AVENIR WELLNESS SOLUTIONS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-07-22: Reporting owner Bennett Joel M; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-10-23: Reporting owner Berlent Jonathan; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-10-23: Reporting owner Berlent Jonathan; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-05-30: Reporting owner Redard Michael; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-07-22 | Bennett Joel M Officer (CFO,CAO, Treasurer & Secretary) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.34 exercise price | 2022-08-22 | |
| 2020-10-23 | Berlent Jonathan Officer (Chief Business Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $1.20 exercise price | 2021-05-27 | |
| 2020-10-23 | Berlent Jonathan Officer (Chief Business Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +187,500 187,500 owned after | $1.20 exercise price | 2021-05-27 | |
| 2019-05-30 | Redard Michael Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $4.01 exercise price | 2019-06-04 | |
| 2019-05-30 | Redard Michael Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.01 exercise price | 2019-06-04 | |
| 2019-05-13 | Held Joshua Director | 4 | Stock Option Derivative · Indirect · Held in The Held Family Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.01 exercise price | 2021-05-27 | |
| 2019-04-11 | Davidson Robert Steven Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $3.40 exercise price | 2021-05-25 | |
| 2019-04-10 holding as of filing | KING-SHAW RUBEN JR Director | 3 | Stock Options Derivative · Direct | Holding | $3.40 exercise price | 2019-04-10 | ||
| 2019-01-29 | KING-SHAW RUBEN JR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.40 exercise price | 2021-05-27 | |
| 2019-01-01 | Yuan William Other (Former Director) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.40 exercise price | 2021-05-27 | |
| 2019-01-01 | Salkind Gene Z Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.40 exercise price | 2021-05-27 | |
| 2018-05-07 | Davidson Robert Steven Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,750 68,750 owned after | $0.61 exercise price | 2021-05-25 | |
| 2018-01-01 | Udell Mark Officer (Chief Accounting Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.74 exercise price | 2021-05-27 | |
| 2016-11-07 | Yuan William Other (Former Director) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.74 exercise price | 2021-05-27 | |
| 2016-11-07 | Davidson Robert Steven Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +354,000 354,000 owned after | $0.74 exercise price | 2021-05-25 |