Nuo Therapeutics, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2025-08-04: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2025-07-30; Total offering amount $791,418.
- 2024-09-23: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2024-09-19; Total offering amount $849,125.
- 2024-05-22: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2024-05-20; Total offering amount $650,875.
- 2023-12-22: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2023-12-19; Total offering amount $962,500.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2025-08-04 | Rule 506(b) | Equity | 2025-07-30 | $791,418 | $791,418 | $0 | 9 |
| 2024-09-23 | Rule 506(b) | Equity | 2024-09-19 | $849,125 | $849,125 | $0 | 10 |
| 2024-05-22 | Rule 506(b) | Equity | 2024-05-20 | $650,875 | $650,875 | $0 | 11 |
| 2023-12-22 | Rule 506(b) | Equity | 2023-12-19 | $962,500 | $962,500 | $0 | 9 |
| 2023-08-08 | Rule 506(b) | Equity | 2023-08-01 | $1,035,000 | $1,035,000 | $0 | 9 |
| 2022-05-19 | Rule 506(b) | Equity | 2022-05-18 | $407,757 | $407,757 | $0 | 6 |
| 2022-05-06 | Rule 506(b) | Equity | 2022-04-29 | $3,550,000 | $3,550,000 | $0 | 26 |
| 2018-06-12 | Rule 506(b) | Equity | 2018-05-28 | $500,000 | $500,000 | $0 | 1 |
| 2016-05-20 | Rule 506(b) | Equity | 2016-05-05 | $10,500,000 | $7,500,000 | $3,000,000 | 25 |
| 2011-05-04 | Rule 506 | Equity | 2011-04-29 | $325,000 | $325,000 | $0 | 4 |
| 2010-10-19 | Rule 506 | Equity | 2010-10-05 | $10,000,000 | $146,853 | $9,853,147 | 1 |