AVEXIS, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-05-15: Reporting owner Nagendran Sukumar; Form 4; Security Performance Stock Units (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-05-15: Reporting owner Nagendran Sukumar; Form 4; Security Performance Stock Units (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-05-15: Reporting owner LITALIEN JAMES J; Form 4; Security Performance Stock Units (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-05-15: Reporting owner LITALIEN JAMES J; Form 4; Security Performance Stock Units (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-05-15 | Nagendran Sukumar Officer (Sr. VP & Chief Medical Officer) | 4 | Performance Stock Units (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,906 9,906 owned after | $0.00 | 2018-05-15 | |
| 2018-05-15 | Nagendran Sukumar Officer (Sr. VP & Chief Medical Officer) | 4 | Performance Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,906 0 owned after | $0.00 | 2018-05-15 | |
| 2018-05-15 | LITALIEN JAMES J Officer (SrVP/Chief Reg&Quality Officer) | 4 | Performance Stock Units (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,154 9,154 owned after | $0.00 | 2018-05-15 | |
| 2018-05-15 | LITALIEN JAMES J Officer (SrVP/Chief Reg&Quality Officer) | 4 | Performance Stock Units (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,154 0 owned after | $0.00 | 2018-05-15 |