AVT, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2015-12-07: Form 8-K; Period of report 2015-11-30; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2015-06-30: Form 8-K; Period of report 2015-06-26; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
- 2015-06-02: Form 8-K; Period of report 2015-05-29; Description 4.01 Changes in Registrant's Certifying Accountant; Details 4.01.
- 2015-05-11: Form 8-K; Period of report 2015-05-06; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2015-12-07 | 8-K | 2015-11-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective November 30, 2015, Mr. James Winsor resigned from his position as our Chief Executive Officer and one of our directors due to personal reasons. | form8k.htm |
| 2015-06-30 | 8-K | 2015-06-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | form8k.htm | |
| 2015-06-02 | 8-K | 2015-05-29 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On June 2, 2015, AVT, Inc. (the “Registrant” or the “Company”) notified RBSM LLP (“RBSM”) that it was dismissing RBSM as the Registrant’s independent registered public accounting firm. | form8k.htm |
| 2015-05-11 | 8-K | 2015-05-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | form8k.htm | |
| 2015-05-04 | 8-K | 2015-05-01 | 1.03 Bankruptcy or Receivership; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 7.01 Regulation FD Disclosure; 8.01 Other Events | 1.03 On May 1, 2015 (the “Petition Date”), AVT, Inc. (the “Company”) filed a voluntary petition in the United States Bankruptcy Court for the Central District of California case number is 6:15-bk-14464 MW (the “Bankruptcy Court”) seeking relief under Chapter 11 of Title 11 of the United States Code (the “Bankruptcy Code”). 2.04 The commencement of the Chapter 11 proceeding described in Item 1.03 above constitutes an event of default under numerous Company’s debt instruments. 7.01 Additional information on the Chapter 11 proceeding described in Item 1.03 may be obtained from the Bankruptcy Court. | form8k.htm |
| 2015-03-24 | 8-K | 2015-03-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 23, 2015, our board of directors accepted the resignation of Shannon Illingworth as a Director of the Company. | form8k.htm |
| 2015-03-05 | 8-K/A | 2014-10-27 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 (a) Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review (December 31, 2011 10-K). | form8-ka1.htm |
| 2015-02-17 | 8-K | 2015-02-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 9, 2015, our board of directors accepted the resignation of Natalie Russell as an officer and director of the Company. | form8k.htm |
| 2015-02-09 | 8-K | 2015-02-04 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 (a) On February 4, 2015, AVT, Inc. (the “Registrant” or the “Company”) notified MaloneBailey LLP (“Malone”) that it was as the Registrant’s independent registered public accounting firm. | form8k.htm |
| 2014-11-25 | 8-K | 2014-11-20 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 (a) Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review (December 31, 2011 10-K). | form8k.htm |
| 2014-06-26 | 8-K | 2014-06-20 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8k.htm |
| 2014-06-16 | 8-K | 2014-06-12 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8k.htm |
| 2014-05-16 | 8-K | 2014-05-14 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8k.htm |
| 2014-04-22 | 8-K | 2014-04-22 | 8.01 Other Events | 8.01 On April 15, 2014, the Company’s advisors informed management that, based on currently available information, the Company would be in a position to file all its delinquent Form 10-K and Form 10-Q reports with the Securities and Exchange Commission no later than June 30, 2014. | form8k801.htm |
| 2014-01-09 | 8-K | 2013-12-27 | 1.01 Entry into a Material Definitive Agreement | 1.01 Effective January 1, 2014, we entered into a consulting agreement with StoryCorp Consulting, Inc., (“StoryCorp”) a firm that provides financial, accounting and management services. | form8k.htm |
| 2013-07-08 | 8-K | 2013-07-02 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 On July 2, 2013, we entered into a stipulation for settlement of claims with Ironridge Global IV, Ltd. (“Ironridge”), pursuant to which we resolved $1,024,405 of our accounts payable that Ironridge had agreed to purchase from our creditors in exchange for payment in full in cash. 3.02 On or about July 2, 2013, we issued shares of our common stock to Ironridge Global IV, Ltd., a disclosed in Item 1.01 above. | form8k.htm |
| 2013-05-24 | 8-K | 2013-05-22 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 Effective May 21, 2013, the Board of Directors of AVT, Inc., a Nevada corporation (the “Company”), approved Malonebailey, LLP, 10350 Richmond Avenue, Suite 800, Houston, TX 77042, Telephone Number: (713) 343-4200, as the Corporation’s primary auditor. | form8k.htm |
| 2013-05-15 | 8-K | 2013-04-29 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On April 29, 2013, the Board of Directors of the Company terminated its independent registered public accounting firm, StarkSchenkein, LLP, (“StarkSchenkein”). | form8k.htm |
| 2013-05-07 | 8-K | 2013-05-06 | 8.01 Other Events | 8.01 On May 6, 2013, the Company filed its Annual Report for the year ended December 31, 2012, on the OTC Markets disclosure system at www.otcmarkets.com. | form8k.htm |
| 2012-11-08 | 8-K/A | 2012-11-02 | 1.01 Entry into a Material Definitive Agreement | 1.01 On November 2, 2012, we entered into a Patent Purchase and Assignment Agreement with Pop-N-Go, Inc., a Delaware corporation whereby Pop-N-Go agreed to sale and assign all its rights, title and interest in and to the inventions described in Pop-N-Go United States Patent Number: 6,187,353 issued on February 13, 2001. | form8ka.htm |
| 2012-11-08 | 8-K | 2012-11-02 | 1.01 Entry into a Material Definitive Agreement | 1.01 On February 2, 2012, we entered into a Patent Purchase and Assignment Agreement with Pop-N-Go, Inc., a Delaware corporation whereby Pop-N-Go agreed to sale and assign all its rights, title and interest in and to the inventions described in Pop-N-Go United States Patent Number: 6,187,353 issued on February 13, 2001. | form8k.htm |
| 2012-10-12 | 8-K | 2012-10-08 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 Effective October 8, 2012, the Board of Directors of AVT, Inc., a Nevada corporation (the “Company”), received notice that its primary auditor, Hamilton PC (“Hamilton”) had resigned. | form8k.htm |
| 2012-02-15 | 8-K | 2012-02-15 | 8.01 Other Events | 8.01 On February 6, 2012, AVT, Inc. received notice from the United States Securities and Exchange Commission informing the Company that the Commission has completed its review of the Company’s Registration Statement on Form 10. | form8k.htm |
| 2012-02-03 | 8-K | 2012-01-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 31, 2012, our Board of Directors accepted the resignation of Loretta Vermette as a director of the Company. | form8k.htm |
| 2011-12-08 | 8-K/A | 2011-09-30 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 Effective September 30, 2011, the Board of Directors of AVT, Inc., a Nevada corporation (the “Company”), received notice that its primary auditor, Malcolm L. Pollard, Inc., (“Pollard”) had retired. | form8ka1.htm |
| 2011-11-17 | 8-K | 2011-09-30 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 Effective September 30, 2011, the Board of Directors of AVT, Inc., a Nevada corporation (the “Company”), received notice that its primary auditor, Malcolm L. Pollard, Inc., (“Pollard”) had retired. | form8k.htm |
| 2011-06-28 | 8-K | 2011-06-28 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8-k.htm |
| 2011-06-20 | 8-K | 2011-06-17 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8k.htm |
| 2011-02-22 | 8-K | 2011-02-22 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 At this time, following further consideration of how such amendments to our articles of incorporation would affect the ongoing operations of the Company, our Board of Directors has decided to go forward only with the 1 for 10 Reverse Split and to not change the name of the Company at this time. | form8k.htm |
| 2011-01-31 | 8-K/A | 2010-10-20 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On or about October 5, 2010, the Board of Directors of AVT, Inc., a Nevada corporation (the “Company”), received notice that its primary auditor, Larry O’Donnell, CPA, P.C (“O’Donnell”), had resigned. | form8k.htm |
| 2010-12-01 | 8-K/A | 2010-11-08 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On or about October 5, 2010, the Board of Directors of AVT, Inc., a Nevada corporation (the “Company”), received notice that its primary auditor, Larry O’Donnell, CPA, P.C. (“O’Donnell”), had resigned. | form8k.htm |
| 2010-11-22 | 8-K | 2010-11-08 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On or about October 5, 2010, the Board of Directors of AVT, Inc., a Nevada corporation (the “Company”), received notice that its primary auditor, Larry O’Donnell, CPA, P.C (“O’Donnell”), had resigned. | form8k.htm |
| 2010-11-01 | 8-K | 2010-10-20 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On or about October 5, 2010, the Board of Directors of AVT, Inc., a Nevada corporation (the “Company”), received notice that its primary auditor, Larry O’Donnell, CPA, P.C (“O’Donnell”), had resigned. | form8k.htm |
| 2010-09-16 | 8-K | 2010-09-09 | 8.01 Other Events | 8.01 On September 9, 2010, Compass Group USA, Inc., one of the largest vending companies in the United States, presented the AVT, Inc. with a purchase order for 100 Ram 5000 media driven snack machines. | form8k.htm |
| 2010-04-06 | 8-K | 2010-04-05 | 8.01 Other Events | 8.01 On February 22, 2010, AVT, Inc. announced that it has entered into an agreement with Samsclub.com to sell the company’s line of PC based vending and automated dispensing systems through Sam’s Club’s e-commerce site. | form8k.htm |
| 2009-06-10 | 8-K/A | 2009-05-18 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On May 18, 2009, the Board of Directors of AVT, Inc., a Nevada corporation (the “Company”), received notice that its primary auditor, Lawrence Scharfman & Co. (“Scharfman”), had resigned. | form8ka3.htm |
| 2009-06-08 | 8-K/A | 2009-05-18 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On May 18, 2009, the Board of Directors of AVT, Inc., a Nevada corporation (the “Company”), received notice that its primary auditor, Lawrence Scharfman & Co. (“Scharfman”), had resigned. | form8ka2.htm |
| 2009-05-29 | 8-K/A | 2009-05-18 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On May 18, 2009, the Board of Directors of AVT, Inc., a Nevada corporation (the “Company”), received notice that its primary auditor, Lawrence Scharfman & Co. (“Scharfman”), had resigned. | form8ka1.htm |
| 2009-05-20 | 8-K | 2009-05-18 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On May 18, 2009, the Board of Directors of AVT, Inc., a Nevada corporation (the “Company”), received notice that its primary auditor, Lawrence Scharfman & Co. (“Scharfman”), had resigned. | form8k51809.htm |