AZURE MIDSTREAM PARTNERS, LP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-02-27: Reporting owner NuDevco Partners Holdings, LLC | Maxwell W Keith III | NuDevco Partners, LLC | NuDevco Midstream Development, LLC | Marlin IDR Holdings, LLC; Form 4; Security Call Option - Common Units (obligation to sell); Transaction S Open market or private sale of non-derivative or derivative security.
- 2015-02-27: Reporting owner NuDevco Partners Holdings, LLC | Maxwell W Keith III | NuDevco Partners, LLC | NuDevco Midstream Development, LLC | Marlin IDR Holdings, LLC; Form 4; Security Call Option - Subordinated Units (obligation to sell); Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-02-27 | NuDevco Partners Holdings, LLC | Maxwell W Keith III | NuDevco Partners, LLC | NuDevco Midstream Development, LLC | Marlin IDR Holdings, LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option - Common Units (obligation to sell) Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −1 1 owned after | $17.88 exercise price | 2015-03-03 | |
| 2015-02-27 | NuDevco Partners Holdings, LLC | Maxwell W Keith III | NuDevco Partners, LLC | NuDevco Midstream Development, LLC | Marlin IDR Holdings, LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option - Subordinated Units (obligation to sell) Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −1 1 owned after | $17.88 exercise price | 2015-03-03 |