Berry Corporation (bry) Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows, 19 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-07-25: Reporting owner Oaktree Value Opportunities Fund Holdings, L.P. | Oaktree Value Opportunities Fund GP, L.P. | Oaktree Fund GP, LLC | OAKTREE FUND GP I, L.P. | Oaktree Capital Group Holdings GP, LLC | Oaktree Opportunities Fund X Holdings (Delaware), L.P. | Oaktree Value Opportunities Fund GP Ltd.; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-07-25: Reporting owner OAKTREE HOLDINGS, LLC | OCM HOLDINGS I, LLC | Oaktree Holdings, Inc. | Oaktree Capital I, L.P. | Oaktree Capital Group, LLC | OAKTREE CAPITAL MANAGEMENT LP; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-07-25: Reporting owner Benefit Street Partners LLC | Gahan Thomas; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-07-25: Reporting owner Benefit Street Partners LLC | Gahan Thomas; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-07-25 | Oaktree Value Opportunities Fund Holdings, L.P. | Oaktree Value Opportunities Fund GP, L.P. | Oaktree Fund GP, LLC | OAKTREE FUND GP I, L.P. | Oaktree Capital Group Holdings GP, LLC | Oaktree Opportunities Fund X Holdings (Delaware), L.P. | Oaktree Value Opportunities Fund GP Ltd. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | +5,155,976 0 owned after | $0.00 | 2018-08-01 | |
| 2018-07-25 | OAKTREE HOLDINGS, LLC | OCM HOLDINGS I, LLC | Oaktree Holdings, Inc. | Oaktree Capital I, L.P. | Oaktree Capital Group, LLC | OAKTREE CAPITAL MANAGEMENT LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | +5,155,976 0 owned after | $0.00 | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By BSP Berry Credit Alpha 1 L.L.C. | C Conversion of derivative security | −1,788,457 0 owned after | no price filed | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By BSP Berry Credit Alpha 2 L.L.C. | C Conversion of derivative security | −1,268,735 0 owned after | no price filed | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Providence Debt Fund III L.P. | C Conversion of derivative security | −1,997,277 0 owned after | no price filed | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By BSP Berry DF3 3 LLC | C Conversion of derivative security | −1,063,624 0 owned after | no price filed | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By SEI Institutional Investments Trust - High Yield Bond Fund | C Conversion of derivative security | −277,872 0 owned after | no price filed | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By SEI Institutional Managed Trust - High Yield Bond Fund | C Conversion of derivative security | −206,704 0 owned after | no price filed | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By SEI Global Master Fund plc - The SEI High Yield Fixed Income Fund | C Conversion of derivative security | −104,918 0 owned after | no price filed | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By U.S. High Yield Bond Fund | C Conversion of derivative security | −48,297 0 owned after | no price filed | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By BSP Berry Special Situations 3 LLC | C Conversion of derivative security | −1,297,111 0 owned after | no price filed | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By BSP Berry SEI 2 LLC | C Conversion of derivative security | −1,205,603 0 owned after | no price filed | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Blackrock Strategic Funds | C Conversion of derivative security | −51,305 0 owned after | no price filed | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By BSP Berry PECM LLC | C Conversion of derivative security | −1,962,079 0 owned after | no price filed | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By BSP Special Situations Master A L.P. | C Conversion of derivative security | −389,701 0 owned after | no price filed | 2018-08-01 | |
| 2018-07-25 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Hampshire Credit Alpha Master Fund LP | C Conversion of derivative security | −300,000 0 owned after | no price filed | 2018-08-01 | |
| 2018-05-30 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Hampshire Credit Alpha Master Fund LP | P Open market or private purchase of non-derivative or derivative security | −300,000 300,000 owned after | $14.25 | 2018-08-01 | |
| 2018-03-06 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By BSP Special Situations Master A L.P. | P Open market or private purchase of non-derivative or derivative security | −73,998 389,701 owned after | $10.83 | 2018-08-01 | |
| 2018-02-01 | Benefit Street Partners LLC | Gahan Thomas Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Schroder GAIA fund | S Open market or private sale of non-derivative or derivative security | −45,723 0 owned after | $11.65 | 2018-08-01 |