BANC OF CALIFORNIA, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-09-22: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2022-09-15; Total offering amount $7,200,000.
- 2013-12-18: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2013-12-03; Total offering amount $20,000,212.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|
| 2022-09-22 | Rule 506(b) | Equity | 2022-09-15 | $7,200,000 | $7,200,000 | $0 | 1 |
|---|
| 2013-12-18 | Rule 506(b) | Equity | 2013-12-03 | $20,000,212 | $20,000,212 | $0 | 2 |
|---|