BIDZ.COM, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows, 36 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-09-25: Reporting owner Liu Claudia; Form 4; Security Employee Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-09-22: Reporting owner Kong Lawrence; Form 4; Security Employee Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-09-18: Reporting owner Liu Claudia; Form 4; Security Employee Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-09-03: Reporting owner Kong Lawrence; Form 4; Security Employee Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-09-25 | Liu Claudia Officer (Chief Operating Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 900,000 owned after | $4.50 exercise price | 2008-09-29 | |
| 2008-09-22 | Kong Lawrence Director, Officer (CFO) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 950,000 owned after | $4.50 exercise price | 2008-09-23 | |
| 2008-09-18 | Liu Claudia Officer (Chief Operating Officer) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 1,025,000 owned after | $4.50 exercise price | 2008-09-22 | |
| 2008-09-03 | Kong Lawrence Director, Officer (CFO) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 1,075,000 owned after | $4.50 exercise price | 2008-09-05 | |
| 2008-08-06 | Kong Lawrence Director, Officer (CFO) | 4 | Employee Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 1,150,000 owned after | $4.50 exercise price | 2008-08-07 | |
| 2008-05-28 | Leonid Kuperman Officer (Chief Technology Officer) | 4 | Stock Options Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −16,580 58,000 owned after | $6.50 exercise price | 2008-05-29 | |
| 2008-05-27 | Leonid Kuperman Officer (Chief Technology Officer) | 4 | Stock Options Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −420 74,580 owned after | $6.50 exercise price | 2008-05-29 | |
| 2007-06-15 | Liu Claudia Officer (Chief Operating Officer) | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +150,000 1,325,000 owned after | $9.90 | 2007-06-19 | |
| 2007-06-15 | Kong Lawrence Director, Officer (CFO) | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +360,000 1,325,000 owned after | $9.90 | 2007-06-19 | |
| 2007-03-14 holding as of filing | Leonid Kuperman Officer (Chief Technology Officer) | 3 | Options Derivative · Direct | Holding | $6.50 exercise price | 2007-03-14 | ||
| 2007-03-09 | Liu Claudia Officer (Chief Operating Officer) | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +150,000 815,000 owned after | $6.50 exercise price | 2007-03-13 | |
| 2006-10-05 | Kong Lawrence Director, Officer (CFO) | 4 | Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +115,000 665,000 owned after | $6.00 exercise price | 2006-10-10 | |
| 2006-05-04 holding as of filing | Itkin Garry Director | 3/A | Options Derivative · Direct | Holding | $6.00 exercise price | 2006-05-04 | ||
| 2006-04-25 holding as of filing | Kong Lawrence Director, Officer (CFO) | 3/A | Options Derivative · Direct · (m) | Holding | $4.50 exercise price | 2006-04-25 | ||
| 2006-04-25 holding as of filing | Kong Lawrence Director, Officer (CFO) | 3/A | Options Derivative · Direct · (m) | Holding | $6.00 exercise price | 2006-04-25 | ||
| 2006-04-25 holding as of filing | Kong Lawrence Director, Officer (CFO) | 3/A | Options Derivative · Indirect · (m) | Holding | $3.75 exercise price | 2006-04-25 | ||
| 2006-04-25 holding as of filing | Kong Lawrence Director, Officer (CFO) | 3/A | Options Derivative · Indirect · (m) | Holding | $4.50 exercise price | 2006-04-25 | ||
| 2006-04-25 holding as of filing | Kong Lawrence Director, Officer (CFO) | 3/A | Options Derivative · Indirect · (m) | Holding | $6.00 exercise price | 2006-04-25 | ||
| 2006-04-25 holding as of filing | Zinberg David Director, Officer (President), 10% Owner | 3/A | Option Derivative · Direct | Holding | $6.00 exercise price | 2006-04-25 | ||
| 2006-04-25 holding as of filing | Zinberg David Director, Officer (President), 10% Owner | 3/A | Options Derivative · Direct | Holding | $6.00 exercise price | 2006-04-25 | ||
| 2006-04-24 holding as of filing | Liu Claudia Officer (Vice President Operations) | 3/A | Options Derivative · Direct · (m) | Holding | $3.75 exercise price | 2006-04-24 | ||
| 2006-04-24 holding as of filing | Liu Claudia Officer (Vice President Operations) | 3/A | Options Derivative · Direct · (m) | Holding | $4.50 exercise price | 2006-04-24 | ||
| 2006-04-24 holding as of filing | Liu Claudia Officer (Vice President Operations) | 3/A | Options Derivative · Direct · (m) | Holding | $6.00 exercise price | 2006-04-24 | ||
| 2006-04-24 holding as of filing | Liu Claudia Officer (Vice President Operations) | 3/A | Options Derivative · Indirect · (m) | Holding | $4.50 exercise price | 2006-04-24 | ||
| 2006-04-24 holding as of filing | Liu Claudia Officer (Vice President Operations) | 3/A | Options Derivative · Indirect · (m) | Holding | $6.00 exercise price | 2006-04-24 | ||
| 2006-03-27 holding as of filing | Kong Lawrence Director | 3 | Options Derivative · Direct · (m) | Holding | $4.50 exercise price | 2006-03-27 | ||
| 2006-03-27 holding as of filing | Kong Lawrence Director | 3 | Options Derivative · Direct · (m) | Holding | $6.00 exercise price | 2006-03-27 | ||
| 2006-03-27 holding as of filing | Kong Lawrence Director | 3 | Options Derivative · Indirect · (m) | Holding | $3.75 exercise price | 2006-03-27 | ||
| 2006-03-27 holding as of filing | Kong Lawrence Director | 3 | Options Derivative · Indirect · (m) | Holding | $4.50 exercise price | 2006-03-27 | ||
| 2006-03-27 holding as of filing | Kong Lawrence Director | 3 | Options Derivative · Indirect · (m) | Holding | $6.00 exercise price | 2006-03-27 | ||
| 2006-03-27 holding as of filing | Liu Claudia Officer (Vice President of Operations) | 3 | Options Derivative · Direct · (m) | Holding | $3.75 exercise price | 2006-03-27 | ||
| 2006-03-27 holding as of filing | Liu Claudia Officer (Vice President of Operations) | 3 | Options Derivative · Direct · (m) | Holding | $4.50 exercise price | 2006-03-27 | ||
| 2006-03-27 holding as of filing | Liu Claudia Officer (Vice President of Operations) | 3 | Options Derivative · Direct · (m) | Holding | $6.00 exercise price | 2006-03-27 | ||
| 2006-03-27 holding as of filing | Liu Claudia Officer (Vice President of Operations) | 3 | Options Derivative · Indirect · (m) | Holding | $4.50 exercise price | 2006-03-27 | ||
| 2006-03-27 holding as of filing | Liu Claudia Officer (Vice President of Operations) | 3 | Options Derivative · Indirect · (m) | Holding | $6.00 exercise price | 2006-03-27 | ||
| 2006-03-27 holding as of filing | Itkin Garry Director | 3 | Options Derivative · Direct | Holding | $6.00 exercise price | 2006-03-27 |