BERRY PETROLEUM COMPANY, LLC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 274 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-03-02: Reporting owner BUSCH RALPH B III; Form 4/A; Security Nonstatutory Stock Option 12-15-06; Transaction Holding.
- 2012-03-02: Reporting owner Keller John Frank; Form 4; Security Nonstatutory Stock Option 38.0025; Transaction Holding.
- 2012-03-02: Reporting owner Keller John Frank; Form 4; Security Nonstatutory Stock Option 12-15-06; Transaction Holding.
- 2012-03-02: Reporting owner CROPPER STEVE; Form 4; Security Nonstatutory Stock Options 12-2-02; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-03-02 holding as of filing | BUSCH RALPH B III Director | 4/A | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 10,000 owned after | $32.57 exercise price | 2012-03-02 | |
| 2012-03-02 holding as of filing | Keller John Frank Director | 4 | Nonstatutory Stock Option 38.0025 Derivative · Direct | Holding | 10,000 owned after | $38.00 exercise price | 2012-03-02 | |
| 2012-03-02 holding as of filing | Keller John Frank Director | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 10,000 owned after | $32.57 exercise price | 2012-03-02 | |
| 2012-03-02 holding as of filing | CROPPER STEVE Director | 4 | Nonstatutory Stock Options 12-2-02 Derivative · Direct | Holding | 10,000 owned after | $8.07 exercise price | 2012-03-02 | |
| 2012-03-02 holding as of filing | CROPPER STEVE Director | 4 | Nonstatutory Stock Options 12-2-03 Derivative · Direct | Holding | 10,000 owned after | $9.61 exercise price | 2012-03-02 | |
| 2012-03-02 holding as of filing | CROPPER STEVE Director | 4 | Nonstatutory Stock Options 12-2-04 Derivative · Direct | Holding | 10,000 owned after | $21.77 exercise price | 2012-03-02 | |
| 2012-03-02 holding as of filing | CROPPER STEVE Director | 4 | Nonstatutory Stock Option 12-15-05 Derivative · Direct | Holding | 10,000 owned after | $30.65 exercise price | 2012-03-02 | |
| 2012-03-02 holding as of filing | CROPPER STEVE Director | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 10,000 owned after | $32.57 exercise price | 2012-03-02 | |
| 2012-03-02 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Options 12-2-02 Derivative · Direct | Holding | 10,000 owned after | $8.07 exercise price | 2012-03-02 | |
| 2012-03-02 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Options 12-2-03 Derivative · Direct | Holding | 10,000 owned after | $9.61 exercise price | 2012-03-02 | |
| 2012-03-02 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Options 12-2-04 Derivative · Direct | Holding | 10,000 owned after | $21.77 exercise price | 2012-03-02 | |
| 2012-03-02 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Option 12-15-05 Derivative · Direct | Holding | 10,000 owned after | $30.65 exercise price | 2012-03-02 | |
| 2012-03-02 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 10,000 owned after | $32.57 exercise price | 2012-03-02 | |
| 2012-03-01 | HEINEMANN ROBERT Director, Officer (President and CEO) | 4 | Nonstatutory Stock Option 6-16-04 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,204 52,096 owned after | $14.38 exercise price | 2012-03-05 | |
| 2012-02-29 holding as of filing | HEINEMANN ROBERT Director, Officer (President and CEO) | 4/A | Nonstatutory Stock Option 11-23-04 Derivative · Direct | Holding | 130,000 owned after | $21.58 exercise price | 2012-02-29 | |
| 2012-02-29 holding as of filing | HEINEMANN ROBERT Director, Officer (President and CEO) | 4/A | Nonstatutory Stock Option 12-15-05 Derivative · Direct | Holding | 150,000 owned after | $30.65 exercise price | 2012-02-29 | |
| 2012-02-29 holding as of filing | HEINEMANN ROBERT Director, Officer (President and CEO) | 4/A | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 175,000 owned after | $32.57 exercise price | 2012-02-29 | |
| 2012-02-29 holding as of filing | HEINEMANN ROBERT Director, Officer (President and CEO) | 4/A | Non-Statutory Stock Option 3-3-2011 - $48.50 Derivative · Direct | Holding | 33,129 owned after | $48.50 exercise price | 2012-02-29 | |
| 2012-02-29 holding as of filing | HEINEMANN ROBERT Director, Officer (President and CEO) | 4 | Nonstatutory Stock Option 12-15-05 Derivative · Direct | Holding | 150,000 owned after | $30.65 exercise price | 2012-02-29 | |
| 2012-02-29 holding as of filing | HEINEMANN ROBERT Director, Officer (President and CEO) | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 175,000 owned after | $32.57 exercise price | 2012-02-29 | |
| 2012-02-29 holding as of filing | HEINEMANN ROBERT Director, Officer (President and CEO) | 4 | Non-Statutory Stock Option 3-3-2011 - $48.50 Derivative · Direct | Holding | 33,129 owned after | $48.50 exercise price | 2012-02-29 | |
| 2012-02-29 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Options 12-2-02 Derivative · Direct | Holding | 10,000 owned after | $8.07 exercise price | 2012-02-29 | |
| 2012-02-29 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Options 12-2-03 Derivative · Direct | Holding | 10,000 owned after | $9.61 exercise price | 2012-02-29 | |
| 2012-02-29 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Options 12-2-04 Derivative · Direct | Holding | 10,000 owned after | $21.77 exercise price | 2012-02-29 | |
| 2012-02-29 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Option 12-15-05 Derivative · Direct | Holding | 10,000 owned after | $30.65 exercise price | 2012-02-29 | |
| 2012-02-29 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 10,000 owned after | $32.57 exercise price | 2012-02-29 | |
| 2012-02-29 holding as of filing | BUSH WILLIAM E JR Director | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 10,000 owned after | $32.57 exercise price | 2012-02-29 | |
| 2012-02-28 | HEINEMANN ROBERT Director, Officer (President and CEO) | 4/A | Nonstatutory Stock Option 6-16-04 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 102,300 owned after | $14.38 exercise price | 2012-02-29 | |
| 2012-02-28 | HEINEMANN ROBERT Director, Officer (President and CEO) | 4 | Nonstatutory Stock Option 6-16-04 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 102,300 owned after | $14.38 exercise price | 2012-02-29 | |
| 2012-02-27 | HEINEMANN ROBERT Director, Officer (President and CEO) | 4/A | Nonstatutory Stock Option 6-16-04 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,300 102,700 owned after | $14.38 exercise price | 2012-02-29 | |
| 2012-02-27 | HEINEMANN ROBERT Director, Officer (President and CEO) | 4 | Nonstatutory Stock Option 6-16-04 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,300 102,700 owned after | $14.38 exercise price | 2012-02-29 | |
| 2012-02-06 holding as of filing | Ciotti George W Officer (VP of Rocky Mtn Prod) | 5 | Non-Statutory Stock Option 3-3-2011 - $48.50 Derivative · Direct | Holding | 4,615 owned after | $48.50 exercise price | 2012-02-06 | |
| 2012-01-23 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Options 12-2-02 Derivative · Direct | Holding | 10,000 owned after | $8.07 exercise price | 2012-01-23 | |
| 2012-01-23 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Options 12-2-03 Derivative · Direct | Holding | 10,000 owned after | $9.61 exercise price | 2012-01-23 | |
| 2012-01-23 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Options 12-2-04 Derivative · Direct | Holding | 10,000 owned after | $21.77 exercise price | 2012-01-23 | |
| 2012-01-23 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Option 12-15-05 Derivative · Direct | Holding | 10,000 owned after | $30.65 exercise price | 2012-01-23 | |
| 2012-01-23 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 10,000 owned after | $32.57 exercise price | 2012-01-23 | |
| 2012-01-18 holding as of filing | BUSH WILLIAM E JR Director | 4/A | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 10,000 owned after | $32.57 exercise price | 2012-01-18 | |
| 2012-01-12 holding as of filing | BUSCH RALPH B III Director | 5 | Nonstatutory Stock Options 12-2-02 Derivative · Direct | Holding | 10,000 owned after | $8.07 exercise price | 2012-01-12 | |
| 2012-01-12 holding as of filing | BUSCH RALPH B III Director | 5 | Nonstatutory Stock Options 12-2-03 Derivative · Direct | Holding | 10,000 owned after | $9.61 exercise price | 2012-01-12 | |
| 2012-01-12 holding as of filing | BUSCH RALPH B III Director | 5 | Nonstatutory Stock Options 12-2-04 Derivative · Direct | Holding | 10,000 owned after | $21.77 exercise price | 2012-01-12 | |
| 2012-01-12 holding as of filing | BUSCH RALPH B III Director | 5 | Nonstatutory Stock Option 12-15-05 Derivative · Direct | Holding | 10,000 owned after | $30.65 exercise price | 2012-01-12 | |
| 2012-01-12 holding as of filing | BUSCH RALPH B III Director | 5 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 10,000 owned after | $32.57 exercise price | 2012-01-12 | |
| 2012-01-11 holding as of filing | Wolf David D Officer (Exec VP and CFO) | 4 | Non-Statutory Stock Option 3-3-2011 - $48.50 Derivative · Direct | Holding | 14,198 owned after | $48.50 exercise price | 2012-01-11 | |
| 2012-01-10 holding as of filing | BUSH WILLIAM E JR Director | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 10,000 owned after | $32.57 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | Keller John Frank Director | 4 | Nonstatutory Stock Option 38.0025 Derivative · Direct | Holding | 10,000 owned after | $38.00 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | Keller John Frank Director | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 10,000 owned after | $32.57 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | Ayers William B Officer (VP of Human Resources) | 4 | Non-Statutory Stock Option 5-18-06 Derivative · Direct | Holding | 10,000 owned after | $31.62 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | Ayers William B Officer (VP of Human Resources) | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 5,000 owned after | $32.57 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | Ayers William B Officer (VP of Human Resources) | 4 | Non-Statutory Stock Option 3-3-2011 - $48.50 Derivative · Direct | Holding | 2,367 owned after | $48.50 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Options 12-2-02 Derivative · Direct | Holding | 10,000 owned after | $8.07 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Options 12-2-03 Derivative · Direct | Holding | 10,000 owned after | $9.61 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Options 12-2-04 Derivative · Direct | Holding | 10,000 owned after | $21.77 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Option 12-15-05 Derivative · Direct | Holding | 10,000 owned after | $30.65 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | BUSCH RALPH B III Director | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 10,000 owned after | $32.57 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | Canaday Shawn Michael Officer (VP and Treasurer) | 4 | Nonstatutory Stock Option 12-05-03 Derivative · Direct | Holding | 5,000 owned after | $9.97 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | Canaday Shawn Michael Officer (VP and Treasurer) | 4 | Nonstatutory Stock Option 12-15-05 Derivative · Direct | Holding | 10,000 owned after | $30.65 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | Canaday Shawn Michael Officer (VP and Treasurer) | 4 | Nonstatutory Stock Option 11-23-04 Derivative · Direct | Holding | 10,000 owned after | $21.58 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | Canaday Shawn Michael Officer (VP and Treasurer) | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 12,500 owned after | $32.57 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | Canaday Shawn Michael Officer (VP and Treasurer) | 4 | Non-Statutory Stock Option 3-3-2011 - $48.50 Derivative · Direct | Holding | 2,840 owned after | $48.50 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | CRAWFORD GEORGE T Officer (Snr VP of CA Production) | 4 | Nonstatutory Stock Option 12-15-05 Derivative · Direct | Holding | 20,000 owned after | $30.65 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | CRAWFORD GEORGE T Officer (Snr VP of CA Production) | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 20,000 owned after | $32.57 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | CRAWFORD GEORGE T Officer (Snr VP of CA Production) | 4 | Non-Statutory Stock Option 3-3-2011 - $48.50 Derivative · Direct | Holding | 7,395 owned after | $48.50 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | DUGINSKI MICHAEL Officer (Exec. VP & COO) | 4 | Nonstatutory Stock Option 12-05-03 Derivative · Direct | Holding | 20,000 owned after | $9.97 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | DUGINSKI MICHAEL Officer (Exec. VP & COO) | 4 | Nonstatutory Stock Option 11-23-04 Derivative · Direct | Holding | 70,000 owned after | $21.58 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | DUGINSKI MICHAEL Officer (Exec. VP & COO) | 4 | Nonstatutory Stock Option 12-15-05 Derivative · Direct | Holding | 50,000 owned after | $30.65 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | DUGINSKI MICHAEL Officer (Exec. VP & COO) | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 56,000 owned after | $32.57 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | DUGINSKI MICHAEL Officer (Exec. VP & COO) | 4 | Non-Statutory Stock Option 3-3-2011 - $48.50 Derivative · Direct | Holding | 14,790 owned after | $48.50 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | HEINEMANN ROBERT Director, Officer (President and CEO) | 4 | Nonstatutory Stock Option 6-16-04 Derivative · Direct | Holding | 120,000 owned after | $14.38 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | HEINEMANN ROBERT Director, Officer (President and CEO) | 4 | Nonstatutory Stock Option 11-23-04 Derivative · Direct | Holding | 130,000 owned after | $21.58 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | HEINEMANN ROBERT Director, Officer (President and CEO) | 4 | Nonstatutory Stock Option 12-15-05 Derivative · Direct | Holding | 150,000 owned after | $30.65 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | HEINEMANN ROBERT Director, Officer (President and CEO) | 4 | Nonstatutory Stock Option 12-15-06 Derivative · Direct | Holding | 175,000 owned after | $32.57 exercise price | 2012-01-10 | |
| 2012-01-10 holding as of filing | HEINEMANN ROBERT Director, Officer (President and CEO) | 4 | Non-Statutory Stock Option 3-3-2011 - $48.50 Derivative · Direct | Holding | 33,129 owned after | $48.50 exercise price | 2012-01-10 | |
| 2012-01-04 holding as of filing | Wolf David D Officer (Exec VP and CFO) | 5 | Non-Statutory Stock Option 3-3-2011 - $48.50 Derivative · Direct | Holding | 14,198 owned after | $48.50 exercise price | 2012-01-04 |