Bantec, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2025-03-19: Form 8-K; Period of report 2024-12-24; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2025-03-19: Form 8-K; Period of report 2024-12-24; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2024-05-16: Form 8-K; Period of report 2024-05-16; Description 8.01 Other Events; Details 8.01.
- 2024-05-01: Form 8-K; Period of report 2024-04-23; Description 7.01 Regulation FD Disclosure; Details 7.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2025-03-19 | 8-K | 2024-12-24 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. 3.02 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. | bant20250319c_8k.htm |
| 2025-03-19 | 8-K | 2024-12-24 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 On December 18, 2024, the Company consented to an Assignment Agreement entered into between Trillium and Matterhorn wherein Trillium assigned certain outstanding Company securities and debt obligations (“Securities”) held by Trillium to Matterhorn for cash consideration to Trillium. 3.02 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. | bant20250319_8k.htm |
| 2024-05-16 | 8-K | 2024-05-16 | 8.01 Other Events | 8.01 On May 14, 2024, Bantec, Inc. (the “Company”) was served with a lawsuit (Case No. 2024-05888) in the Circuit Court of Fairfax County, Virginia brought by 1800 Diagonal Lending, LLC (the “Plaintiff”). | ea020640101-8k_bantec.htm |
| 2024-05-01 | 8-K | 2024-04-23 | 7.01 Regulation FD Disclosure | 7.01 - REGULATION FD DISCLOSURE. | ea020488001-8k_bantecinc.htm |
| 2023-12-21 | 8-K | 2023-12-11 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. 3.02 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. | ea190448-8k_bantec.htm |
| 2023-11-06 | 8-K | 2023-11-06 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. 3.02 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. | ea187773-8k_bantec.htm |
| 2023-10-18 | 8-K | 2023-10-09 | 1.01 Entry into a Material Definitive Agreement | 1.01 On October 9, 2023, Bantec, Inc. (the “Company”) entered into an Equity Purchase Agreement (the “Financing Agreement”) with GHS Investments, LLC, a Nevada limited liability company (“GHS”). | ea186912-8k_bantec.htm |
| 2023-09-13 | 8-K | 2023-09-06 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. 3.02 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. | ea185173-8k_bantec.htm |
| 2023-08-15 | 8-K | 2023-08-12 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. | ea183628-8k_bantec.htm |
| 2023-07-28 | 8-K | 2023-07-17 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. 3.02 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. | ea182542-8k_bantec.htm |
| 2022-07-26 | 8-K | 2022-07-01 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 On July 19, 2022, the Company received a total of $400,000, half from Trillium and half from JPC, for their purchases totaling, in the aggregate, 448,000 shares of Series B Preferred Stock, and Warrants for the purchase of 2,240,000,000 shares of Common Stock. | ea163348-8k_bantecinc.htm |
| 2022-01-14 | 8-K | 2022-01-11 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea154027-8k_bantecinc.htm |
| 2021-11-22 | 8-K | 2021-11-12 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea151224-8k_bantecinc.htm |
| 2021-09-27 | 8-K | 2021-09-17 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea147936-8k_bantecinc.htm |
| 2021-08-23 | 8-K | 2021-08-17 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea146291-8k_bantecinc.htm |
| 2021-07-26 | 8-K | 2021-07-19 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea144761-8k_bantec.htm |
| 2021-06-21 | 8-K | 2021-06-14 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea143052-8k_bantecinc.htm |
| 2021-05-25 | 8-K | 2021-05-18 | 7.01 Regulation FD Disclosure | 7.01 On May 18, 2021, Bantec, Inc., (the “Company”) issued a press release announcing that the Company completed the acquisition of a drone operated delivery receptacle utility patent (issued by the USPTO) for package delivery. | ea141623-8k_bantec.htm |
| 2021-05-11 | 8-K | 2021-05-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 6, 2021, Matthew Wiles, Chief Operating Officer and a member of the Board of Directors of Bantec, Inc. (the “Company”), submitted his resignation from the Company’s Board, from his role as Chief Operating Officer, and from his role as General Manager of Howco Distributing Co. (“Howco”). | ea140685-8k_bantecinc.htm |
| 2021-05-06 | 8-K | 2021-05-03 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea140409-8k_bantecinc.htm |
| 2021-03-19 | 8-K | 2021-03-11 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea137918-8k_bantecinc.htm |
| 2021-02-23 | 8-K | 2021-02-15 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea136329-8k_bantecinc.htm |
| 2021-01-22 | 8-K | 2021-01-12 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea133781-8k_bantecinc.htm |
| 2020-12-28 | 8-K | 2020-12-15 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea132234-8k_bantecinc.htm |
| 2020-11-12 | 8-K | 2020-11-06 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea129661-8k_bantec.htm |
| 2020-09-09 | 8-K | 2020-09-01 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea126631-8k_bantec.htm |
| 2020-08-28 | 8-K | 2020-08-27 | 7.01 Regulation FD Disclosure | 7.01 On August 27, 2020, Bantec, Inc., (the “Company”) issued a press release announcing that the Company demonstrated a robotic cleaning system using to a Connecticut school system that is determined to get 100% of their students back to school this fall. | ea126143-8k_bantecinc.htm |
| 2020-07-24 | 8-K | 2020-07-21 | 7.01 Regulation FD Disclosure | 7.01 On July 21, 2020, Bantec, Inc., (the “Company”) issued a press release announcing that its online store featuring Covid-19 sanitizing products and robots is now open for business www.bantec.store. | ea124448-8k_bantecinc.htm |
| 2020-07-21 | 8-K | 2020-07-10 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea124407-8k_bantec.htm |
| 2020-06-23 | 8-K | 2020-06-23 | 7.01 Regulation FD Disclosure | 7.01 On June 23, 2020, Bantec, Inc., (the “Company”) issued a press release announcing that it expanded its offerings to now market and sell robotics that ultimately help businesses and building owners combat Covid-19. | ea123350-8k_bantecinc.htm |
| 2020-06-18 | 8-K | 2020-06-12 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea123214-8k_bantecinc.htm |
| 2020-06-11 | 8-K | 2020-06-08 | 7.01 Regulation FD Disclosure | 7.01 On June 8, 2020, Bantec, Inc., (the “Company”) issued a press release announcing that the Company signed an agreement with CleanSmart to offer sanitizer cleaning stations and viral disinfecting kits utilizing the proprietary Eniro-pro cleaning product to combat Covid-19, to banks, cafeterias, universities, hospitals, manufacturers, restaurants and many other institutions via direct sales and its new online store. | ea122903-8k_bantecinc.htm |
| 2020-06-02 | 8-K | 2020-05-14 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea122580-8k_bantec.htm |
| 2020-05-18 | 8-K | 2020-05-14 | 7.01 Regulation FD Disclosure | 7.01 On May 14, 2020, Bantec, Inc., (the “Company”) issued a press release announcing that its wholly owned subsidiary, Howco, Inc. secured a $205,000 Purchase Order to Provide Military Grade Packing for a Major Aerospace Defense Manufacturer. | ea122031-8k_bantecinc.htm |
| 2020-05-04 | 8-K | 2020-05-04 | 8.01 Other Events | 8.01 (a) Pursuant to SEC Release No. 34-88465 (March 25, 2020) (the “Order”), the Registrant is currently unable to complete and file its Form 10-Q Quarterly Report on a timely basis as a result of the impact of the COVID-19 pandemic on its business and operations. | ea121352-8k_bantecinc.htm |
| 2020-04-28 | 8-K | 2020-04-20 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | ea121156-8k_bantecinc.htm |
| 2019-11-13 | 8-K | 2019-11-01 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | f8k110119_bantekinc.htm |
| 2019-07-03 | 8-K | 2019-06-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On June 20, 2019, the Board of Directors accepted the resignation of Jeffrey L. Garon as Chief Financial Officer of the registrant. | f8k062019_bantek.htm |
| 2019-03-08 | 8-K | 2019-02-27 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | f8k022719_bantekinc.htm |
| 2019-01-30 | 8-K | 2019-01-05 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 5, 2019, Mr. Jeffrey L. Garon was appointed as our Chief Financial Officer, and a member of our Board of Directors. | f8k010519_bantekinc.htm |
| 2018-12-26 | 8-K/A | 2017-07-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 7, 2017 the registrant removed Paulo Ferro as a director and Chief Strategy Officer of the registrant. | f8k070718a1_banktekinc.htm |
| 2018-11-16 | 8-K | 2018-10-30 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | f8k103018_bantekinc.htm |
| 2018-09-14 | 8-K | 2018-09-11 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 8.01 At this time, the registrant does not expect or intend to engage in a reverse stock split. | f8k091118_droneusainc.htm |
| 2018-08-21 | 8-K | 2018-08-20 | 1.02 Termination of a Material Definitive Agreement | 1.02 On August 20, 2018, Actus Fund, LLC (“Actus”) issued a conversion notice to convert a total of $52,636.43 based upon unpaid principal ($36,994.53), interest ($141.90), penalties ($15,000) and conversion fees ($500) under a convertible note dated January 26, 2018, into 24,368,717 shares of the registrant’s restricted common stock. | f8k082018_droneusainc.htm |
| 2018-08-06 | 8-K | 2018-08-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 6, 2018, the Board of Directors of the registrant appointed Matthew Wiles, currently Vice President of Business Operations of the registrant’s wholly-owned subsidiary, Howco Distributing Co. (“Howco”), the principal source of the registrant’s revenues. | f8k080618_droneusainc.htm |
| 2018-08-02 | 8-K | 2018-07-30 | 8.01 Other Events | 8.01 On July 30, 2018, the registrant issued a press release disclosing that its subsidiary, Howco Distributing Co., received during the week of July 16, 2018, an award of 146 contracts from the Army, Navy and Defense Logistics Agency totaling $1,016,377, which includes the U.S. Government contract in the amount of $659,000 to supply gas cylinders reported in our Current Report on Form 8-K filed July 19, 2018. | f8k073018_droneusa.htm |
| 2018-07-27 | 8-K | 2018-06-08 | 2.01 Completion of Acquisition or Disposition of Assets | 2.01 Commencing June 8, 2018, through July 26, 2018, through conversions of debt into shares of common stock of the registrant, the convertible notes of Power Up Lending Group Ltd. in the principal amounts of $100,000 and $53,000, EMA Financial LLC in the principal amount of $ 105,000, Morningview Financial, LLC in the principal amount of $82,500 and Labrys Fund, LP in the principal amounts of $107,500 and $107,500, were paid in full. | f8k060818_droneusainc.htm |
| 2018-07-26 | 8-K | 2018-07-23 | 8.01 Other Events | 8.01 On July 23, 2018, the registrant issued a press release disclosing that the Commonwealth of Kentucky awarded the registrant a one-year master agreement to supply drones, unmanned aircraft systems and accessories to Kentucky state agencies. | f8k072318_droneusainc.htm |
| 2018-07-19 | 8-K | 2018-07-19 | 8.01 Other Events | 8.01 On July 19, 2018, the registrant issued a press release disclosing that its subsidiary, Howco Distributing Co., received a U.S. Government contract in the amount of $659,000 to supply gas cylinders. | f8k071918_droneusa.htm |
| 2018-07-17 | 8-K | 2018-07-16 | 8.01 Other Events | 8.01 On July 16, 2018, the registrant issued a press release disclosing that its subsidiary, Howco Distributing Co., received a notice from one its customers, the US Government’s Defense Logistics Agency (“DLA”), that DLA was exercising an option under an existing $2.8 million contract for trailer support components to extend for an additional two years, which Howco management assumes will result in orders of up to $1,235,859.60 within the next two option years. | f8k071618_droneusainc.htm |
| 2018-07-10 | 8-K | 2018-07-02 | 8.01 Other Events | 8.01 On July 2, 2018, the registrant issued a press release disclosing that its subsidiary, Howco Distributing Co., was awarded a three year $1.7 million from the US Government’s Defense Logistics Agency with an option to extend for an additional two years for trailer support components. | f8k070218_droneusainc.htm |
| 2018-07-03 | 8-K | 2018-06-27 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On June 27, 2018, David Yoe Williams Jr. resigned from the Board of Directors of the registrant to attend to other professional and personal obligations. | f8k062718_droneusainc.htm |
| 2018-04-24 | 8-K | 2018-03-07 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | f8k030718_droneusainc.htm |
| 2018-03-15 | 8-K | 2018-03-09 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | f8k030918_droneusainc.htm |
| 2018-02-12 | 8-K | 2018-01-31 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | f8k013118b_droneusainc.htm |
| 2018-02-12 | 8-K | 2018-01-29 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | f8k012918a_droneusainc.htm |
| 2018-01-19 | 8-K | 2018-01-03 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | f8k010318b_droneusainc.htm |
| 2018-01-18 | 8-K | 2018-01-09 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | f8k010918_droneusainc.htm |
| 2018-01-05 | 8-K | 2017-12-31 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | tv482832_8k.htm |
| 2017-12-19 | 8-K | 2017-12-13 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | tv481665_8k.htm |
| 2017-12-11 | 8-K | 2017-12-07 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | tv481166_8k.htm |
| 2017-12-08 | 8-K | 2017-11-28 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | tv480841_8k.htm |
| 2017-11-15 | 8-K | 2017-11-09 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | tv479645_8k.htm |
| 2017-10-23 | 8-K | 2017-10-05 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | tv477191_8k.htm |
| 2017-08-18 | 8-K | 2017-08-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 17, 2017, Paul Charles (“Chuck”) Joy and Kathryn Joy provided their 30 day notices of termination to be effective September 11, 2017, to the Board of Directors of the registrant (“Drone USA”) in accordance with the terms of their respective Employment Agreements. | v473620_8k.htm |
| 2017-08-11 | 8-K | 2017-08-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 7, 2017 the Board of Directors of the registrant appointed Michael Bannon, currently President, CEO and Chairman of the Board, to replace Dennis Antonelos as Chief Financial Officer. | v473112_8k.htm |
| 2017-07-14 | 8-K/A | 2017-07-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 7, 2017 the Board of Directors recommended to the shareholders and the shareholders approved the removal for cause of Paulo Ferro as a director and as Chief Strategy Officer of the registrant under the terms of his Employment Agreement. | v470830_8ka.htm |
| 2017-07-13 | 8-K | 2017-07-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 7, 2017 the Board of Directors recommended to the shareholders and the shareholders approved the removal for cause of Paulo Ferro as a director and as Chief Strategy Officer of the registrant under the terms of his Employment Agreement. | v470814_8k.htm |