AWK Forms 3, 4 and 5: Stock Options | AMERICAN WATER WORKS COMPANY, INC.

AMERICAN WATER WORKS COMPANY, INC. Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

2021-11-22: Reporting owner Wikle Melissa K.; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
2021-11-19: Reporting owner Norton Cheryl; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
2021-11-19: Reporting owner Norton Cheryl; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
2021-11-19: Reporting owner Lynch Walter; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.

All rows

AWK insiders transactions against the stock price

Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close

Logarithmic scale. Both lines share the same starting value for the selected range.

Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.

Transaction date	Reporting owner	Form	Security	Transaction	Shares	Price	Price that day	Filing
2021-11-22	Wikle Melissa K. Officer (Vice President and Controller)	4	Employee Stock Option (right to buy) Derivative · Direct	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3	−2,362 0 owned after	$81.72	$174.57	2021-11-22
2021-11-19	Norton Cheryl Officer (EVP and COO)	4	Employee Stock Option (right to buy) Derivative · Direct	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3	−591 0 owned after	$52.75 exercise price	$173.38	2021-11-22
2021-11-19	Norton Cheryl Officer (EVP and COO)	4	Employee Stock Option (right to buy) Derivative · Direct	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3	−2,315 0 owned after	$65.15 exercise price	$173.38	2021-11-22
2021-11-19	Lynch Walter Director, Officer (President and CEO)	4	Employee Stock Option (right to buy) Derivative · Direct	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3	−24,617 0 owned after	$65.15 exercise price	$173.38	2021-11-22
2021-11-19	Duffy Maureen Officer (SVP, Comms & External Affairs)	4	Employee Stock Option (right to buy) Derivative · Direct	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3	−4,136 0 owned after	$52.75 exercise price	$173.38	2021-11-22

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