BIG TREE GROUP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-25: Reporting owner BEWES LAURIE; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-25: Reporting owner BEWES LAURIE; Form 4; Security Stock Options; Transaction J Other acquisition or disposition (describe transaction).
- 2007-11-25: Reporting owner Sasso David; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-25: Reporting owner WASSERMAN ADAM C; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-25 | BEWES LAURIE Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.06 exercise price | 2007-12-11 | |
| 2007-11-25 | BEWES LAURIE Director | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −200,000 0 owned after | $0.50 exercise price | 2007-12-11 | |
| 2007-11-25 | Sasso David Officer (VP of Investor Relations) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.06 exercise price | 2007-12-11 | |
| 2007-11-25 | WASSERMAN ADAM C Officer (CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.06 exercise price | 2007-12-11 | |
| 2007-11-25 | WALTERS STEPHEN Director, Officer (CEO / President), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,050,000 1,050,000 owned after | $0.06 exercise price | 2007-12-11 | |
| 2007-11-25 | WALTERS STEPHEN Director, Officer (CEO / President), 10% Owner | 4 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −750,000 0 owned after | $0.50 exercise price | 2007-12-11 | |
| 2006-08-20 | WALTERS STEPHEN Director, Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.15 exercise price | 2006-08-23 | |
| 2006-08-20 | BOUZAID DAVID Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.15 exercise price | 2006-08-23 | |
| 2006-08-20 | BEWES LAURIE Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.15 exercise price | 2006-08-23 | |
| 2006-03-06 holding as of filing | Sasso David Officer (VP of Investor Relations) | 3 | Stock Options Derivative · Direct | Holding | $0.15 exercise price | 2006-03-06 | ||
| 2006-01-25 holding as of filing | WALTERS STEPHEN Director, Officer (President/CEO), 10% Owner | 5 | Stock Options Derivative · Direct | Holding | 750,000 owned after | $0.50 exercise price | 2006-01-25 | |
| 2006-01-25 holding as of filing | WALTERS STEPHEN Director, Officer (President/CEO), 10% Owner | 5 | Stock Options Derivative · Direct | Holding | 250,000 owned after | $0.20 exercise price | 2006-01-25 | |
| 2006-01-25 holding as of filing | BOUZAID DAVID Director | 5 | Stock Options Derivative · Direct | Holding | 200,000 owned after | $0.50 exercise price | 2006-01-25 | |
| 2006-01-25 holding as of filing | BOUZAID DAVID Director | 5 | Stock Options Derivative · Direct | Holding | 125,000 owned after | $0.20 exercise price | 2006-01-25 | |
| 2006-01-25 holding as of filing | BEWES LAURIE Director | 5 | Stock Options Derivative · Direct | Holding | 200,000 owned after | $0.05 exercise price | 2006-01-25 | |
| 2006-01-25 holding as of filing | BEWES LAURIE Director | 5 | Stock Options Derivative · Direct | Holding | 125,000 owned after | $0.20 exercise price | 2006-01-25 | |
| 2005-12-26 | WALTERS STEPHEN Director, Officer (President/CEO), 10% Owner | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.15 exercise price | 2006-01-25 | |
| 2005-12-26 | BOUZAID DAVID Director | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.15 exercise price | 2006-01-25 | |
| 2005-12-26 | BEWES LAURIE Director | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.15 exercise price | 2006-01-25 | |
| 2005-12-26 | BOUZAID DAVID Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.15 exercise price | 2006-01-10 | |
| 2005-12-26 | BEWES LAURIE Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.15 exercise price | 2006-01-10 | |
| 2005-12-26 | WALTERS STEPHEN Director, Officer (President/CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.15 exercise price | 2006-01-10 | |
| 2005-05-05 | WALTERS STEPHEN Director, Officer (President/CEO), 10% Owner | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.15 exercise price | 2006-01-25 | |
| 2005-05-04 | WASSERMAN ADAM C Other (CFO) | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.15 exercise price | 2006-01-25 | |
| 2005-05-04 | BOUZAID DAVID Director | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $0.15 exercise price | 2006-01-25 | |
| 2005-05-04 | BEWES LAURIE Director | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $0.15 exercise price | 2006-01-25 |