Bio-AMD Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-10-22: Reporting owner Galvin Robert; Form 5; Security Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-10-22: Reporting owner Barr Thomas; Form 5; Security Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-10-22: Reporting owner Miller David Spencer; Form 5; Security Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-10-22 | Galvin Robert Officer (CFO, Treasury & Secretary) | 5 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.07 exercise price | 2011-02-14 | |
| 2009-10-22 | Barr Thomas Director, Officer (CEO) | 5 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,800,000 5,800,000 owned after | $0.07 exercise price | 2011-02-14 | |
| 2009-10-22 | Miller David Spencer Director, Officer (President) | 5 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.07 exercise price | 2011-02-14 |