BANKS.COM, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows, 31 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-03-12: Reporting owner Gibson Lawrence; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-03-12: Reporting owner Gibson Lawrence; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-03-12: Reporting owner Gibson Lawrence; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-03-12: Reporting owner Gibson Lawrence; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-03-12 | Gibson Lawrence Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $1.60 exercise price | 2009-04-30 | |
| 2009-03-12 | Gibson Lawrence Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.55 exercise price | 2009-04-30 | |
| 2009-03-12 | Gibson Lawrence Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $2.50 exercise price | 2009-04-30 | |
| 2009-03-12 | Gibson Lawrence Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $0.41 exercise price | 2009-04-30 | |
| 2009-03-12 | McPartland Frank Director | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $1.60 exercise price | 2009-04-30 | |
| 2009-03-12 | McPartland Frank Director | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $2.55 exercise price | 2009-04-30 | |
| 2009-03-12 | McPartland Frank Director | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $2.50 exercise price | 2009-04-30 | |
| 2009-03-12 | McPartland Frank Director | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $0.41 exercise price | 2009-04-30 | |
| 2009-03-12 | DARGAN CHARLES K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $1.60 exercise price | 2009-04-30 | |
| 2009-03-12 | DARGAN CHARLES K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $2.50 exercise price | 2009-04-30 | |
| 2009-03-12 | DARGAN CHARLES K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $0.41 exercise price | 2009-04-30 | |
| 2008-05-22 | DARGAN CHARLES K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $0.41 exercise price | 2008-05-23 | |
| 2008-05-22 | Gibson Lawrence Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $0.41 exercise price | 2008-05-23 | |
| 2008-05-22 | McPartland Frank Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $0.41 exercise price | 2008-05-23 | |
| 2007-04-26 | DARGAN CHARLES K Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $2.50 exercise price | 2007-04-27 | |
| 2007-04-26 | McPartland Frank Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $2.50 exercise price | 2007-04-27 | |
| 2007-04-26 | Callaghan Jeremiah Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $2.50 exercise price | 2007-04-27 | |
| 2007-04-26 | Gibson Lawrence Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $2.50 exercise price | 2007-04-27 | |
| 2007-04-13 | O'Donnell Kimberly Officer (EVP of Human Resources), 10% Owner | 4 | Call Option (obligation to sell) Derivative · Indirect · Held in Trust | X Exercise of in-the-money or at-the-money derivative security | −1 0 owned after | $2.50 exercise price | 2007-07-18 | |
| 2007-04-13 | Callaghan Jeremiah Director | 4 | Call Option (right to buy) Derivative · Indirect · By Uptown Investors | X Exercise of in-the-money or at-the-money derivative security | −1 0 owned after | $2.50 exercise price | 2007-04-17 | |
| 2007-04-13 | O DONNELL DANIEL M Director, Officer (Chief Executive Officer), 10% Owner | 4 | Call Option (obligation to sell) Derivative · Indirect · By Daniel M. O'Donnell as Trustee for The Daniel O'Donnell and Kimberly O'Donnell AB Living Trust | X Exercise of in-the-money or at-the-money derivative security | −1 0 owned after | $2.50 exercise price | 2007-04-17 | |
| 2007-03-22 | McPartland Frank Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.55 exercise price | 2007-03-26 | |
| 2007-03-22 | Gibson Lawrence Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.55 exercise price | 2007-03-26 | |
| 2007-02-22 | O'Donnell Kimberly Officer (EVP of Human Resources), 10% Owner | 4 | Call Option (obligation to sell) Derivative · Indirect · Held in Trust | S Open market or private sale of non-derivative or derivative security | −1 1 owned after | $500,000.00 | 2007-07-18 | |
| 2007-02-22 | Callaghan Jeremiah Director | 4/A | Call Option (right to buy) Derivative · Indirect · By Uptown Investors | P Open market or private purchase of non-derivative or derivative security | −1 1 owned after | $500,000.00 | 2007-04-17 | |
| 2007-02-22 | O DONNELL DANIEL M Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Call Option (obligation to sell) Derivative · Indirect · By Daniel M. O'Donnell as Trustee for The Daniel O'Donnell and Kimberly O'Donnell AB Living Trust | S Open market or private sale of non-derivative or derivative security | −1 1 owned after | $500,000.00 | 2007-04-17 | |
| 2007-02-22 | Callaghan Jeremiah Director | 4 | Call Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1 1 owned after | $500,000.00 | 2007-02-26 | |
| 2007-02-22 | O DONNELL DANIEL M Director, Officer (Chief Executive Officer), 10% Owner | 4 | Call Option (obligation to sell) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1 1 owned after | $500,000.00 | 2007-02-26 | |
| 2007-02-22 | BOGATAY GARY W JR Officer (Chief Financial Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −250,000 250,000 owned after | $3.10 | 2007-02-26 | |
| 2006-05-15 | BOGATAY GARY W JR Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.60 | 2006-06-29 | |
| 2006-03-15 holding as of filing | BOGATAY GARY W JR Officer (Chief Financial Officer) | 3 | Employee Stock Option Derivative · Direct | Holding | $1.02 exercise price | 2006-03-15 |