ANAVEX LIFE SCIENCES CORP. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-04-02: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-03-18; Total offering amount $10,000,000.
- 2012-02-16: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-02-09; Total offering amount $10,000.
- 2010-11-26: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2010-11-17; Total offering amount $49,500.
- 2010-07-06: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2010-06-29; Total offering amount $500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|
| 2014-04-02 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2014-03-18 | $10,000,000 | $10,000,000 | $0 | 11 |
|---|
| 2012-02-16 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-02-09 | $10,000 | $10,000 | $0 | 1 |
|---|
| 2010-11-26 | Rule 506 | Equity; OptionToAcquire | 2010-11-17 | $49,500 | $49,500 | $0 | 1 |
|---|
| 2010-07-06 | Rule 506 | Equity; OptionToAcquire | 2010-06-29 | $500,000 | $500,000 | $0 | 1 |
|---|