AZZURRA HOLDING CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2005-08-12: Reporting owner FROMM FREDERICK R; Form 4; Security Series C Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2005-08-12: Reporting owner FROMM FREDERICK R; Form 4; Security Series G Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2005-08-12: Reporting owner ROOS R CRAIG; Form 4; Security Series C Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2005-08-12: Reporting owner ROOS R CRAIG; Form 4; Security Series G Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2005-08-12 | FROMM FREDERICK R Director | 4 | Series C Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9 0 owned after | $1,750.00 | 2006-03-23 | |
| 2005-08-12 | FROMM FREDERICK R Director | 4 | Series G Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +9 9 owned after | $1,000.00 | 2006-03-23 | |
| 2005-08-12 | ROOS R CRAIG Director | 4 | Series C Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −23 0 owned after | $1,750.00 | 2006-03-23 | |
| 2005-08-12 | ROOS R CRAIG Director | 4 | Series G Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +21 21 owned after | $1,000.00 | 2006-03-23 | |
| 2005-08-12 | ROBERTS GEORGE P Director, Officer (Chairman of the Board) | 4 | Series C Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −23 0 owned after | $1,750.00 | 2006-03-23 | |
| 2005-08-12 | ROBERTS GEORGE P Director, Officer (Chairman of the Board) | 4 | Series G Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +21 21 owned after | $1,000.00 | 2006-03-23 |