BEAR STATE FINANCIAL, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-02-20: Reporting owner Wewers Christopher M.; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-06-21: Reporting owner BRANDT LARRY J; Form 4; Security Subscription Rights (rights to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-06-21: Reporting owner BRANDT LARRY J; Form 4; Security Subscription Rights (rights to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-06-21: Reporting owner BRANDT LARRY J; Form 4; Security Subscription Rights (rights to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-02-20 | Wewers Christopher M. Officer (EVP Chief Operating Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −444 34,890 owned after | $0.00 | 2015-02-24 | |
| 2011-06-21 | BRANDT LARRY J Director, Officer (Chief Executive Officer) | 4 | Subscription Rights (rights to buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −37,848 0 owned after | $3.00 exercise price | 2011-06-24 | |
| 2011-06-21 | BRANDT LARRY J Director, Officer (Chief Executive Officer) | 4 | Subscription Rights (rights to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −2,700 0 owned after | $3.00 exercise price | 2011-06-24 | |
| 2011-06-21 | BRANDT LARRY J Director, Officer (Chief Executive Officer) | 4 | Subscription Rights (rights to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −10,500 0 owned after | $3.00 exercise price | 2011-06-24 | |
| 2011-06-21 | BRANDT LARRY J Director, Officer (Chief Executive Officer) | 4 | Subscription Rights (rights to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −5,236 0 owned after | $3.00 exercise price | 2011-06-24 | |
| 2011-06-21 | HAMMERSCHMIDT JOHN PAUL Director | 4 | Subscription rights (rights to buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −9,368 0 owned after | $3.00 exercise price | 2011-06-23 | |
| 2011-06-21 | HAMMERSCHMIDT JOHN PAUL Director | 4 | Subscription Rights (Rights to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −1,000 0 owned after | $3.00 exercise price | 2011-06-23 | |
| 2011-06-21 | RICHARDSON TOMMY Officer (Chief Administration Officer) | 4 | Subscription Rights (Rights to buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −9,867 0 owned after | $3.00 exercise price | 2011-06-23 | |
| 2011-06-21 | RICHARDSON TOMMY Officer (Chief Administration Officer) | 4 | Subsciption Rights (Rights to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −7,506 0 owned after | $3.00 exercise price | 2011-06-23 | |
| 2011-06-21 | CONNER FRANK L Director | 4 | Subscription Rights (Rights to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,800 0 owned after | $3.00 exercise price | 2011-06-23 | |
| 2011-06-21 | BILLINGS SHERRI Officer (EVP Chief Financial Officer) | 4 | Subscription Rights (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −130 0 owned after | $3.00 exercise price | 2011-06-23 | |
| 2011-06-21 | BILLINGS SHERRI Officer (EVP Chief Financial Officer) | 4 | Subscription Rights (right to buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −3,745 0 owned after | $3.00 exercise price | 2011-06-23 | |
| 2011-06-21 | BILLINGS SHERRI Officer (EVP Chief Financial Officer) | 4 | Subscription Rights (Right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −200 0 owned after | $3.00 exercise price | 2011-06-23 | |
| 2011-06-14 | BILLINGS SHERRI Officer (EVP Chief Financial Officer) | 4 | Subscription Rights (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −6,300 0 owned after | $3.00 exercise price | 2011-06-23 | |
| 2007-02-21 | QUATTLEBAUM RICHARD T Officer (SVP) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $9.63 | 2007-02-22 |