BIOLASE, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-10-29: Reporting owner ORACLE PARTNERS LP | FEINBERG LARRY N; Form 4; Security Series E Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2019-10-29: Reporting owner ORACLE PARTNERS LP | FEINBERG LARRY N; Form 4; Security Series E Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2019-10-29: Reporting owner ORACLE PARTNERS LP | FEINBERG LARRY N; Form 4; Security Series E Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2017-04-18: Reporting owner LORD JONATHAN T MD; Form 4; Security Series D Participating Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-10-29 | ORACLE PARTNERS LP | FEINBERG LARRY N 10% Owner | 10% Owner | 4 | Series E Preferred Stock Non-derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +12,765 12,765 owned after | $57.50 | 2019-10-31 | |
| 2019-10-29 | ORACLE PARTNERS LP | FEINBERG LARRY N 10% Owner | 10% Owner | 4 | Series E Preferred Stock Non-derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +2,783 2,783 owned after | $57.50 | 2019-10-31 | |
| 2019-10-29 | ORACLE PARTNERS LP | FEINBERG LARRY N 10% Owner | 10% Owner | 4 | Series E Preferred Stock Non-derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1,843 1,843 owned after | $57.50 | 2019-10-31 | |
| 2017-04-18 | LORD JONATHAN T MD Director | 4 | Series D Participating Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +768 768 owned after | $124.00 | 2017-04-19 | |
| 2017-04-18 | Flynn Harold C Jr. Director, Officer (President and CEO) | 4 | Series D Participating Convertible Preferred Stock Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +307 307 owned after | $124.00 | 2017-04-19 | |
| 2017-04-18 | CLARK PAUL N Director | 4 | Series D Participating Convertible Preferred Stock Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +1,536 1,536 owned after | $124.00 | 2017-04-19 | |
| 2017-04-18 | Nelson Mark Joseph Officer (SVP & Chief Financial Officer) | 4 | Series D Participating Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +192 192 owned after | $124.00 | 2017-04-19 | |
| 2017-04-18 | MOLL FREDERIC H Director | 4 | Series D Participating Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,921 1,921 owned after | $124.00 | 2017-04-19 | |
| 2016-08-08 | ORACLE PARTNERS LP | FEINBERG LARRY N | Oracle Associates LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +37,091 37,091 owned after | $1.13 | 2016-08-10 | |
| 2016-08-01 | CLARK PAUL N Director | 4 | Series C Participating Convertible Preferred Stock Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +2,212 2,212 owned after | $113.00 | 2016-08-03 | |
| 2016-08-01 | LORD JONATHAN T MD Director | 4 | Series C Participating Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,770 1,770 owned after | $113.00 | 2016-08-03 | |
| 2016-08-01 | Flynn Harold C Jr. Director, Officer (President and CEO) | 4 | Series C Participating Convertible Preferred Stock Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +354 354 owned after | $113.00 | 2016-08-03 | |
| 2016-08-01 | SCHULER JACK W | Jack W. Schuler Living Trust 10% Owner | 10% Owner | 4 | Series C Participating Convertible Preferred Stock Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +36,991 36,991 owned after | $113.00 | 2016-08-03 |