Baxalta Inc Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-06-03: Reporting owner GAVIN JAMES R III; Form 4; Security Deferred Compensation Plan Baxalta Common Stock Fund; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-07-01: Reporting owner GAVIN JAMES R III; Form 4; Security Deferred Comp Plan Baxalta Common Stock Fund; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-06-03 | GAVIN JAMES R III Director | 4 | Deferred Compensation Plan Baxalta Common Stock Fund Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,499 0 owned after | no price filed | 2016-06-07 | |
| 2015-07-01 | GAVIN JAMES R III Director | 4 | Deferred Comp Plan Baxalta Common Stock Fund Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,573 6,573 owned after | $31.50 | 2015-08-07 |