AMERICAN WATER WORKS COMPANY, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-08: Reporting owner Degillio Deborah A; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-07: Reporting owner Sgro Michael A; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-07: Reporting owner Lynch Walter; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-08-21: Reporting owner Lynch Walter; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-08 | Degillio Deborah A Officer (President, AWE) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −822 0 owned after | $44.06 exercise price | $90.24 | 2017-11-09 |
| 2017-11-07 | Sgro Michael A Officer (EVP,General Counsel, Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −841 0 owned after | $44.06 exercise price | $90.00 | 2017-11-09 |
| 2017-11-07 | Lynch Walter Officer (EVP and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 23,545 owned after | $44.06 exercise price | $90.00 | 2017-11-08 |
| 2017-08-21 | Lynch Walter Officer (EVP and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,169 0 owned after | $39.45 exercise price | $82.08 | 2017-08-23 |
| 2017-03-03 holding as of filing | Kennedy Melanie M Officer (SVP, Human Resources) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $34.12 exercise price | 2017-03-03 | ||
| 2017-03-03 holding as of filing | Kennedy Melanie M Officer (SVP, Human Resources) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $39.45 exercise price | 2017-03-03 | ||
| 2017-03-03 holding as of filing | Kennedy Melanie M Officer (SVP, Human Resources) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $44.06 exercise price | 2017-03-03 | ||
| 2017-03-03 holding as of filing | Kennedy Melanie M Officer (SVP, Human Resources) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $52.75 exercise price | 2017-03-03 | ||
| 2017-03-03 holding as of filing | Kennedy Melanie M Officer (SVP, Human Resources) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $65.15 exercise price | 2017-03-03 | ||
| 2017-03-02 | Lynch Walter Officer (EVP and COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,169 owned after | $39.45 exercise price | $77.84 | 2017-03-07 |
| 2017-03-02 | Strauss Mark F. Officer (SVP,Corp Strategy&Bus. Develop) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,011 0 owned after | $34.12 exercise price | $77.84 | 2017-03-02 |
Similar stocks
| Stock Name | Country | Market Cap | PE Ratio |
|---|---|---|---|
| Essential Utilities, Inc. (WTRG) | United States | $11.277B | 19.60 |
| AMERICAN STATES WATER CO (AWR) | United States | $3.270B | 22.88 |
| CALIFORNIA WATER SERVICE GROUP (CWT) | United States | $2.842B | 21.87 |
| H2O AMERICA (HTO) | United States | $2.601B | 23.37 |
| MIDDLESEX WATER CO (MSEX) | United States | $0.997B | 22.07 |
| YORK WATER CO (YORW) | United States | $0.499B | 20.89 |
| Consolidated Water Co. Ltd. (CWCO) | $0.445B | 29.25 | |
| PURE CYCLE CORP (PCYO) | United States | $0.262B | 16.94 |
| Global Water Resources, Inc. (GWRS) | United States | $0.228B | 66.56 |