BIOLASE, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2023-12-20: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Common Warrants and Shares of Common Stock Underlying the Common Warrants; Date of first sale 2023-12-06; Total offering amount $2,732,914.
- 2020-06-12: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2020-06-08; Total offering amount $6,912,000.
- 2011-07-11: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2011-06-24; Total offering amount $9,024,004.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2023-12-20 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Common Warrants and Shares of Common Stock Underlying the Common Warrants | 2023-12-06 | $2,732,914 | $2,732,914 | $0 | 1 |
| 2020-06-12 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2020-06-08 | $6,912,000 | $6,912,000 | $0 | 9 |
| 2011-07-11 | Rule 506 | Equity; OptionToAcquire | 2011-06-24 | $9,024,004 | $9,024,004 | $0 | 7 |