding.
- 2021-06-07: Reporting owner Yanowitz Joel; Form 3; Security Warrants (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-12-15 holding as of filing | Wilson Kelly O'Brien Officer (COO and ICEO and IP), 10% Owner | 3 | Warrants (right to buy) Derivative · Direct · (m) | Holding | $50.00 exercise price | 2022-12-15 | ||
| 2022-12-15 holding as of filing | Wilson Kelly O'Brien Officer (COO and ICEO and IP), 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | $50.00 exercise price | 2022-12-15 | ||
| 2021-06-07 holding as of filing | ROGOFF FAMILY TRUST DTD Other (Member of 10% owner group) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $5.00 exercise price | 2021-06-07 | ||
| 2021-06-07 holding as of filing | Yanowitz Joel Other (Member of 10% owner group) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $5.00 exercise price | 2021-06-07 | ||
| 2021-06-07 holding as of filing | Sasko George Other (Member of 10% owner group) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $5.00 exercise price | 2021-06-07 | ||
| 2021-06-07 holding as of filing | Rhodes Deane Other (Member of 10% owner group) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $5.00 exercise price | 2021-06-07 | ||
| 2021-06-07 holding as of filing | RASTER INVESTMENTS, Inc Other (Member of 10% owner group) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $5.00 exercise price | 2021-06-07 | ||
| 2021-06-07 holding as of filing | RASTER INVESTMENTS, Inc Other (Member of 10% owner group) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $5.00 exercise price | 2021-06-07 | ||
| 2021-06-07 holding as of filing | Puskadi Paul Other (Member of 10% owner group) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $5.00 exercise price | 2021-06-07 | ||
| 2021-06-07 holding as of filing | Dunk Chris Other (Member of 10% owner group) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $5.00 exercise price | 2021-06-07 | ||
| 2021-06-07 holding as of filing | Dunk Chris Other (Member of 10% owner group) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $5.00 exercise price | 2021-06-07 | ||
| 2021-06-07 holding as of filing | DAILEY ROBERT JACKMAN Other (Member of 10% owner group) | 3 | Warrant (Right to buy) Derivative · Direct | Holding | $5.00 exercise price | 2021-06-07 | ||
| 2021-06-07 holding as of filing | CUNNINGHAM Alan Other (Member of 10% owner group) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $5.00 exercise price | 2021-06-07 | ||
| 2021-06-07 holding as of filing | BOZARTH Roger Dale Other (Member of 10% owner group) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $5.00 exercise price | 2021-06-07 | ||
| 2021-06-07 holding as of filing | BOZARTH Roger Dale Other (Member of 10% owner group) | 3 | Warrants (Right to Buy) Derivative · Direct | Holding | $5.00 exercise price | 2021-06-07 | ||
| 2021-05-28 | Griffin Noreen | 4 | Warrants (Right to Buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +0 7,420 owned after | $5.00 exercise price | 2021-06-04 | |
| 2016-07-01 | Akin Paul Director | 4 | Warrant for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 2,250,000 owned after | $0.15 | 2016-07-06 | |
| 2016-06-30 | ARONSTAM PETER Officer (Chief Financial Officer) | 4 | Warrant for Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 425,000 owned after | $0.17 exercise price | 2016-07-06 | |
| 2016-05-02 holding as of filing | Akin Paul Director | 3 | Warrant Derivative · Direct | Holding | $1.00 exercise price | 2016-05-02 | ||
| 2016-05-02 holding as of filing | Akin Paul Director | 3 | Warrant Derivative · Direct | Holding | $0.20 exercise price | 2016-05-02 | ||
| 2016-04-08 holding as of filing | Selsky Clifford Director | 3 | Warrant Derivative · Direct | Holding | $0.20 exercise price | 2016-04-08 | ||
| 2016-04-07 holding as of filing | Teraskiewic Edward Director | 3 | Warrant Derivative · Direct | Holding | $0.20 exercise price | 2016-04-07 | ||
| 2016-03-28 | Griffin Noreen Director, Officer (CHIEF EXECUTIVE OFFICER) | 4 | WARRANT Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $0.20 exercise price | 2016-03-30 | |
| 2016-03-28 | Pearce Christopher Director, Officer (CHIEF OPERATING OFFICER) | 4 | WARRANT Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 1 owned after | $0.20 exercise price | 2016-03-30 | |
| 2015-01-15 | ARONSTAM PETER Officer (CHIEF FINANCIAL OFFICER) | 4 | WARRANT (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.14 exercise price | 2015-01-16 | |
| 2014-07-01 holding as of filing | ARONSTAM PETER Officer (CHIEF FINANCIAL OFFICER) | 3 | WARRANTS (RIGHT TO BUY) Derivative · Direct | Holding | $1.00 exercise price | 2014-07-01 |