BBX CAPITAL CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows, 46 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-16: Reporting owner LEVAN ALAN B; Form 4; Security Subscription Rights (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-06-16: Reporting owner LEVAN ALAN B; Form 4; Security Subscription Rights (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-06-16: Reporting owner BFC FINANCIAL CORP; Form 4; Security Subscription Rights (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2011-06-16: Reporting owner Lefebvre Patricia M; Form 4; Security Subscription Rights (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-16 | LEVAN ALAN B Director, Officer (Chairman of the Board and CEO), 10% Owner | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · By Levan Enterprises, Ltd. | X Exercise of in-the-money or at-the-money derivative security | −754 0 owned after | $0.75 exercise price | 2011-06-24 | |
| 2011-06-16 | LEVAN ALAN B Director, Officer (Chairman of the Board and CEO), 10% Owner | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · By Levan Partners, LLC | X Exercise of in-the-money or at-the-money derivative security | −507 0 owned after | $0.75 exercise price | 2011-06-24 | |
| 2011-06-16 | BFC FINANCIAL CORP 10% Owner | 4 | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −13,333,333 0 owned after | $0.75 exercise price | 2011-06-20 | |
| 2011-06-16 | Lefebvre Patricia M Officer (EVP of Subsidiary BankAtlantic) | 4 | Subscription Rights (Right to Buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −5,000 0 owned after | $0.75 exercise price | 2011-06-20 | |
| 2011-06-16 | Lefebvre Patricia M Officer (EVP of Subsidiary BankAtlantic) | 4 | Subcription Righs (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −1,835 0 owned after | $0.75 exercise price | 2011-06-20 | |
| 2011-06-16 | MCCLUNG JAY C Officer (EVP of Sub. BankAtlantic) | 4 | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,333 0 owned after | $0.75 exercise price | 2011-06-20 | |
| 2011-06-16 | WINNINGHAM CHARLIE C II Director | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · By Winningham Trust | X Exercise of in-the-money or at-the-money derivative security | −5,000 0 owned after | $0.75 exercise price | 2011-06-20 | |
| 2011-06-16 | DI GIULIAN BRUNO Director | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · By Bruno L. Di Giulian Amended and Restated Revocable Trust | X Exercise of in-the-money or at-the-money derivative security | −3,903 0 owned after | $0.75 exercise price | 2011-06-20 | |
| 2011-06-16 | COLDREN STEVEN Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −11,622 0 owned after | $0.75 exercise price | 2011-06-20 | |
| 2011-06-16 | SARRICA LEWIS Officer (EVP of Subsid. BankAtlantic) | 4 | Rights Subscription (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000 0 owned after | $0.75 exercise price | 2011-06-20 | |
| 2010-07-20 | BFC FINANCIAL CORP 10% Owner | 4 | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000,000 0 owned after | $1.50 exercise price | 2010-07-22 | |
| 2010-07-20 | LIEBERMAN DAVID A Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,936 0 owned after | $1.50 exercise price | 2010-07-21 | |
| 2010-07-20 | SARRICA LEWIS Officer (EVP of Subsid. BankAtlantic) | 4 | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000 0 owned after | $1.50 exercise price | 2010-07-21 | |
| 2010-07-20 | COLDREN STEVEN Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,000 0 owned after | $1.50 exercise price | 2010-07-21 | |
| 2010-07-20 | WINNINGHAM CHARLIE C II Director | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · Winningham Trust | X Exercise of in-the-money or at-the-money derivative security | −2,000 0 owned after | $1.50 exercise price | 2010-07-21 | |
| 2010-07-20 | DI GIULIAN BRUNO Director | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · DiGiulian Trust | X Exercise of in-the-money or at-the-money derivative security | −357 0 owned after | $1.50 exercise price | 2010-07-21 | |
| 2010-07-20 | DEVAUX LLOYD Officer (EVP, Chief Operating Officer) | 4 | Subscription Rights (Rights to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000 0 owned after | $1.50 exercise price | 2010-07-21 | |
| 2010-07-20 | Lefebvre Patricia M Officer (EVP of Subsidiary BankAtlantic) | 4 | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −4,000 0 owned after | $1.50 exercise price | 2010-07-21 | |
| 2009-09-29 | Lefebvre Patricia M Officer (EVP of Subsidiary BankAtlantic) | 4/A | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,035 0 owned after | $2.00 exercise price | 2010-03-03 | |
| 2009-09-29 | DEVAUX LLOYD Officer (EVP) | 4/A | Subscription rights (Right to Buy) Derivative · Indirect · 401(k) Plan | X Exercise of in-the-money or at-the-money derivative security | −42,804 0 owned after | $2.00 exercise price | 2009-10-02 | |
| 2009-09-29 | SARRICA LEWIS Officer (EVP of subsid. BankAtlantic) | 4 | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −17,691 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | LIEBERMAN DAVID A Director | 4 | Subscription Rights (right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −14,816 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | FREEMAN DOUGLAS K Officer (EVP of Subsid BankAtlantic) | 4 | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −44,410 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | DI GIULIAN BRUNO Director | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · DiGiulian Trust | X Exercise of in-the-money or at-the-money derivative security | −889 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | Lefebvre Patricia M Officer (EVP of subsidiary BankAtlantic) | 4 | Subscription Rights (Right to Buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −1,025 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | Lefebvre Patricia M Officer (EVP of subsidiary BankAtlantic) | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −2,348 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | LEVAN JARETT Officer (President) | 4 | Subscription Rights (Rights to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −18,471 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | ABDO JOHN E Director, Officer (Vice Chairman of the Board) | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · Abdo Trust | X Exercise of in-the-money or at-the-money derivative security | −250,000 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | ABDO JOHN E Director, Officer (Vice Chairman of the Board) | 4 | Subscription Rights (Right To Buy) Derivative · Indirect · 401(k) Plan | X Exercise of in-the-money or at-the-money derivative security | −46,482 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | DEVAUX LLOYD Officer (EVP) | 4 | Subscription Rights (Rigts to Buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −97,205 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | DEVAUX LLOYD Officer (EVP) | 4 | Subscription rights (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −45,038 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | MCCLUNG JAY C Officer (EVP of Sub. BankAtlantic) | 4 | Subscription Rights (Right to Buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −7,500 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | MCCLUNG JAY C Officer (EVP of Sub. BankAtlantic) | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −8,550 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | TOALSON VALERIE Officer (EVP Chief Financial Officer) | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · By 401(k)plan | X Exercise of in-the-money or at-the-money derivative security | −329 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | WINNINGHAM CHARLIE C II Director | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · Winningham Trust | X Exercise of in-the-money or at-the-money derivative security | −5,000 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | COBB D KEITH Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −13,566 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | COBB D KEITH Director | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −160 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | COLDREN STEVEN Director | 4 | Subscription Rights (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −8,038 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | LEVAN ALAN B Director, Officer (Chairman of the Board and CEO), 10% Owner | 4 | Subscription Rights (Right to Buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −95,482 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | LEVAN ALAN B Director, Officer (Chairman of the Board and CEO), 10% Owner | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −986 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | LEVAN ALAN B Director, Officer (Chairman of the Board and CEO), 10% Owner | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −662 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | LEVAN ALAN B Director, Officer (Chairman of the Board and CEO), 10% Owner | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −130,000 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | LEVAN ALAN B Director, Officer (Chairman of the Board and CEO), 10% Owner | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −12,630 0 owned after | $2.00 exercise price | 2009-10-01 | |
| 2009-09-29 | BFC FINANCIAL CORP 10% Owner | 4 | Subscription Rights (Right to Buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −14,943,542 0 owned after | $2.00 exercise price | 2009-09-30 | |
| 2009-09-29 | BFC FINANCIAL CORP 10% Owner | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −80 0 owned after | $2.00 exercise price | 2009-09-30 | |
| 2009-09-29 | BFC FINANCIAL CORP 10% Owner | 4 | Subscription Rights (Right to Buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −89 0 owned after | $2.00 exercise price | 2009-09-30 |